Franklin v. Francis

• Decision Date: 22 May 1998
• Docket Number: No. 98-3187,98-3187
• Citation: 144 F.3d 429
• Parties: Jennie FRANKLIN and Elaine Quigley, on Behalf of Wilford Lee Berry, Jr., Petitioners-Appellees, v. Rodney L. FRANCIS, Warden, Respondent-Appellant.
• Court: U.S. Court of Appeals — Sixth Circuit

Page 429

144 F.3d 429

Jennie FRANKLIN and Elaine Quigley, on Behalf of Wilford Lee

Berry, Jr., Petitioners-Appellees, v. Rodney L. FRANCIS, Warden, Respondent-Appellant.

No. 98-3187.

United States Court of Appeals, Sixth Circuit.

Argued March 24, 1998.

Decided May 22, 1998.

Randall L. Porter, David H. Bodiker, J. Joseph Bodine, Jr., Laurence E. Komp (argued), Public Defender's Office, Ohio Public Defender Com'n, Columbus, OH, for Petitioners-Appellees.

Simon B. Karas, Asst. Atty. Gen., (argued), Office of the Atty. Gen. of Ohio, Columbus, OH, Jeffrey S. Sutton, State Solicitation Admin., Columbus, OH, Sharon A. McClellan, Office of the Atty. Gen., Chief Capital Crimes Section, for Respondent-Appellant.

Before: KENNEDY, RYAN, and SILER, Circuit Judges.

OPINION

SILER, Circuit Judge.

This is a suit for habeas corpus relief, pursuant to 28 U.S.C. § 2254, filed on behalf of Wilford Lee Berry, Jr., who has received a death sentence for murder from the State of Ohio. The petitioners are Jennie Franklin, his birth mother, and Elaine Quigley, his sister, acting as next friends for Berry. Suit was brought against Rodney L. Francis, the Warden of the Corrections Medical Center, where Berry is currently incarcerated. Upon the completion of two direct appeals through the Ohio state court system, the Ohio Supreme Court set an execution date for March 3, 1998.

Although Berry asserts that he waives his legal rights for further appeals, the petitioners filed this claim for relief a short time before the execution date. The district court granted a temporary stay of the execution. For reasons stated hereinafter, we will vacate the stay of execution.

I. BACKGROUND

Berry was convicted in 1990 for the aggravated murder during the robbery of his employer, Charles Mitroff, the owner of a bakery in Cleveland, Ohio. An accomplice, Anthony Lozar, shot Mitroff in the torso with an SKS assault rifle. When Mitroff fell to the floor, he looked at Berry and said, "You shot me." When he begged for Berry to call for help, Berry shot Mitroff in the head. The two men took Mitroff's wallet and delivery van and buried the body. More details of the crime are outlined in State v. Berry, 72 Ohio St.3d 354, 650 N.E.2d 433 (1995), cert. denied, 516 U.S. 1097, 116 S.Ct. 823, 133 L.Ed.2d 766 (1996). After a trial by jury, Berry was sentenced to death.

The conviction and sentence were affirmed on appeal by the Ohio Court of Appeals in State v. Berry, No. 60531, 1993 WL 425370 (Oct. 21, 1993), and the Ohio Supreme Court in Berry, 72 Ohio St.3d 354, 650 N.E.2d 433. Throughout his appeals, Berry repeatedly indicated his preference to waive his rights on appeal. He wrote to his attorneys and to other officials asking that he be allowed to waive his appellate rights and to receive the death penalty.

Thereafter, in 1995, the State asked the Ohio Supreme Court to appoint a psychiatrist to evaluate Berry's competence to waive collateral review of his sentence. The court granted the motion, State v. Berry, 74 Ohio St.3d 1470, 657 N.E.2d 511 (1995), and appointed Dr. Phillip J. Resnick, a psychiatrist, to evaluate Berry's competence under the following standard:

A capital defendant is mentally competent to abandon any and all challenges to his death sentence, including appeals, state-post conviction collateral review, and federal habeas corpus, if he has the mental capacity to understand the choice between life and death and to make a knowing and intelligent decision not to pursue further remedies.

State v. Berry, 74 Ohio St.3d 1504, 659 N.E.2d 796 (1996). In directing Dr. Resnick, the court cited, inter alia, Whitmore v. Arkansas, 495 U.S. 149, 110 S.Ct. 1717, 109 L.Ed.2d 135 (1990); Gilmore v. Utah, 429 U.S. 1012, 97 S.Ct. 436, 50 L.Ed.2d 632 (1976); and Rees v. Peyton, 384 U.S. 312, 86 S.Ct. 1505, 16 L.Ed.2d 583 (1966).

