Dover v. Bowen, 85-1223

Decision Date20 February 1986
Docket NumberNo. 85-1223,85-1223
PartiesJohn L. DOVER, Appellant, v. Otis R. BOWEN, * Secretary of Health and Human Services, Appellee.
CourtU.S. Court of Appeals — Eighth Circuit

Anthony W. Bartels, Jonesboro, Ark., for appellant.

Virginia Cronan, Health and Human Services, Baltimore, Md., for appellee.

Before McMILLIAN and JOHN R. GIBSON, Circuit Judges, and MURPHY, ** District Judge.

McMILLIAN, Circuit Judge.

John L. Dover appeals from a final judgment of the District Court for the Eastern District of Arkansas affirming a decision of the Secretary of Health and Human Services (Secretary) denying his applications for disability insurance benefits and supplemental security income benefits. For the reasons discussed below, we reverse and remand.

Appellant, who has had four back operations, was born in 1951 and has the equivalent of a high school education. His employment history includes work in industrial maintenance and in construction. From 1978 until 1980 appellant received disability benefits due to a back injury. After the Secretary informed him in 1980 that his disability had ceased and terminated his benefits, appellant returned to maintenance and construction work.

The medical evidence reveals that in July 1981, following a work-related injury to his back, Dr. Thomas Miller performed a partial hemilaminectomy and removed a herniated nucleus pulposus. Dr. Miller released appellant to return to maintenance work in October 1981. In January 1982 appellant again sustained a work-related back injury and was hospitalized with a diagnosis of lumbosacral sprain with radiculopathy.

In February 1982 appellant was examined by Dr. James McClure, a consulting physician for the Secretary. Dr. McClure diagnosed post-operative removal of lower lumbar discs with a solid and mature fusion, functional overlay, and compensation overlay. In March 1982 appellant was hospitalized for a kidney stone manipulation. In June 1982 appellant had hernia repair by Dr. James Drake, who reported that from a surgical standpoint appellant should be able to return to work in August 1982. However, since July 1982 appellant has not returned to work.

At the May 1983 administrative hearing, appellant testified that he was unable to work because of severe pain. He testified that he took three medications, which kept him "pretty well down." He stated that his daily activities were confined to sitting and reading or bed rest.

The administrative law judge (ALJ) denied benefits, finding that although appellant could not perform his past work he had the ability to perform light work and accordingly was not disabled. The ALJ concluded that appellant's allegations of severe disabling pain were not credible because appellant had not taken any steps consistent with disabling pain. The ALJ specifically noted that appellant had received minimal medical attention and had used minimal medications.

After the ALJ's denial of benefits, appellant submitted medical reports by Drs. Yelvington and Bogaev to the Appeals Council. Outpatient progress notes from Dr. Yelvington indicate that appellant had been seen in the emergency room several times in January and February of 1983 for back pain. In a note dated January 25, 1983, Dr. Yelvington stated, "I have a feeling that this man really does have back pain but ... that this is a person that has been caught up in the surgery-pain-surgery cycle...." In a February 1, 1983, note, Dr. Yelvington stated that he had explained to appellant "that he has a chronic back pain and this is not curable as we now know it." Dr. Yelvington reported that he was investigating biofeedback in an attempt to relieve appellant's pain but noted that appellant had "dire financial troubles." Dr. Yelvington also stated that he would not prescribe any more narcotic medications because of his suspicion that appellant was becoming addicted. In April 1983 Dr. Yelvington hospitalized plaintiff for low back pain, neck stiffness, and a headache. At that time Dr. Yelvington believed that appellant had "some psychiatric problems with depression" and prescribed Elavil and Thorazine.

Appellant also submitted a report from Dr. Bogaev who stated that in August 1983 appellant had kidney stone removal and that he believed that appellant's complaints of pain at that time were primarily due to the kidney stone and not to his back.

The Appeals Council reviewed the reports but found that the reports did not provide a basis for vacating...

