Ex parte Inoue

Decision Date16 May 2011
Docket NumberAppeal 2009-006550
PartiesEx Parte Keisuke Inoue Application 10/812, 177 Technology Center 2100
CourtPatent Trial and Appeal Board
FILING DATE 03/29/2004

Before JAY P. LUCAS, THU A. DANG and DEBRA K. STEPHENS Administrative Patent Judges.

DECISION ON APPEAL

LUCAS Administrative Patent Judge.

STATEMENT OF THE CASE

Appellant appeals from multiple rejections of claims 1 to 11, 13 to 24 26 to 31, 33 to 60 and 63 to 89 under authority of35 U.S.C. § 134(a). Claims 12, 25, 32, 61 and 62 are cancelled. The Board of Patent Appeals and Interferences (BPAI) has jurisdiction under 35 U.S.C. § 6(b).

We affirm.

Appellant's invention relates to a method and system for managing the heat generated in a computer component by varying the operations the component is tasked to perform. In the words of Appellant:

The present invention relates to methods and [an] apparatus for performing thermal management in a processing environment, and, in particular, for reducing thermal hot spots by effectively allocating instructions and tasks.
In accordance with aspects of the present invention, thermal scheduling methods are provided. In a preferred embodiment, a component has a thermal threshold, and the method includes providing a plurality of operations to be performed by the component. Thermal information associating the operations with a thermal attribute is provided. The thermal attribute represents a value related to the amount of heat expected to be generated or incurred by the component during performance of the operation. The order in which the operations are to be performed is scheduled based on the thermal attribute so that the thermal threshold is not exceeded.
In another preferred embodiment, a method first obtains program code having a series of operations, and determines thermal attributes associated with one or more of the operations. The thermal threshold of a component is also determined. The operations are scheduled for execution by the component in accordance with the thermal attributes so that the thermal threshold is not exceeded.

(Spec. ¶¶ [0002], [0009], and [0014]).

The following illustrates the claims on appeal: Claim 1:

1. A method of scheduling operations to be performed by a component having a thermal threshold comprising:
providing a plurality of operations to be performed by the component;
associating the operations with a thermal attribute, the thermal attribute representing a value related to a heat amount expected to be generated or incurred by the component during performance of the operations;
determining a cooling attribute;
scheduling the operations in an order of performance based on the thermal attribute and the cooling attribute so that the thermal threshold is not exceeded; and
generating the order of performance for use in execution of the operations.

The prior art relied upon by the Examiner in rejecting the claims on appeal is:

Chauvel

2002/0065049 A1

May 30, 2002

REJECTIONS

The Examiner rejects the claims as follows:

R1: Claims 1 to 11, 24, 26 to 31, 33, 34, 53 to 60 and 63 stand rejected under 35 U.S.C. § 101 because the claimed invention is directed to nonstatutory subject matter.

R2: Claims 1 to 11, 13 to 24, 26 to 31, 33 to 60 and 63 to 89 stand rejected under 35 U.S.C. § 112 (paragraph 2) for being unduly multiplied.

R3: Claims 1 to 11, 24, 26 to 31, 33 to 44, 53 to 60 and 63 stand rejected under 35 U.S.C. § 102(b) for being anticipated by Chauvel.

We will review the rejections in the order presented and as argued in the Briefs. We have only considered those arguments that Appellant actually raised in the Briefs. Arguments Appellant could have made but chose not to make in the Briefs have not been considered and are deemed to be waived. See 37 C.F.R. § 41.37(c)(1)(vii).

ISSUE

The issue for rejection R1 issue is whether Appellant has shown that the Examiner erred in rejecting the claims under 35 U.S.C. § 101. The issue hinges on the current law concerning non-statutory subject matter with respect to the rejected claims. The issue for rejection R2 is whether the rejected claims (all) are unduly multiplied as described in the currently effective legal guidance. The issue for rejection R3 is whether Chauvel anticipates the claims as presented.

FINDINGS OF FACT

The record supports the following findings of fact (FF) by a preponderance of the evidence.

1. Appellant has invented a system and method for maintaining a component in an electrical circuit under its thermal threshold for operation. (Spec. 3, ¶ [0009]). The invention provides for the component certain operations that do not heat the component (e.g. a processor integrated circuit) when the threshold is being approached. (Id.).

