Culligan Intern. Co., In re, 89-1566
| Decision Date | 25 September 1990 |
| Docket Number | No. 89-1566,89-1566 |
| Citation | 915 F.2d 680 |
| Parties | In re CULLIGAN INTERNATIONAL CO. |
| Court | U.S. Court of Appeals — Federal Circuit |
George H. Gerstman, Gerstman & Ellis, Ltd., Chicago, Ill., argued for appellant.
Albin F. Drost, Associate Sol., Office of the Sol., Arlington, Va., argued for appellee. With him on the brief was Fred E. McKelvey, Sol.
Before MAYER, Circuit Judge, BALDWIN, Senior Circuit Judge, and MILLS, District Judge *.
This is an appeal pursuant to 15 U.S.C. Sec. 1071(a)(1) (1988) from a decision of the Commissioner of Patents and Trademarks. The Commissioner, acting through the Assistant Commissioner for Trademarks, held that 15 U.S.C. Sec. 1059 (1982) requires both the renewal fee and the late application fee to accompany a late application for trademark renewal. We affirm.
The basic facts are undisputed. Culligan's trademark registration for a home drinking water purification unit, Registration No. 843,696, expired on February 6, 1988. On March 15, 1988, Culligan filed an application for renewal of the trademark registration. Culligan forwarded a check for $300 with the application.
On September 16, 1988, the Patent and Trademark Office (PTO) notified Culligan that its registration could not be renewed because the time had expired for filing the additional $100 fee required when a renewal application is filed after expiration of the registration.
Culligan filed a request for reconsideration and tendered the additional $100 fee. The Affidavit/Renewal Examiner denied the request for reconsideration.
Culligan filed a Petition to the Commissioner under 37 C.F.R. Sec. 2.146 (1988), requesting that the Commissioner review the Affidavit/Renewal Examiner's decision and the Assistant Commissioner for Trademarks denied that petition. In so doing, the Commissioner stated that the additional fee is a statutory element of a complete application for renewal and that, pursuant to the renewal statute, a complete application must be filed within the applicable time limits. The Commissioner further stated that the statute does not give him the discretion to extend, suspend, or waive the time for filing a complete application for renewal.
This appeal followed.
Appellant contends that the Commissioner erred in holding that 15 U.S.C. Sec. 1059 (1982) requires both the renewal fee and the late application fee to be paid no later than three months after a trademark registration has expired. Appellant also contends that the Commissioner has the discretion to accept the late application fee after the three month grace period and that he abused that discretion by notifying Appellant six months after the renewal application was filed that the renewal could not be granted. Finally, Appellant asserts that the Commissioner's statement that relief could not be granted because "inadvertent omissions on the part of attorneys do not constitute extraordinary situations" is clearly erroneous.
We hold that 15 U.S.C. Sec. 1059(a) (1982) requires both the renewal fee and the late application fee to be paid no later than three months after the expiration of the registration. We further hold that the Commissioner does not have the discretion to accept the application fee after the three month grace period. We decline to reach Appellant's final argument.
The Trademark Act provides that registrations are issued for 20 year terms. 15 U.S.C. Sec. 1058 (1982). 1 Registrations can be renewed for a like period. 15 U.S.C. Sec. 1059.
Section 1059(a) provides:
Each registration may be renewed for periods of twenty years from the end of the expiring period upon payment of the prescribed fee and the filing of a verified application therefor, setting forth those goods or services recited in the registration on or in connection with which the mark is still in use in commerce and having attached thereto a specimen or facsimile showing current use of the mark, or showing that any nonuse is due to special circumstances which excuse such nonuse and it is not due to any intention to abandon the mark. Such application may be made at any time within six months before the expiration of the period for which the registration was issued or renewed, or it may be made within three months after such expiration on payment of the additional fee herein prescribed.
The Commissioner held that "[t]he fee is a statutory element of the complete application for renewal, and pursuant to the statute, a complete application must be filed within the time limit set forth". We agree.
In In re Holland American Wafer Co., 737 F.2d 1015, 1018, 222 U.S.P.Q. 273, 275 (Fed.Cir.1984), we held that a complete renewal application must be submitted within the statutory time period. We stated that the contents of a renewal application must include, inter alia, a statement of the goods or services for which the mark is being used, a statement that the mark is in use in interstate or other commerce under the control of Congress, a specimen label showing the mark as currently used, and an affidavit by the owner of the mark. The renewal application must also include the application fee and the additional fee if the application is filed during the grace period. The statute requires these fees as part of a complete renewal application just as it requires the statement of goods or services, the statement that the mark is in use in interstate commerce, the specimen label, and the affidavit. There are no qualitative differences among these statutory requirements.
Appellant contends that the literal interpretation of 15 U.S.C. Sec. 1059(a) (1982) does not absolutely require that the additional fee to file during the grace period be paid during the three month period. Und...
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...had been filed and that the PTO had properly cancelled the registration. Id. at 847, 208 USPQ at 411. In In re Culligan International Co., 915 F.2d 680, 16 USPQ2d 1234 (Fed.Cir.1990) this court affirmed that an applicant's failure to pay the late renewal fee under Section 9 during the three......
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