Cordova v. Blackstock

Decision Date13 October 1993
Docket NumberNo. 920370-CA,920370-CA
Citation861 P.2d 449
PartiesJudy A. CORDOVA, Plaintiff and Appellee, v. G. Barton BLACKSTOCK, Bureau Chief, Records Bureau, Drivers License Division, Defendant and Appellant.
CourtUtah Court of Appeals

Jan Graham and Thom D. Roberts, Salt Lake City, for defendant and appellant.

Herschel Bullen, Salt Lake City, for plaintiff and appellee.

Before BENCH, GREENWOOD and JACKSON, JJ.

JACKSON, Judge:

The Department of Public Safety, Drivers License Division (the Department) appeals the district court's grant of plaintiff's motion to vacate and set aside the administrative order of the Department based upon the "residuum of competent evidence rule." 1 We reverse and remand.

FACTS

The facts in this case are undisputed. On January 24, 1992, Judy Cordova was arrested for driving under the influence of an intoxicating beverage. The arresting officer requested that she submit to a chemical breath test and she agreed to do so. The test results indicated that her breath-alcohol content was 0.169 percent. The arresting officer served Cordova with notice of intention to suspend her driving privileges in accordance with Utah Code Ann. § 41-2-130(3) (Supp.1992). The Department granted Cordova's request for a presuspension hearing, which was scheduled for February 19, 1992. The Department notified Cordova of the hearing by first class mail on February 6, 1992. Cordova, her attorney, and the arresting officer did not appear for the hearing. The hearing officer reviewed the Department's file which included the DUI report form, the notice of citation and intent to suspend, the completed intoxilyzer operational check list, and the intoxilyzer result card. The hearing officer also reviewed the Department's record of the intoxilyzer maintenance check which took place just two days before Cordova's arrest. Based on his review of the file, 2 the hearing officer made the following findings There was a reason to make the initial stop of the Petitioner, i.e., excessive speed. There was reasonable suspicion that the Petitioner was DUI, i.e., her admission that she had been drinking, odor of alcohol, slurred and slowed speech, impaired balance and Nystagmus in both eyes. She was properly warned and took the breath test. There is a check list for the breath machine in evidence, showing that all procedures were followed and a test result card with breath sample showing .169 BrAC and no indication that there were problems with the test or machine. The preponderance of evidence would support a suspension in this case.

Based on these findings, the Department suspended Cordova's driving privileges.

Cordova sought review of the decision by the district court. Instead of reviewing the Department's decision by conducting a trial de novo, the district court heard arguments from both sides on whether the residuum rule applied to the agency proceeding and whether it was followed. After concluding that the rule applied, but was not followed, the district court granted Cordova's motion to vacate the administrative order and did not conduct a full trial. The district court concluded that it "is not compelled to hold a trial de novo in all cases." The Department appealed the district court's order.

ISSUES

The Department argues the district court erred in failing to conduct a trial de novo. It further contends Cordova cannot argue for the first time in district court that the residuum rule was breached in the agency proceeding. Finally, the Department argues that if the residuum rule does apply, there was in fact a residuum of legally competent evidence on which the Department could base its decision. Because it is dispositive, we address only the first issue.

ANALYSIS

The Utah Administrative Procedures Act 3 (UAPA) allows agencies to promulgate rules designating that certain adjudicative proceedings be conducted informally. Utah Code Ann. § 63-46b-4(1) (1989). The Department of Public Safety has determined by rule that "[a]ll [drivers license division] adjudicative actions except actions mandated by statute are designated to be informal proceedings unless converted to formal in the discretion of the presiding officer or supervisor." Utah Code.Admin.P. R708-17-6 (1992). The Department proceeded with an informal hearing at Cordova's request and issued its decision.

District Court Review

Because this action was commenced after January 1, 1988, the district court's review of the Department's decision is governed by UAPA. See Albertsons, Inc. v. Department of Employment Sec., 854 P.2d 570, 573 (Utah App.1993). Under UAPA, "the district courts shall have jurisdiction to review by trial de novo all final agency actions resulting from informal adjudicative proceedings." Utah Code Ann. § 63-46b-15(1)(a) (1989 & Supp.1993) (emphasis added).

