Dillon v. Gloss, 251

Decision Date16 May 1921
Docket NumberNo. 251,251
Citation256 U.S. 368,41 S.Ct. 510,65 L.Ed. 994
PartiesDILLON v. GLOSS, Deputy Collector
CourtU.S. Supreme Court

Messrs. Levi Cooke, of Washington, D. C., and Theodore A. Bell, of San Francisco, Cal., for appellant.

[Argument of Counsel from page 369-370 intentionally omitted] The Assistant Attorney General Adams, for appellee.

Mr. Justice VAN DEVANTER delivered the opinion of the Court.

This is an appeal from an order denying a petition for a writ of habeas corpus. Ex parte Dillon (D. C.) 262 Fed. 563. The petitioner was in custody under section 26 of title 2 of the National Prohibition Act, c. 85, 41 Stat. 305, on a charge of transporting intoxicating liquor in violation of section 3 of that title, and by his petition sought to be discharged on several grounds, all but two of which were abandoned after the decision in National Prohibition Cases, 253 U. S. 350, 40 Sup. Ct. 486, 588, 64 L. Ed. 946. The remaining grounds are, first, that the Eighteenth Amendment to the Constitution, to enforce which title 2 of the act was adopted, is invalid, because the congressional resolution (40 Stat. 1050) proposing the amendment declared that it should be inoperative unless ratified within seven years; and, secondly, that, in any event, the provisions of the act which the petitioner was charged with violating, and under which he was arrested, had not gone into effect at the time of the asserted violation nor at the time of the arrest.

The power to amend the Constitution and the mode of exerting it are dealt with in article 5, which reads:

'The Congress, whenever two thirds of both houses shall deem it necessary, shall propose amendments to this Constitution, or, on the application of the Legislatures of two thirds of the several states, shall call a convention for proposing amendments, which, in either case, shall be valid to all intents and purposes, as part of this Constitution, when ratified by the Legislatures of three fourths of the several states, or by conventions in three fourths thereof, as the one or the other mode of ratification may be proposed by the Congress: Provided that no amendment which may be made prior to the year one thousand eight hundred and eight shall in any manner affect the first and fourth clauses in the ninth section of the first article; and that no state, without its consent, shall be deprived of its equal suffrage in the Senate.'

It will be seen that this article says nothing about the time within which ratification may be had—neither that it shall be unlimited nor that it shall be fixed by Congress. What then is the reasonable inference or implication? Is it that ratification may be had at any time, as within a few years, a century or even a longer period, or that it must be had within some reasonable period which Congress is left free to define? Neither the debates in the federal convention which framed the Constitution nor those in the state conventions which ratified it shed any light on the question.

The proposal for the Eighteenth Amendment is the first in which a definite period for ratification was fixed.1 Theretofore 21 amendments had been proposed by Congress and seventeen of these had been ratified by the Legislatures of three fourths of the states—some within a single year after their proposal and all within four years. Each of the remaining 4 had been ratified in some of the states, but not in a sufficient number.2 Eighty years after the partial ratification of one, an effort was made to complete its ratification, and the Legislature of Ohio passed a joint resolution to that end,3 after which the effort was abandoned. Two, after ratification in one less than the required number of states had lain dormant for a century.4 The other, proposed March 2, 1861, declared:

'No amendment shall be made to the Constitution which will authorize or give to Congress the power to abolish or interfere, within any state, with the domestic institutions thereof, including that of persons held to labor or service by the laws of said state.'5

Its principal purpose was to protect slavery and at the time of its proposal and partial ratification it was a subject of absorbing interest, but after the adoption of the Thirteenth Amendment it was generally forgotten. Whether an amendment proposed without fixing any time for ratification, and which after favorable action in less than the required number of states had lain dormant for many years, could be resurrected and its ratification completed had been mooted on several occasions, but was still an open question.

These were the circumstances in the light of which Congress in proposing the Eighteenth Amendment fixed seven years as the period for ratification. Whether this could be done was questioned at the time and debated at length, but the prevailing view in both houses was that some limitation was intended and that seven years was a reasonable period.6

That the Constitution contains no express provision on the subject is not in itself controlling; for with the Constitution, as with a statute or other written instrument, what is reasonably implied is as much a part of it as what is expressed.7 An examination of article 5 discloses that it is intended to invest Congress with a wide range of power in proposing amendments. Passing a provision long since expired,8 it subjects this power to only two restrictions: one that the proposal shall have the approval of two-thirds of both houses, and the other excluding any amendment which will deprive any state, without its consent, of its equal suffrage in the Senate.9 A further mode of proposal—as yet never invoked—is provided, which is, that on the application of two-thirds of the states Congress shall call a convention for the purpose. When proposed in either mode amendments to be effective must be ratified by the Legislatures, or by conventions, in three-fourths of the states, 'as the one or the other mode of ratification may be proposed by the Congress.' Thus the people of the United States, by whom the Constitution was ordained and established, have made it a condition to amending that instrument that the amendment be submitted to representative assemblies in the several states and be ratified in three-fourths of them. The plain meaning of this is (a) that all amendments must have the sanction of the people of the United States, the original fountain of power, acting through representative assemblies, and (b) that ratification by these assemblies in three-fourths of the states shall be taken as a decisive expression of the people's will and be binding on all.10

