Dean, In re, 15785
Decision Date | 11 August 1998 |
Docket Number | No. 15785,15785 |
Citation | 246 Conn. 183,717 A.2d 176 |
Court | Connecticut Supreme Court |
Parties | In re Honorable Harold H. DEAN. |
Wesley W. Horton, with whom were Kimberly A. Knox, Hartford, Paul J. Pacifico, Westport, and, on the brief, Kevin B. Hawkins and Michele C. Camerota, Certified Legal Interns, for appellant (respondent).
Gregory T. D'Auria, Assistant Attorney General, with whom were Eliot D. Prescott, Assistant Attorney General, and, on the brief, Richard Blumenthal, Attorney General, Carolyn K. Querijero, Assistant Attorney General, and Donald B. Caldwell, Rockville, for appellee (Judicial Review Council).
Before BORDEN, BERDON, KATZ, PALMER and McDONALD, JJ.
The respondent, Superior Court Judge Harold H. Dean, appeals from the decision of the judicial review council (review council) to censure him publicly for wilfully and intentionally failing to pay a $250 weekly instalment order issued by a Superior Court judge pursuant to General Statutes § 52-356d. The review council is authorized pursuant to General Statutes § 51-51n (a)(1), 1 to censure a judge of the Superior Court publicly for a "wilful violation of ... any canon of judicial ethics" as set forth in General Statutes § 51-51i(a)(2). 2 The review council had initiated an investigation pursuant to General Statutes § 51-51l. 3 Thereafter, a confidential probable cause hearing was held to inquire into whether the respondent had: (1) failed or refused to pay periodic payments ordered by the Superior Court in satisfaction of a judgment; (2) failed or refused to satisfy one or more judgments of the Superior Court; (3) submitted a false financial statement to a lender; or (4) fraudulently transferred assets; and whether such conduct, if proved, violated canon 1, canon 2(a) or canon 5 of the Code of Judicial Conduct (code). 4 The review council found probable cause to believe that the respondent, by having wilfully failed or refused to pay periodic payments ordered by the Superior Court in satisfaction of a judgment, had violated canons 1 and 2(a) of the code and § 51-51i. 5
After the public hearing held pursuant to § 51-51l (c); see footnote 3 of this opinion; the review council made fifteen findings of fact. .
On the basis of these findings, the review council, by a vote of eleven to one, recommended a public censure of the respondent on the grounds that his "intentional and wilful failure ... to make weekly payments ordered by the Connecticut Superior Court between August 16, 1996, and October 23, 1996, resulted in his failure to observe high standards of conduct so that the integrity of the judiciary might be preserved, and resulted in his failure to act at all times in a manner that promotes public confidence in the judiciary" in violation of canons 1 and 2 of the code. The respondent appealed directly to this court pursuant to General Statutes § 51-51r. 9
The respondent raises the issue of whether his refusal to comply with an instalment payment order under § 52-356d provides a basis for judicial discipline. He phrases the issue as follows: "Is a refusal to comply with an instalment order under General Statutes § 52-356d a basis for judicial discipline?" The review council's counterstatement of the issue more accurately reflects its ruling and the question before us: "Did the [review council] properly discipline the respondent judge in the circumstances of this case for wilfully and intentionally failing to pay a weekly instalment order of $250, which a Superior Court judge ordered him to pay and had determined he could afford to pay?"
Before analyzing the respondent's claims on appeal, we first set forth the appropriate standards of review for the factual findings and legal conclusions of the review council, as recently articulated by this court in In re Flanagan, 240 Conn. 157, 690 A.2d 865, cert. denied, --- U.S. ----, 118 S.Ct. 172, 139 L.Ed.2d 114 (1997). "In reviewing the factual determinations of the review council, we must take into account the risk that unfounded charges of judicial misconduct will impair society's interest in an independent judiciary. We must therefore depart from our normal rule of deference to factfinding by trial courts and administrative agencies. We have a nondelegable responsibility, upon an appeal, to undertake a scrupulous and searching examination of the record to ascertain whether there was substantial evidence to support the council's factual findings.... In re Zoarski, 227 Conn. 784, 789-90, 632 A.2d 1114 (1993); Council on Probate Judicial Conduct re: James H. Kinsella, 193 Conn. 180, 192, 476 A.2d 1041 (1984).
(Internal quotation marks omitted.) In re Flanagan, supra, 240 Conn. at 165-67, 690 A.2d 865.
We turn next to the merits of the respondent's contention on appeal. It is useful to begin with what he does not claim. The respondent does not argue with the review council's finding that his failure, from August 16, 1996, to October 23, 1996, to make the periodic payments ordered by Judge Doherty was "intentional and wilful." Although he claimed before the review council that he could not afford to make the $250 payments, 12 he made no payment of any kind during the pertinent time period, and he does not challenge either the evidentiary support for the review council's finding of wilfulness or its lack of a finding that he could not afford to make the $250 payments. We therefore proceed with the premise, which the record supports, that the respondent could afford to make the payments ordered. Nor does the respondent argue that violation of a court order cannot constitute a violation of the code when a judge is acting in a private capacity. See In the Matter of Disciplinary Proceedings...
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