This provision requires that the district court's review of informal adjudicative proceedings be accomplished by holding a new trial, not just by reviewing an informal record. See Brinkerhoff v. Schwendiman, 790 P.2d 587, 588 (Utah App.1990) (noting plaintiff was able to present entire case in trial de novo). UAPA's statutory scheme ensures that "each applicant has the opportunity to have a formal hearing before the agency, or a [trial] de novo review by the district court." Kirk v. Division of Occupational Licensing, 815 P.2d 242, 245 (Utah App.1991); Utah Code Ann. §§ 63-46b-15(1)(a) and -16(1) (1989 & Supp.1993). One reason for this statutory scheme is that appellate courts need a complete record in order to review adjudication. Southern Utah Wilderness Alliance v. Board of State Lands, 830 P.2d 233, 236 (Utah 1992). Formal proceedings "allow the opportunity for fuller discovery and fact finding, [and] are In addition to the need for an established adequate record, review of an informal agency proceeding by trial allows the district court to consider and act on any deficiencies that might arise by nature of the informality of the agency hearing. In Brinkerhoff, the plaintiff claimed he was prejudiced by the Division of Driver License Services because it failed to inform him of whether his hearing was formal or informal. 790 P.2d at 588. The Brinkerhoff cour...

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4 cases
  • Archer v. Board of State Lands and Forestry
    • United States
    • Utah Supreme Court
    • October 11, 1995
    ...adjudicative proceedings be performed by holding a new trial rather than by reviewing the informal record. Cordova v. Blackstock, 861 P.2d 449, 451 (Utah Ct.App.1993). The State argues that where the governing statute grants discretion to an administrative agency, the standard of review in ......
  • Christensen v. Rolfe, 20130574–CA.
    • United States
    • Utah Court of Appeals
    • September 18, 2014
    ...reviewing the informal record.” Archer v. Board of State Lands & Forestry, 907 P.2d 1142, 1144 (Utah 1995) (citing Cordova v. Blackstock, 861 P.2d 449, 451 (Utah Ct.App.1993)). Indeed, the “ ‘[d]istrict court does not have discretion to review an informal adjudicative proceeding by any meth......
  • Christensen v. Rolfe
    • United States
    • Utah Court of Appeals
    • September 18, 2014
    ...reviewing the informal record.” Archer v. Board of State Lands & Forestry, 907 P.2d 1142, 1144 (Utah 1995) (citing Cordova v. Blackstock, 861 P.2d 449, 451 (Utah Ct.App.1993)). Indeed, the “ ‘[d]istrict court does not have discretion to review an informal adjudicative proceeding by any meth......
  • Bryner v. Dep't of Pub. Safety
    • United States
    • Utah Court of Appeals
    • September 22, 2016
    ...the informal record.” Archer v. Board of State Lands & Forestry , 907 P.2d 1142, 1144 (Utah 1995) (citing Cordova v. Blackstock , 861 P.2d 449, 451 (Utah Ct. App. 1993) ). A district court “does not have discretion to review an informal adjudicative proceeding by any method other than a tri......
3 books & journal articles
  • Utah Standards of Appellate Review
    • United States
    • Utah State Bar Utah Bar Journal No. 7-8, October 1994
    • Invalid date
    ...rules designating that certain adjudicative proceedings be conducted informally. Utah Code Ann. § 63-46b-4(l); Cordova v. Blackstock, 861 P.2d 449, 451 (Utah App. 1993). Under UAPA, "the district courts shall have jurisdiction to review by trial de novo all final agency actions resulting fr......
  • Utah Standards of Appellate Review – Revised [1]
    • United States
    • Utah State Bar Utah Bar Journal No. 12-8, October 1999
    • Invalid date
    ...promulgate rules designating as informal certain adjudicative proceedings. See Utah Code Ann. § 63-46b-4(1) (1997); Cordova v. Blackstock, 861 P.2d 449, 451 (Utah Ct. App. 1993). Under UAPA, "[t]he district courts have jurisdiction to review by trial de novo all final agency actions resulti......
  • Utah Standards of Appellate Review - Third Edition
    • United States
    • Utah State Bar Utah Bar Journal No. 24-1, February 2011
    • Invalid date
    ...created for appellate court review. See Archer v. Bd. of State Lands and Forestry, 907 P.2d 1142, 1144 (Utah 1995); Cordova v. Blackstock, 861 P.2d 449, 452 (Utah Ct. App. 1993). The trial court's final orders and decrees from review of informal adjudicative proceedings of agencies may be a......

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