Dryden v. Com.

• Decision Date: 13 December 1968
• Citation: Dryden v. Com., 435 S.W.2d 457 (Ky. 1968)
• Parties: Robert Louis DRYDEN (or White), Appellant, v. COMMONWEALTH of Kentucky, Appellee.
• Court: Supreme Court of Kentucky

Page 457

435 S.W.2d 457

Robert Louis DRYDEN (or White), Appellant, v. COMMONWEALTH of Kentucky, Appellee.

Court of Appeals of Kentucky.

Dec. 13, 1968.

Paul K. Murphy, Louisville, Juvenile Defender Service, Legal Aid Society, for appellant.

John B. Breckinridge, Atty. Gen., David Murrell, Asst. Atty. Gen., for appellee.

PALMORE, Judge.

Robert Louis Dryden, a juvenile, appeals from an order of the Jefferson Circuit Court denying him an appeal from a decree of the Jefferson County Court, Juvenile Division, which found that he came within the purview of KRS 208.020 and committed him to the custody of the Department of Child Welfare. See KRS 208.190, 208.200, and 208.380.

The affidavit of merits filed with the motion for appeal in the circuit court gives the following factual information:

Robert is a 15-year old 7th-grade pupil. On March 23, 1967, an officer named Yonts arrested him without a warrant for truancy. Yonts testified that under questioning at police headquarters Robert orally admitted having participated in a breakin at Male High School on March 19, 1967. Testifying in his own behalf Robert admitted that he made this statement but claimed it was given under duress and was not true. He denied having taken part in the break-in. His alibi defense was corroborated by another witness. There was no incriminating evidence against him except for the testimony of officer Yonts. He was found guilty of having committed a public offense and was placed in custody of the Department.

The affidavit of merits states as grounds for appeal that (1) a juvenile cannot waive his constitutional rights while in a police station without the presence of parent or counsel; (2) in any event, the waiver in this case was not voluntary; and (3) the oral confession was not admissible in evidence.

Robert is an indigent. He was represented in the juvenile court and circuit court, and is represented in this court, by a representative of the Juvenile Defender Service of the Legal Aid Society in Louisville.

According to the record, Robert's motion for an appeal to the circuit court was sustained on June 5, 1967; on June 8, 1967, the case was continued until July 18, 1967, and Robert was released in custody of his mother; on July 18, 1967, pursuant to the Commonwealth's motion the case was continued until September 26, 1967; on the latter date it was reassigned to November 15, 1967; on November 15, 1967, again pursuant to the Commonwealth's motion, it was continued until December 8, 1967; and on December 8, 1967, the appeal was denied without an evidentiary hearing and Robert was remanded to custody of the juvenile authorities. The circuit judge declined to give any reason for denying the appeal.

In his motion for an appeal to the circuit court Robert demanded a trial by jury. His contention in this court is that he is entitled to a de novo trial by jury in the circuit court.

The Commonwealth contends that appellant is not entitled to a trial in the circuit court, does not have a right of appeal to this court, and that if he did have an appeal to this court it became moot when the juvenile court later entered an order transferring his custody from the Department to the Louisville and Jefferson County Children's Home. Frankly, we do not think this latter point merits discussion.

The provision for an appeal to the circuit court, now KRS 208.380, originally was introduced by Chapter 62, § 1, Acts of 1932, as a part of Criminal Code of Practice § 362. It calls for an affidavit of merits stating the nature of the controversy 'and such facts as are necessary to enable the circuit judge to determine whether an appeal shall be allowed.'

'It was manifestly the intention of the Legislature that the question of delinquency should be tried de novo in the circuit court, and if the appellant should again be found to be a delinquent, that the judgment of the juvenile session of the county court should be considered as affirmed and the county judge should proceed to enforce the original judgment.' Wooton v. Commonwealth, 255 Ky. 810, 75 S.W.2d 556, 558 (1934).

