Franklin v. Duckworth

Citation530 F. Supp. 1315
Decision Date29 January 1982
Docket NumberNo. S 81-68.,S 81-68.
PartiesJames FRANKLIN, Petitioner, v. Jack DUCKWORTH, Warden, Linley E. Pearson, Attorney General of Indiana, Respondents.
CourtU.S. District Court — Northern District of Indiana

David Capp, Merrillville, Ind., for petitioner.

Linley E. Pearson, Atty. Gen., Ronald D. Buckley, Deputy Atty. Gen., Indianapolis, Ind., for respondents.

MEMORANDUM AND ORDER

SHARP, Chief Judge.

This cause is before the Court on a petition for writ of habeas corpus filed by James Franklin pursuant to 28 U.S.C. § 2254. Petitioner is presently incarcerated at the Indiana State Prison, Michigan City, Indiana.

Petitioner and Stephen Moten were indicted by the Lake County Grand Jury for murder and felony murder which had occurred on December 20, 1976 in Gary, Indiana. In separate trials, Moten was found guilty by a jury. He appealed and his conviction was affirmed by the Supreme Court of Indiana in Moten v. State, 269 Ind. 309, 380 N.E.2d 544 (1978). Petitioner was subsequently tried during the pendency of Moten's appeal and found guilty by a jury. He received a life sentence. His conviction was affirmed by the Supreme Court of Indiana in Franklin v. State, Ind., 386 N.E.2d 668 (1979). Petitioner has exhausted his remedies and the entire state court record has been filed here and reviewed.

Petitioner asserts the following grounds for relief:

(1) Denial of due process as convictions were not supported by a sufficient evidentiary basis.
(2) Denial of right to confront witnesses against him.
(3) Denial of due process in that petitioner was placed in a situation where he would have to forego his Fifth Amendment right against self-incrimination in order to refute hearsay accusations against him without the opportunity to confront his accuser.
I.

The facts underlying this petition relate to the death of one Earl Taylor on December 20, 1976. On that date decedent was found lying on a sidewalk near his home dead of a shotgun wound to the head. The forestock of a shotgun and a blackjack were found lying near the body. Testimony showed that a blackjack, similar to the one found at the scene, had been seen in petitioner's house before the crime. On the morning following the crime Franklin was observed by police at the scene walking back and forth. When questioned by police, Franklin stated he had been in the vicinity the night before, had heard a shot and had seen two subjects fleeing the scene.

At trial the State called three witnesses who were acquaintances of Franklin and Moten who had previously given individual written statements to the police. These statements related to conversations which had taken place following the crime at a meeting the three had with Franklin and Moten. Each of the three, when asked essentially the same questions they had answered in their written statements, gave answers that conflicted with those written statements.

Dwayne Thomas was questioned on direct examination by the state about an incident which took place the day after the crime at the home of one Kathyleen Calamese. (R. 217-19). The state then determined that Thomas' in-court testimony was in conflict with a written statement that Thomas had previously given to the Gary Police Department and sought to introduce the same. (R. 220).

A hearing was conducted outside the presence of the jury on the admissibility of Thomas' statement. The trial court ruled that portions of the statement were hearsay but admissible as a tacit admission. (R. 230). The court ruled that the entire statement of Thomas was admissible pursuant to Patterson v. State, 263 Ind. 55, 324 N.E.2d 482 (1975).

Thomas' statement was then read to the jury. (R. 239-45). The relevant portions are as follows:

NOTE: This and the following excerpted testimony make reference to nicknames of various people. For convenience the actual names are supplied paranthetically.
Q. Would you please tell me in your own words, just what you know about a homicide that occurred on December 20, 1976, in front of 2369 Connecticut Street, Gary, Indiana?
A. Me, Billy (Billy Borders) and Spude (Walthall Jones) went over to Kathyleen house, and Poochie (James Franklin) and Stevie (Steven Moten) were there and Billy ask them, what happened to the slapjack. Stevie said that he dropped it when Poochie (James Franklin) accidently shot that man. Billy ask them how did it happen, and Stevie said that they had planned to rob him, and when he hit him with the slapjack he fell to the ground, and Poochie (James Franklin) told the man not to move, and when the man tried to get up the gun went off. After the man had been shot they ran over to Poochie's (James Franklin) house. Stevie said that they threw the gun away. (R. 239).

A similar series of procedural events transpired during the testimony of Billy Don Borders, Jr. After a hearing outside the presence of the jury, the Court ruled that portions of the statement of Borders fell within an exception to the hearsay rule and that the whole statement was admissible under Patterson. (R. 271-281). This whole statement was then admitted as State's Exhibit No. 13 (R. 293) and read to the jury by the trial judge. (R. 294-300).