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43 cases
  • Davis v. Callahan
    • United States
    • U.S. District Court — Southern District of Iowa
    • September 18, 1997
    ...to show the existence of other jobs in the national economy Webber is capable of performing." (Emphasis added). In Dover v. Bowen, 784 F.2d 335, 337 (8th Cir.1986), the Court held that it is reversible error for the ALJ not to expressly recognize that the Secretary has the burden to prove t......
  • Mickles v. Shalala
    • United States
    • U.S. Court of Appeals — Fourth Circuit
    • July 18, 1994
    ...allegations of disabling pain, "a claimant may not be penalized for failing to seek treatment she cannot afford"); Dover v. Bowen, 784 F.2d 335, 337 (8th Cir.1986). Cf. Gordon v. Schweiker, 725 F.2d 231, 237 (4th Cir.1984) (refusal to follow prescribed treatment did not preclude finding of ......
  • Sumler v. Bowen
    • United States
    • U.S. District Court — Western District of Arkansas
    • March 26, 1987
    ...expressly recognize in his or her written decision that the burden of proof has shifted to the Secretary. See, e.g., Dover v. Bowen, 784 F.2d 335, 337 (8th Cir. 1986). In cases where the ALJ fails to expressly recognize this shift, we will assume that the burden of proof improperly remained......
  • Ellis v. Berryhill
    • United States
    • U.S. District Court — Southern District of Alabama
    • November 14, 2017
    ...does not preclude reaching the conclusion that a claimant is disabled when the failure is justified by lack of funds); Dover v. Bowen, 784 F.2d 335, 337 (8th Cir. 1986) ("the ALJ must consider a claimant's allegation that he has not sought treatment or used medications because of lack of fi......
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6 books & journal articles
  • Issue Topics
    • United States
    • James Publishing Practical Law Books Social Security Disability Collection - James' Best Materials. Volume 2
    • May 5, 2015
    ...a claimant’s allegation that he has not sought medical treatment or used medications because of a lack of finances. Dover v. Bowen , 784 F.2d 335, 337 (8th Cir. 1986). The Eighth Circuit held that a lack of sufficient financial resources to follow prescribed treatment to remedy a disabling ......
  • Issue topics
    • United States
    • James Publishing Practical Law Books Bohr's Social Security Issues Annotated - Volume II
    • May 4, 2015
    ...a claimant’s allegation that he has not sought medical treatment or used medications because of a lack of finances. Dover v. Bowen , 784 F.2d 335, 337 (8 th Cir. 1986). The Eighth Circuit held that a lack of sufficient financial resources to follow prescribed treatment to remedy a disabling......
  • Table of cases
    • United States
    • James Publishing Practical Law Books Archive Social Security Issues Annotated. Vol. II - 2014 Contents
    • August 3, 2014
    ...396 (8th Cir. 1987), § 105.13 Dousewicz v. Harris , 646 F.2d 771, 774 (2d Cir. 1981), §§ 202.5, 209.2, 304.2, 509.3, 1304 Dover v. Bowen , 784 F.2d 335, 337 (8th Cir. 1986), §§ 205.8, 1208.5 Dowles v. Barnhart, 258 F. Supp.2d 478 (W.D. La. Mar. 31, 2003), § 1311.2 Downey v. Barnhart , 294 F......
  • Table of Cases
    • United States
    • James Publishing Practical Law Books Bohr's Social Security Issues Annotated - Volume II
    • May 4, 2015
    ...396 (8th Cir. 1987), § 105.13 Dousewicz v. Harris , 646 F.2d 771, 774 (2d Cir. 1981), §§ 202.5, 209.2, 304.2, 509.3, 1304 Dover v. Bowen , 784 F.2d 335, 337 (8th Cir. 1986), §§ 205.8, 1208.5 Dowles v. Barnhart, 258 F. Supp.2d 478 (W.D. La. Mar. 31, 2003), § 1311.2 Downey v. Barnhart , 294 F......
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