Commonwealth v. Leidig, 2004 PA Super 167 (PA 5/14/2004)

• Decision Date: 14 May 2004
• Docket Number: No. 442 MDA 2003.,442 MDA 2003.
• Citation: 2004 PA Super 167
• Parties: COMMONWEALTH OF PENNSYLVANIA, Appellee v. TODD LEIDIG, Appellant.
• Court: Pennsylvania Supreme Court

Page 1

2004 PA Super 167

COMMONWEALTH OF PENNSYLVANIA, Appellee v. TODD LEIDIG, Appellant.

No. 442 MDA 2003.

Superior Court of Pennsylvania.

May 14, 2004.

Appeal from the Judgment of Sentence of January 22, 2003 In the Court of Common Pleas, Criminal Division Franklin County, No. 70 of 2002.

Before: FORD ELLIOTT, TODD, and POPOVICH, JJ.

OPINION BY TODD, J.:

¶1 Todd Leidig appeals the judgment of sentence imposed by the Franklin County Court of Common Pleas after he pled nolo contendere to aggravated indecent assault.¹ We affirm.

¶2 On September 19, 2002, Appellant entered a plea of nolo contendere to the charge of aggravated indecent assault. The charge was based on an incident that occurred on or about June 8, 2000, wherein Appellant sexually assaulted his 13-year-old stepdaughter. During his plea hearing, Appellant was advised by the trial court that he would be required to undergo an assessment to determine whether he was a sexually violent predator and subject to the registration requirements of Megan's Law. On January 22, 2003, Appellant was sentenced to a term of 48 to 120 months incarceration and was advised that he would be subject to a ten-year registration period under Megan's Law.

¶3 Subsequent to the imposition of sentence, Appellant came to realize that he would be subject to a lifetime registration requirement under Megan's Law and filed a motion to withdraw his plea. Appellant asserted that had he known he would be subject to lifetime registration, he would not have pled nolo contendere, and, therefore, that he did not knowingly and intelligently enter his plea.² Appellant also sought modification of his sentence. The trial court denied both motions on February 5, 2003. This appeal followed.

¶4 On appeal, Appellant raises the following issues:

1. Whether the Sentencing Court erred when it denied Defendant's Post-Sentence Motion to Withdraw Nolo Contendere Plea, the plea agreement having been based on a mutual mistake of fact that Defendant would only be subject to the ten year registration requirement under Megan's Law I when, in fact, Defendant is subject to the lifetime registration requirement under Megan's Law II?

2. Whether the Sentencing Court erred when it ordered Defendant to comply with an incorrect registration requirement under Megan's Law?

(Appellant's Brief at 4.)

¶5 Preliminarily, we note that in terms of its effect upon a case, a plea of nolo contendere is treated the same as a guilty plea. Commonwealth v. Miller, 748 A.2d 733, 735 (Pa. Super. 2000). Furthermore, this Court has explained that "[o]nce a guilty plea has been entered and sentence imposed, the plea may be withdrawn only upon a showing of manifest injustice, which may be established if the plea was not voluntarily or knowingly entered." Commonwealth v. Brown, 451 Pa. Super. 514, 519, 680 A.2d 884, 887 (1996) (citation omitted).

¶6 In its opinion written pursuant to Rule 1925(a) of the Pennsylvania Rules of Appellate Procedure, the trial court acknowledged that Appellant was advised by his attorney, the Commonwealth, and the court that he would be subject to a ten-year registration requirement. (Trial Court Opinion, 4/28/03, at 2.) The trial court further opines that "if the defendant is subject to the lifetime registration requirement, then the defendant should be able to withdraw his plea because the defendant would not have knowingly and intelligently entered into the plea agreement." (Id.) Thus, we first address the issue of whether Appellant is subject to a lifetime registration requirement under Megan's Law.

¶7 Pennsylvania first adopted Megan's Law ("Megan's Law I"), 42 Pa.C.S.A. §§ 9791-9799.6, on October 24, 1995, and the registration portion of the statute took effect on April 21, 1996. Under Megan's Law I, the registration period was ten years. On May 10, 2000, however, Megan's Law I was amended, and the amended version ("Megan's Law II"), 42 Pa.C.S.A. §§ 9795.1-9799.7, became effective on July 9, 2000. The registration period under Megan's Law II is lifetime registration.