After Dr. Resnick submitted his assessment to the Ohio Supreme Court, the matter was remanded to the state trial court (Court of Common Pleas) to hold an evidentiary hearing on the issues of competency and waiver. Upon remand, the Ohio trial court appointed Dr. Robert Alcorn, another psychiatrist, who later submitted his report. Counsel for Berry called Dr. Sharon Pearson, a psychologist. At the hearing on competency, Drs. Resnick and Alcorn found Berry to be competent to waive his rights. Drs. Resnick and Alcorn diagnosed a mixed personality disorder with schitzotypal, borderline and antisocial features. However, Dr. Pearson found that Berry was not competent. She concluded that Berry suffered from schitzotypal disorder, a rigid thought process, a tendency toward extreme isolation and withdrawal, and a tendency to have psychotic episodes under stress.

The Public Defender also called Dr. Jeffrey L. Smalldon, a psychologist, who never examined Berry and had no opinion concerning his competence. He testified generally regarding schitzotypal personality disorder and its relevance in determining competence.

After hearing the evidence, the trial court on July 22, 1997, found that while Berry suffers from a mixed personality disorder with schitzotypal, borderline and antisocial features, he " 'is competent to forgo any and all further legal challenges.' " State v. Berry, 80 Ohio St.3d 371, 686 N.E.2d 1097, 1099 (1997). It further found that although Berry had no mental disease, his mixed personality disorder "does not prevent him from understanding his legal position and the options available to him, or from making a rational choice between those options." Id. In making the determination that Berry was competent, the trial court found that the testimony of Drs. Resnick and Alcorn was more credible and convincing than Dr. Pearson's conclusion that Berry was not competent. Id. The Ohio Supreme Court affirmed the trial court's determination of Berry's competence and further found that the trial court followed the criteria set out in Rees, 384 U.S. at 314, 86 S.Ct. 1505:

"Whether he has capacity to appreciate his position and make a rational choice with respect to continuing or abandoning further litigation or on the other hand whether he is suffering from a mental disease, disorder, or defect which may substantially affect his capacity in the premises."

Berry, 686 N.E.2d at 1101.

Between the time that the trial court ruled on Berry's competency and the time that the Ohio Supreme Court affirmed, Berry was involved in an incident at the penal institution where he was then being held, on September 5, 1997. He was assaulted by other inmates during a riot. His jaw and facial bones were broken, resulting in surgery and metal implants to repair the damage. He also hurt his right hand and had several broken ribs and bruised his internal organs. He was rendered unconscious by the beating. None of this information related to the beating was considered by the psychiatrist or psychologist who had examined Berry. The Public Defender's request for an additional evaluation after the beating was denied by the Ohio Supreme Court. State v. Berry, 80 Ohio St.3d 1402, 684 N.E.2d 335 (1997). Counsel has never filed an affidavit from a treating physician that this injury caused brain damage to Berry.

Thereafter, the Ohio Supreme Court set an execution date, and the petitioners applied for a writ of habeas corpus. The district court held that it was not bound by the determination of competency from the Ohio Supreme Court, because the Ohio Supreme Court did not properly interpret the Rees case. When the Ohio Attorney General appealed to this court to set aside the stay of execution granted by the district court, we declined to rule on the motion until after a hearing on March 24, 1998. On March 3, 1998, the Warden applied to the United States Supreme Court to vacate the stay of execution, but that was denied. After hearing argument of counsel in court, we now rule on the motion to set aside the stay of execution.

II. JURISDICTION

The petitioners have moved the court to dismiss the appeal by the Warden for want of jurisdiction. First, they assert that there is no final order from which the appeal is taken, as the district court has not entered an order determining the competency of Berry nor whether his mother and sister can proceed as next friends. See In re Moser, 69 F.3d 695 (3d Cir.1995). However, we have jurisdiction to consider this matter, as the effect of a stay is injunctive in nature. Therefore, there is jurisdiction under either 28 U.S.C. § 1292(a)(1) or the All Writs Act. In re Moser, 69 F.3d 690, 691 (3d Cir.1995); see In re Sapp, 118 F.3d 460, 464 (6th Cir.1997); In re Parker, 49 F.3d 204, 213 (6th Cir.1995).

The petitioners have filed another motion to dismiss, primarily on the basis that the United States Supreme Court denied the application to vacate the stay of execution. They argue that this denial constitutes res judicata or the law of the case. Second, they assert the case is moot, due to the fact that there is currently no execution date set for Berry. These arguments have no merit. First, the denial of the application to set aside the stay is not a ruling on the merits of the case. See Hughes Tool Co. v. Trans World Airlines, 409 U.S. 363, 365 n. 1, 93 S.Ct. 647, 34 L.Ed.2d 577 (1973). Second, the appeal is not moot, because the stay currently precludes the Ohio Supreme Court from setting another execution date. If the stay is lifted, then the state could set another execution date. Therefore, finding that this court has jurisdiction, we...