Ferguson v. Smazer

Decision Date03 December 1963
CourtConnecticut Supreme Court
PartiesBeverly FERGUSON v. Robert SMAZER. Supreme Court of Errors of Connecticut

David D. Berdon, Hartford, with whom, on the brief, was Irwin D. Mittelman, Middletown, for appellant (defendant).

A. Robert Gordon, Middletown, for appellee (plaintiff).

Before KING, C. J., and MURPHY, SHEA, ALCORN and COMLEY, JJ.

KING, Chief Justice.

The jury returned a verdict in favor of the plaintiff in a bastardy action which she instituted against the defendant. Within the six-day period allowed by what is now § 254 of the 1963 Practice Book, the defendant filed a motion for a new trial on the ground of newly discovered evidence. See cases such as Hoberman v. Lake of Isles, Inc., 138 Conn. 573, 575, 87 A.2d 137.

In brief, the motion stated that as a result of a newspaper account of the trial published the day after the rendition of the verdict, four persons came to the defendant and told him of certain statements made by George Twenty, then deceased, which the defendant claimed would tend to prove that George rather than the defendant was the father of the plaintiff's child. The defendant procured four affidavits, one from each of the persons, setting forth what the affiant would testify to concerning George's statements, and annexed them to his motion in the form of exhibits. See cases such as Lancaster v. Bank of New York, 147 Conn. 566, 577, 164 A.2d 392; Sengebush v. Edgerton, 120 Conn. 367, 370, 180 A. 694.

The court denied the motion on the basic ground that none of the affidavits sets forth testimony which would be admissible on a new trial, even if a new trial were granted. George died on July 25, 1961 and at the time of his death he was the husband of Patricia Twenty, who is the plaintiff's sister. These facts are clearly conceded by all parties.

A new trial on the ground of newly discovered evidence will not be granted unless the court finds that it is reasonably probable that on a new trial there would be a different result. Lancaster v. Bank of New York, supra, 147 Conn. p. 578, 164 A.2d p. 398. Unless the evidence claimed to have been newly discovered would be admissible on a new trial, it could not affect the outcome of such a trial. It necessarily follows that if the court was correct in its holding that the material evidence set forth in the affidavits would be inadmissible, its action denying the motion for a new trial was correct.

The first affidavit stated in effect that George told his brother Paul, the affiant, that the plaintiff had accused George of being the father of her child and wanted George to support the child. That this was inadmissible hearsay is obvious. Neither the plaintiff's lack of constancy in accusation nor her admission by speech or conduct that George was the father of her child could be proved in such a manner. It was not, of course, a statement against George's proprietary or pecuniary interest, nor was it a statement as to pedigree.

The second affidavit was substantially the same as the first, except that the affiant was Carlos H. Twenty, George's father. This statement was inadmissible hearsay for the same reason as was the statement in the first affidavit.

In the third affidavit, the affiant was Alice Twenty, George's mother. She stated that George told her that the plaintiff 'is going to have a kid and they are trying to blame it on me'. This statement is, if possible, more clearly inadmissible than the declarations of George in the first two affidavits since it is not even clear that the word 'they' included the plaintiff or that she made any such statement. In other words, apart from its basic hearsay infirmity, it does not even indicate that the plaintiff was inconstant in her accusation or by speech or conduct claimed George was the father of her child.

The fourth and final affidavit is that of Clara Wilson and in effect sets forth that George's parents lived in the upstairs apartment of the house in which Clara and her family had lived since June, 1959; that George would occasionally visit the downstairs apartment to use the telephone; and that on one occasion, while the plaintiff was pregnant, George told the affiant that he was the father of the child. The defendant claims that this statement, although obviously hearsay, was admissible under each of two exceptions to the hearsay rule, that is, as a declaration involving pedigree and as a declaration against pecuniary interest.

That George's statement, had he been alive, would not have been admissible for the truth of the matters stated therein, was settled in the case of Benton v. Starr, 58 Conn. 285, 287, 20 A. 450. This case seems to be in accord with the general rule. 10 Am.Jur.2d, Bastards, § 113. Indeed, a similar rule is generally followed in criminal cases with respect to extrajudicial confessions by third persons. State v. Mosca, 90 Conn. 381, 386, 97 A. 340; 5 Wigmore, Evidence (3d Ed.) § 1477, p. 289; note, 48 A.L.R. 348. The defendant claims that since the declarant was dead at the time of trial, the rule of Benton v. Starr, supra, does not apply. Brennan v. State, 151 Md. 265, 134 A. 148, 48 A.L.R. 342, cited by the defendant, does not support his claim. The opinion points out that but for the most unusual character of the facts, the declaration would have been inadmissible. In Massachusetts, a claim that such evidence was admissible was rejected in Farrell v. Weitz, 160 Mass. 288, 35 N.E. 783.