We do not find anything in the article which suggests that an amendment once proposed is to be open to ratification for all time, or that ratification in some of the states may be separated from that in others by many years and yet be effective. We do find that which strongly suggests the contrary. First, proposal and ratification are not treated as unrelated acts, but as succeeding steps in a single endeavor, the natural inference being that they are not to be widely separated in time. Secondly, it is only when there is deemed to be a necessity therefor that amendments are to be proposed, the reasonable implication being that when proposed they are to be considered and disposed of presently. Thirdly, as ratification is but the expression of the approbation of the people and is to be effective when had in three-fourths of the states, there is a fair implication that it must be sufficiently contemporaneous in that number of states to reflect the will of the people in all sections at relatively the same period, which of course ratification scattered through a long series of years would not do. These considerations and the general purport and spirit of the article lead to the conclusion expressed by Judge Jameson11 'that an alteration of the Constitution proposed to-day has relation to the sentiment and the felt needs of to-day, and that, if not ratified early while that sentiment may fairly be supposed to exist, it ought to be regarded as waived, and not again to be voted upon, unless a second time proposed by Congress.' That this is the better conclusion becomes even more manifest when what is comprehended in the other view is considered; for, according to it, four amendments proposed long ago—two in 1789, one in 1810 and one in 1861—are still pending and in a situation where their ratification in some of the states many years since by representatives of generations now largely...

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  • State of Idaho v. Freeman
    • United States
    • U.S. District Court — District of Idaho
    • January 25, 1982
    ...ratifying. He argues that since the amendment process consists of "succeeding steps in a single endeavor," Dillon v. Gloss, 256 U.S. 368, 375, 41 S.Ct. 510, 512, 65 L.Ed. 994 (1921), until all the steps are taken, questions arising from that process are not ripe for adjudication. Whatever t......
  • Virginia v. Ferriero
    • United States
    • U.S. District Court — District of Columbia
    • March 5, 2021
    ...secures ratifications from three-fourths of the states—not when the Archivist publishes and certifies it. See Dillon v. Gloss , 256 U.S. 368, 376, 41 S.Ct. 510, 65 L.Ed. 994 (1921) (explaining that the Eighteenth Amendment became valid when it received its final ratification, so the date of......
  • American Federation of Labor v. Eu
    • United States
    • California Supreme Court
    • August 27, 1984
    ...not ratified the amendment within a reasonable time after it was submitted to the states. The court reaffirmed Dillon v. Gloss, supra, 256 U.S. 368, 41 S.Ct. 510, 65 L.Ed. 994, where it said that an amendment must be ratified within a reasonable time, but held that the timeliness of a parti......
  • Coleman v. Miller
    • United States
    • U.S. Supreme Court
    • June 5, 1939
    ...three in 1937. We have held that the Congress in proposing an amendment may fix a reasonable time for ratification. Dillon v. Gloss, 256 U.S. 368, 41 S.Ct. 510, 65 L.Ed. 994. There we sustained the action of the Congress in providing in the proposed Eighteenth Amendment that it should be in......
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6 books & journal articles
  • Table of Cases
    • United States
    • The Path of Constitutional Law Suplemmentary Materials
    • January 1, 2007
    ...Cir. 2001), 1030 Dickerson v. United States, 530 U.S. 428, 120 S.Ct. 2326, 147 L.Ed.2d 405 (2000), 294, 907, 1019, 1024 Dillon v. Gloss, 256 U.S. 368, 41 S.Ct. 510, 65 L.Ed. 994 (1921), 691 Di Santo v. Pennsylvania, 273 U.S. 34, 47 S.Ct. 267, 71 L.Ed. 544 (1927), 867 District of Columbia Co......
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    ...Amendment. See, e.g., Jack M. Balkin, Abortion and Original Meaning, 24 CONST. COMMENT. 291, 295-96 (2007). (288.) See Dillon v. Gloss, 256 U.S. 368, 374-75 (1921) (defending a present consensus requirement on the grounds that the point of Article V is to "reflect the will of the people in ......
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    ...sections at relatively the same period, which ... ratification scattered through a long series of years would not do." Dillon v. Gloss, 256 U.S. 368, 375 Then the question arises, "Who decides?" Professor Dellinger urged, contra Dillon, that the Supreme Court should exercise jurisdiction ov......
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    ...of 50, or 38. Should the District of Columbia (or Puerto Rico) ever become a state, then the number presumably would rise to 39. (7.) 256 U.S. 368 (1921). (8.) Id. at 374-75. (9.) Which he was kind enough to share with me. (10.) 307 U.S. 433 (1939). (11.) Id. at 456. (12.) Id. at 459. (13.)......
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