In Joseph v. Commonwealth, Ky., 310 S.W.2d 279 (1958), the attempted appeal of a juvenile defendant to the circuit court was dismissed without a stated reason, whereupon this court assumed that the ground for dismissal was a conclusion by the circuit court that it did not have jurisdiction. It having been held in the earlier case of Brewer v. Commonwealth, Ky., 283 S.W.2d 702 (1955), that if the circuit court erroneously dismisses the appeal for lack of jurisdiction it violates the defendant's right to equal protection of the laws under the 14th Amendment of the U.S. Constitution, an appeal to this court was entertained on the constitutional ground. In the later case of Tunget v. Commonwealth, Ky., 320 S.W.2d 796 (1959), a judgment of the circuit court affirming the juvenile court judgment pursuant to a jury verdict returned in the circuit court was held unappealable to this court.

Although the record here does not reveal the reason or reasons for which the appeal was denied by the circuit court, the transcript does contain the following remark made by the presiding judge at the time he made his final ruling: 'This court accepts jurisdiction of the action herein.' Because, therefore, it thus appears that the appeal was not denied on an erroneous jurisdictional ground, the Commonwealth, relying on Tunget, argues that there is no appeal to this court. The basis for this argument is the following statement in Tunget: 'The rule is that a juvenile defendant has no right of appeal to this Court under the provisions of Chapter 208, Kentucky Revised Statutes, except where the circuit court has erroneously dismissed an appeal from the juvenile session of the county court on the ground of lack of jurisdiction.'

We think that what was meant to be said in Tunget, and we so construe it now, is that if an appeal has been heard and determined on its merits by the circuit court there is no appeal to this court (absent, of course, a constitutional ground). An arbitrary dismissal or denial of an appeal is equally offensive to the rights guaranteed by the 14th Amendment, and by Section 2 of the Kentucky Constitution, whether it results from an erroneous conclusion as to jurisdiction or from some other improper reason.

We are brought, therefore, to the question of whether the circuit court's denial or dismissal of the appeal in this case can be supported on a discernible vaid basis, and that involves the sticky problem of what is meant by the language of KRS 208.380 stating that the purpose of an affidavit of merits is 'to enable the circuit judge to determine whether an appeal shall be allowed.' Certainly all would agree that at least it means the circuit court need not entertain an appeal that is patently frivolous. And we agree also that if the affidavit presents a purely legal as distinguished from a factual issue the circuit court may deny the appeal upon resolving the legal question adversely to the appellant, in which event there would be no occasion for a de novo trial. In this case, however, the affidavit of merits presents both legal and factual issues, none frivolous, which involve the vital constitutional protection against self-incrimination. Cf. In re Gault, 387 U.S. 1, 87 S.Ct. 1428, 18 L.Ed.2d 527 (1967).

Gault, of course, invites re-examination of [though it does not decide] the question of whether a juvenile defendant is constitutionally entitled to an appeal in any case. It may be that he is, both to the circuit court and to this court. But we need not extend our inquiry that far in this instance. This much we can and do say now, that if the circuit court denies an appeal that presents a substantial factual issue or a question of constitutional law, its action in so doing is reviewable by this court.

Robert's affidavit of merits charges that his inculpatory statement was not voluntary and was elicited under circumstances that make it constitutionally inadmissible against him. It is our opinion that this entitles him to a trial de novo on his appeal to the circuit court. Whether the statement made to officer Yonts is for any reason legally inadmissible is a question to be decided by the circuit court in due course, though in view of Gault if what the affidavit says is true the answer will be obvious.

Gault did not reach the question of whether a defendant in a juvenile proceeding is constitutionally entitled to a trial by jury. It did hold that the abridgement of freedom which is the ultimate consequence of an adverse judgment is sufficiently similar to a criminal sentence to require, under the Sixth Amendment made applicable by the Due Process Clause of the 14th Amendment, a hearing that measures up to the essentials of due process and fair treatment, including but not necessarily limited to reasonable notice, assistance of counsel, the privilege against self-incrimination, and confrontation and sworn testimony by witnesses subject to cross-examination. At the time Gault was handed down the Supreme Court had not held the right to a jury trial applicable to the states under the Due Process Clause of the 14th Amendment, but it later so held in Duncan v. Louisiana, 391 U.S. 145, 194, 88 S.Ct. 1444, 20 L.Ed.2d 491, 522 (1968). Hence it is...