The conditions precedent to the admissibility of a declaration involving pedigree are well summarized in Shea v. Hyde, 107 Conn. 287, 289, 140 A. 486, as follows: (1) The declarant must be dead. 2 (2) He must, if present, have been qualified as a witness to testify. (3) The declaration must have been made before the controversy, in the trial of which it is offered, had arisen. (4) The declarant must have had no interest to misrepresent in making the declaration. (5) The declarant must have special knowledge of the subject matter of the declaration. (6) The relationship of the declarant to the family under inquiry must be established by evidence independent of the declaration itself.

The affidavit states that the claimed declaration was made during the pregnancy of the plaintiff. As far as appears, the controversy as to the paternity of the plaintiff's illegitimate child arose before the admission of paternity is claimed to have been made. See Benton v. Starr, supra, 58 Conn. p. 289, 20 A. p. 452. Our rule is settled that the word 'controversy' refers to the subject matter of the dispute and not merely to the actual litigation growing out of the dispute. Turgeon v. Woodward, 83 Conn. 537, 542, 78 A. 577 (quoting with approval from Hamilton v. Smith, 74 Conn. 374, 381, 50 A. 884). Quite apart from any other considerations, it is clear that the defendant failed to show that the third condition precedent to the admissibility of the evidence as a declaration involving pedigree had been satisfied.

The conditions precedent to the admissibility of statements of third persons under exceptions to the hearsay rule 'are deemed to render the declaration in question 'equivalent in reliability and trustworthiness to the standard of ordinary testimony when subjected to cross-examination". Shea v. Hyde, supra; see Chapman v. Chapman, 2 Conn. 347, 349. Where, as here, at least one condition precedent to the pedigree exception is not established--that the statement was made before the controversy arose--the evidence is inadmissible under that exception.

We turn now to the claim that the statement was admissible as a declaration against interest. 3 It is true that George was dead at the time of trial, and necessarily unavailable as a witness, and that at the time he made the statement it was against his pecuniary interest to admit paternity of the plaintiff's illegitimate child, since it would expose him to possible civil liability in a bastardy action. Both conditions were indispensable prerequisites to the admission of George's claimed declaration against interest. See cases such as Dwight v. Brown, 9 Conn. 83, 93; Rogers v. Moore, 10 Conn. 13, 18; and see 5 Wigmore, Evidence (3d Ed.) §§ 1456, 1457, 1461, 1462, 1466, 1469.

But the fundamental rational of the admission of a declaration against interest, on the part of a third person, is that, under the particular circumstances, the statement is trustworthy, that is, that safeguards reasonably equivalent to the oath and the test of cross-examination exist. 4 Shea v. Hyde, supra; 5 Wigmore, op. cit., § 1457. The dangers inherent in this type of evidence are so great that a trial judge should not admit it unless, in the exercise of a sound discretion, he concludes that the particular declaration against interest meets this test. 5 Wigmore, loc. cit.; see also Brady v. State, 226 Md. 422, 429, 174 A.2d 167, aff'd, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215.

In the present case, the trustworthiness of the claimed declaration is subject to a number of infirmities. There is no evidence, outside of the hearsay declarations referred to in the first two affidavits, which would in any way connect George with the plaintiff. His purported statement was a mere disconnected declaration of a third party. Benton v....

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26 cases
  • Skakel v. State Of Conn.
    • United States
    • Connecticut Supreme Court
    • 20 Abril 2010
    ...added; internal quotation marks omitted.) State v. Lopez, 254 Conn. 309, 316, 757 A.2d 542 (2000); accord Ferguson v. Smazer, 151 Conn. 226, 232, 196 A.2d 432 (1963) (third party declaration against pecuniary interest). Neither this court nor any other authority of which we are aware suppor......
  • State v. DeFreitas
    • United States
    • Connecticut Supreme Court
    • 8 Enero 1980
    ... ... when this court delineated the requirements for the admissibility of third party declarations against pecuniary or proprietary interest in Ferguson v. Smazer, 151 Conn. 226, 232-34, 196 A.2d 432. The necessity factor is reflected in the prerequisite that the declarant[179 Conn. 441] be ... ...
  • Skakel v. State, (SC 18158) (Conn. 4/20/2010), (SC 18158).
    • United States
    • Connecticut Supreme Court
    • 20 Abril 2010
    ...(Emphasis added; internal quotation marks omitted.) State v. Lopez, 254 Conn. 309, 316, 757 A.2d 542 (2000); accord Ferguson v. Smazer, 151 Conn. 226, 232, 196 A.2d 432 (1963) (third party declaration against pecuniary interest). Neither this court nor any other authority of which we are aw......
  • Skakel v. State, 18158.
    • United States
    • Connecticut Supreme Court
    • 20 Abril 2010
    ...added; internal quotation marks omitted.) State v. Lopez, 254 Conn. 309, 316, 757 A.2d 542 (2000); accord Ferguson v. Smazer, 151 Conn. 226, 232, 196 A.2d 432 (1963) (third party declaration against pecuniary interest). Neither this court nor any other authority of which we are aware suppor......
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