The most relevant portion of this statement follows:

Q. Would you please tell me in your own words, just what you know about a Homicide that occurred on December 20, 1976, in front of 2369 Connecticut Street, Gary, Indiana?
A. I went over to my cousin Kathyleen's house, and Poochie (James Franklin) and Bubby (Steve Moten) were there. I ask Poochie (James Franklin) where was the slapjack at, and he told me that he had lost it. I was talking to Bubby, (Steve Moten) and he told me what had happened. He said, first he said that he had the slapjack, and then he said that he gave it to Poochie (James Franklin) and that Poochie (James Franklin) knocked the man down with it. He said that Poochie (James Franklin) put the gun up to him and that it accidentally went off. They then ran.
Q. Did Bubby (Steve Moten) tell you if Poochie (James Franklin) said anything to the man? and if so what?
A. Yes, Bubby (Steve Moten) said that Poochie (James Franklin) told the man, "If you move I'll kill you." (R. 293)

Again, the direct examination of Walthall Jones followed similar lines. Jones' statement, absent the boxed portions, was admitted as State's Exhibit No. 14. (R. 324) This statement, minus the deletion, was also read to the jury by the trial judge. (R. 325-329).

Two portions of this statement highlight the error urged on this petition:

Q. Can you tell me in your own words above (sic) a conversation that was held at Kathyleen house a few days after the murder?
A. Billy ask Poochie (James Franklin) where was the blackjack, because he wanted to use it. Poochie (James Franklin) said that the Police got it. Then Billy said, "did yall kill that man", and they started laughing. Then he ask Steven Moten did he kill that man. Steven said naw, that Poochie (James Franklin) shot him. After that we left.
Q. Did you hear Steven Moten, or James Franklin say anything else about the murder?
A. He just say to me, that him and Poochie (James Franklin) killed that man. (R. 324)

Kathyleen Calamese, at whose house the above conversations allegedly occurred, was the State's next witness. She too had given a statement to the police, but it was not admitted into evidence. Portions were used by the state for impeachment (R. 325) and by the defense. (R. 354-55). This witness recalled a conversation in which James Franklin denied the accusations made to him. (R. 350-51).

It is established that the statements related by these witnesses were made by Moten. Franklin was present at the time.

The Supreme Court of Indiana addressed the admission of these statements. Indiana recognizes an exception to the traditional hearsay rule developed in Patterson v. State, 263 Ind. 55, 324 N.E.2d 482 (1975). The Patterson rule is that a prior statement of a witness is admissible, not only for purposes of impeachment, but also as substantive evidence, provided the out of court declarant is present at trial for cross-examination. Id., 324 N.E.2d at 484-485. The rationale behind the rule being that the dangers inherent in admitting hearsay testimony are obviated if the declarant can be cross-examined. Smith v. State, Ind., 400 N.E.2d 1137 (1980). The court stated that the Patterson rule does not extend to the situation where a co-defendant has made a statement inculpating the other co-defendant. Such a statement would be beyond the Patterson exception because the declarant would not be available for cross-examination at the time the evidence was introduced. Id., 400 N.E.2d at 1141.

In this case the Supreme Court of Indiana, adopting a like rationale, found that the previously quoted statements were not admissible hearsay under the Patterson rule because the declarant Moten was not available for cross-examination. The Court did find that the statements were admissible to show Franklin has been confronted with the accusation and had failed to deny it. The conclusion being that Franklin's failure to deny or otherwise respond to Moten's accusatory statement was evidence from which the jury could infer that he adopted or tacitly admitted the statement. Franklin, 386 N.E.2d at 670. The Supreme Court of Indiana reasoned that the witnesses whose statements were admitted into evidence were present and subject to cross-examination, therefore, their admission did not deny Franklin the right to confront his accusers. Id.

II.

The principal issue raised here is whether the admission into evidence of the three hearsay statements which recounted an accomplice's inculpatory accusation denied the petitioner his Sixth and Fourteenth Amendment rights. Underlying this issue is the relationship between the Confrontation Clause and the hearsay rule with its many exceptions.

The Sixth Amendment's Confrontation Clause was made applicable to the states through the Fourteenth...

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    ...province to weigh Grendahl's equivocation and evaluate whether he did in fact make the statement at issue. Cf. Franklin v. Duckworth, 530 F.Supp. 1315, 1319-20 (N.D.Ind.1982) (equivocal response treated as tacit admission for hearsay purposes), aff'd, 714 F.2d 148 (7th Cir.1983). Accordingl......
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