2. The Chauvel reference teaches "scheduling events to avoid critical temperature effects in a specific area of a die." [of a component in an electrical circuit]. ([0052]).

3. Further findings of fact are recited in the Analysis section below.

PRINCIPLES OF LAW

Undue Multiplicty (Excerpts from the two Chandler cases)

We are confronted with the issue of undue multiplicity of claims raised by the board's affirmance of the examiner's rejection of all the claims on this ground. As apposite precedent for this action, the board cited In re Chandler, 254 F.2d 396 (CCPA 1958).
The examiner held that, in view of the state of the art thirty-eight claims are not justified and serve to confuse rather than to define the invention, since many of the claims differ from each other in no material aspect, pointing out that:
[C]laims 3, 7, 9, 10, 15 and 20 differ from each other only in the recitation of such conventional elements as manual means and constant pressure regulating valves. . . .
In support of their contention that In re Chandler, supra, is not apposite here, appellants seek to distinguish that case from the case at bar on a factual basis. It is asserted that this distinction resides mainly in the fact that Chandler embraced fifty claims divided about evenly between method and apparatus claims, each divided into ten categories comprising broad and narrow claims, while in the instant case thirty-eight claims are presented, all for apparatus, defining a different combination of elements involving a far more complex invention.
In Chandler the patent sought was for an automatic control for jet engines predicated on fifty claims. We agree with appellants that the instant matter presents a more complex situation. Certainly the invention claimed and those disclosed by the references are not simple. The gravamen of complexity resides, however, not in the subject matter of the invention but in the volume of claims and the repetitious pyramiding of "means" and "elements" which tend more "to confuse rather than define" the invention. While many of the claims are couched in different language involving varying phrases, they are not different in material substance. Groups of them employ repetitious recitation of conventional elements. With a difference in phraseology, some of them call for the same combination of elements.
We are constrained to agree with the examiner and the board as to the examples pointed out in reference to claims which do not materially differ from each other.
Appellants' contention here is very similar to that made by appellant in the Chandler case in which the court held that the alleged complexity of the specific apparatus afforded no basis for an excessive number of claims. The court stated:
As was pointed out in In re Barnett, 155 F.2d 540 (CCPA 1946), it is proper to allow applicants a reasonable latitude in setting forth their inventive concepts in different phraseology, but it is the purpose of claims to point out and define what an applicant regards as his invention, and that purpose is not served if, as the result of frequent repetitions, they present to the mind a blur rather than a definition.
We are in accord with the view that applicants should be allowed reasonable latitude in stating their claims in regard to number and phraseology employed. The right of applicants to freedom of choice in selecting phraseology which truly points out and defines their inventions should not be abridged. Such latitude, however, should not be extended to sanction that degree of repetition and multiplicity which beclouds definition in a maze of confusion. The rule of reason should be practiced and applied on the basis of the relevant facts and circumstances in each individual case.
It is our opinion that the record in the instant case clearly supports the decision of the board on the issue of undue multiplicity. In re Chandler is, in our opinion apposite and controlling.
It appears that claims 24, 37 and 38, which were rejected only on the ground of undue multiplicity, are patentable in the absence of the other thirty-five claims which were rejected on prior art.

In re Chandler and Wright, 319 F.2d 211, 224-225 (CCPA 1963).

Burden and Review Standards

Appellants have the burden on appeal to the Board to demonstrate error in the Examiner's position. See In re Kahn, 441 F.3d 977, 985-86 (Fed. Cir. 2006) ("On appeal to the Board, an applicant can overcome a rejection [under § 103] by showing insufficient evidence of prima facie obviousness or by rebutting the prima facie case with evidence of secondary indicia of nonobviousness.") (quoting In re Rouffet, 149 F.3d 1350, 1355 (Fed. Cir. 1998)).

"In reviewing the [E]xaminer's decision on appeal, the Board must necessarily weigh all of the evidence and argument." In re Oetiker, 977 F.2d 1443, 1445 (Fed. Cir. 1992).

Anticipation Over One Reference

In rejecting claims under 35 U.S.C. § 102, "[a] single prior art reference that discloses, either expressly or inherently, each...

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