¶8 This Court considered the applicability of the lifetime registration requirement under Megan's Law II to an appellant who committed an offense prior to the effective date of Megan's Law II in Commonwealth v. Fleming, 801 A.2d 1234 (Pa. Super. 2002). In Fleming, the appellant pled guilty to attempted criminal homicide and involuntary deviate sexual intercourse. Following his plea on August 9, 2000, the trial court, on December 6, 2000, imposed a sentence which included, inter alia, lifetime registration under Megan's Law II. On December 13, 2000, the appellant filed a motion for modification of sentence wherein he argued that he should be subjected to registration for ten years since the underlying offense occurred on September 18, 1999, prior to the effective date of Megan's Law II. The trial court denied the appellant's motion, and on appeal, this Court rejected the appellant's arguments and held that he was subject to the lifetime registration requirement under Megan's Law II.

¶9 In the case sub judice, the offense to which Appellant pled nolo contendere occurred on June 8, 2000, prior to the effective date of Megan's Law II. Appellant entered his plea and was sentenced subsequent to the effective date of Megan's Law II, as was the appellant in Fleming. We conclude, therefore, that under Fleming, Appellant is subject to lifetime registration under Megan's Law II.³

¶10 Notwithstanding the fact that Appellant is subject to lifetime registration, the Commonwealth contends that Appellant is not entitled to withdraw his plea because the registration period, whether it be for ten years or a lifetime, is not punitive in nature. The Commonwealth further argues that "the registration requirement was simply a collateral consequence that had no bearing on the voluntariness of [Appellant's] plea." (Commonwealth's Brief at 8.)

¶11 If, in fact, the mandatory registration period under Megan's Law is a collateral consequence of Appellant's guilty plea, as the Commonwealth suggests, it is true that Appellant would not be entitled to withdraw his plea as a result of his lack of knowledge of the registration requirement. As we noted in Brown:

[T]he appellate courts of the Commonwealth consistently have ruled that a defendant's lack of knowledge of collateral consequences to the entry of a guilty plea does not render a plea unknowing or involuntary. Commonwealth v. Frometa, 520 Pa. 552, 555 A.2d 92 (1989) (plea valid even though defendant not informed he would face deportation as a result of plea); Pennsylvania Department of Transportation v. Johnson, 434 Pa.Super. 1, 641 A.2d 1170 (1994) (guilty plea to various drug charges could not be withdrawn based on fact defendant was not told that his driver's license would be suspended for ninety days due to entry of plea); see also Commonwealth v. Duffey, 536 Pa. 436, 639 A.2d 1174 (1994).

Brown, 451 Pa. Super. at 519-20, 680 A.2d at 887 (holding that the possibility of probation revocation in an unrelated case is a collateral consequence to a guilty plea and the fact that a defendant was not informed of such a possibility does not undermine the validity of his guilty plea).

¶ 12 Whether mandatory registration under Megan's Law constitutes a direct or collateral consequence of a guilty plea appears to be an issue of first impression in the Commonwealth. We note that a collateral consequence has been defined as "one that is not related to the length or nature of the sentence imposed on the basis of the plea." United States v. Romero-Vilca, 850 F.2d 177, 179 (3^d Cir. 1988). In contrast, a direct consequence "is one that has a `definite, immediate, and largely automatic' effect on the range of the defendant's punishment." Parry v. Rosemeyer, 64 F.3d 110, 114 (3^d Cir. 1995), superseded by statute as stated in Dickerson v. Vaughn, 90 F.3d 87 (3^d Cir. 1996). Indeed, the United States Court of Appeals for the Third Circuit has held that "the only consequences considered direct are the maximum prison term and fine for the offense charged." Id.

¶ 13 In Commonwealth v. Williams, 574 Pa. 487, 832 A.2d 962 (2003), the Pennsylvania Supreme Court considered the constitutionality of Megan's Law II. Specifically, the Court addressed the issue of whether the registration, address notification, and counseling requirements of Megan's Law II constitute criminal punishment. The Court applied the United States Supreme Court's traditional two-level inquiry⁴ and concluded that the registration, notification and counseling requirements do not constitute criminal punishment for constitutional purposes. Id. at ___, 832 A.2d at 984; see also Commonwealth v. Anthony, 841 A.2d 542 (Pa. Super. 2004).

¶ 14 In view of our Supreme Court's determination that the registration requirements of Megan's Law II do not constitute criminal punishment, it follows that the registration requirement cannot be considered to have a definite, immediate, and largely automatic effect on Appellant's punishment. As such, it is properly characterized as a collateral consequence of an appellant's plea.

¶ 15 Our research has revealed that a number of our sister states have reached the same conclusion. See, e.g., State v. Ward, 869 P.2d 1062 (Wash. 1994) (Washington Supreme Court held that since duty to register as a sex offender under state Megan's Law does not alter the standard of...