Franklin v. Zain

• Citation: 152 F.3d 783
• Decision Date: 07 August 1998
• Docket Number: No. 97-2342,97-2342
• Parties: Shirley Ann FRANKLIN, Appellant, v. Harry A. ZAIN, M.D., Appellee.
• Court: United States Courts of Appeals. United States Court of Appeals (8th Circuit)

Page 783

152 F.3d 783

Shirley Ann FRANKLIN, Appellant, v. Harry A. ZAIN, M.D., Appellee.

No. 97-2342.

United States Court of Appeals Eighth Circuit.

Submitted June 5, 1998.

Decided Aug. 7, 1998.

Orin Eddy Montgomery, Little Rock, AR, for Appellee.

John K. Baker, Little Rock, AR (R.T. Bear, on the brief), for Appellant.

Before McMILLIAN, BEAM and MORRIS SHEPPARD ARNOLD, Circuit Judges.

McMILLIAN, Circuit Judge.

Shirley Ann Franklin appeals from a final order entered in the United States District Court ¹ for the Eastern District of Arkansas dismissing her negligence claim against Dr. Harry A. Zain for lack of subject matter jurisdiction. Franklin v. Wallace, No. LR-C-96-934 (E.D. Ark. June 3, 1998) (order following remand for clarification); id. (Apr. 11, 1997) (order remanding case to state court). For reversal, Franklin argues the district court erred in dismissing her claim because her complaint stated a claim against Zain under 42 U.S.C. § 1983. For the reasons discussed below, which are different from those relied upon by the district court, we modify the order of the district court to dismiss the pendent state claim without prejudice and to toll the period of limitations as noted and affirm the order as modified.

The district court had subject matter jurisdiction over this civil rights complaint under 28 U.S.C. §§ 1331, 1343; as discussed below, the district court had supplemental jurisdiction over the pendent negligence claim against Zain under 28 U.S.C. § 1367. The notice of appeal was timely filed under Fed. R.App. P. 4(a). We have jurisdiction over the final order of the district court under 28 U.S.C. § 1291.

In November 1996 Franklin filed a complaint in federal district court against Zain, the state of Arkansas, the Arkansas Department of Corrections (ADC), and Virginia Wallace, in her official capacity as Warden of the ADC's Tucker Unit for Women, in violation of 42 U.S.C. §§ 1983, 1985. The complaint did not assert diversity as a basis for subject matter jurisdiction. According to her complaint, in 1994 Franklin was an ADC inmate; she sought medical treatment for urinary tract problems from June to November 1994; ADC employees provided medical treatment on several occasions which failed to adequately treat her problems. On November 28, 1994, the state made arrangements for Zain to treat Franklin. Because Zain confused her with another patient, Zain told Franklin that her tests showed she had cervical cancer. Zain performed a biopsy and afterward explained the confusion and told her the biopsy had been unnecessary. Franklin's urinary tract problems went untreated, and she experienced swelling, bleeding and pain that continued through January 1995 because of the unnecessary biopsy. ADC scheduled another appointment for Franklin to see Zain, but she declined to see him.

In her complaint Franklin alleged that "the acts and conduct of Defendants" in mistakenly testing for cervical cancer instead of treating the urinary tract infection constituted deliberate indifference to her serious medical needs. She also asserted a pendent state claim for negligence against Zain. The complaint described Franklin and the individual defendants as residents of Arkansas. Zain filed an answer asserting the district court lacked jurisdiction over him and the claim against him should have been brought in state court; he also denied that he was a resident of Arkansas. The state defendants filed motions to dismiss. The district court dismissed the federal civil rights claim against the state defendants on the ground of Eleventh Amendment immunity and granted Franklin's motion to amend the complaint to add a claim against defendant Wallace in her individual capacity. Slip op. at 3 (Mar. 12, 1997) (order).

Zain then filed a motion to remand the remaining pendent state claim to state court under 28 U.S.C. § 1367(c)(3). Zain characterized Franklin's complaint as a civil rights action that included a pendent state claim for negligence against him. He argued that the dismissal of the underlying federal civil rights claim against the state defendants left no independent basis for subject matter jurisdiction over the pendent state claim for negligence against him except supplemental jurisdiction under 28 U.S.C. § 1367. Franklin filed an untimely response to the motion to remand. The response did not make any specific argument but instead admitted or denied the allegations in the motion to remand. The response denied the paragraph which asserted that the district court had dismissed the underlying federal civil rights claim against all the defendants.

Franklin also filed an amended complaint adding two new defendants, PHP Healthcare Corp. (PHP), an organization under contract with the state to provide healthcare to ADC inmates, and another individual who was an employee of either ADC or PHP. The amended complaint stated that Zain was a resident of Tennessee but did not assert diversity as a basis for subject matter jurisdiction. The district court struck the amended complaint on the ground that it had authorized Franklin only to amend her complaint by adding an individual capacity claim against Wallace. Slip op. at 2 (Apr. 11, 1997) (order) (noting that, pursuant to Fed.R.Civ.P. 15, party cannot amend complaint after responsive pleading has been filed without leave of court). The district court also granted Zain's motion to remand on the ground that the only remaining claim was a pendent state claim, not a federal claim, and "closed" the case. Id. This appeal followed.

For reversal, Franklin argued that her complaint stated a federal civil rights claim against Zain under 42 U.S.C. § 1983 and the district court therefore had no discretion to remand her claim to state court. She acknowledged that the claim against Zain individually was set forth under the heading "pendent state claim" but argues that the complaint made clear that all the defendants, including Zain, were being sued pursuant to 42 U.S.C. § 1983. She argued that both the unnecessary biopsy and the failure to treat her urinary tract problems constituted deliberate indifference to her serious medical needs in violation of the Eighth Amendment. Zain argued that Franklin consistently referred to her claim against him as a pendent state claim throughout the district court proceedings and that she cannot re-label her claim against him as a federal civil rights claim for the first time on appeal.

After the briefs were filed, we noted that, because this case was initially filed in federal district court, not state court, it was not a removed case and therefore could not be remanded to state court. E.g., Carnegie-Mellon University v. Cohill, 484 U.S. 343, 108 S.Ct. 614, 98 L.Ed.2d 720 (1988) (discussing removal and remand under 28 U.S.C. § 1441). We remanded the case to the district court for the limited purpose of allowing the district court to clarify its April 1997 order. Relying on the reasons stated in its April 1997 order, the district court denied the motion to remand and dismissed the case for lack of subject matter jurisdiction. Slip op. (June 3, 1998) (order following remand for clarification). We have considered the parties' arguments and have carefully reviewed the record. For the reasons discussed below, which are different from those relied upon by the district court, we affirm the order of the district court. E.g., United States v. Sager, 743 F.2d 1261, 1263 n. 4 (8th Cir.1984) (court of appeals can affirm judgment of district court on any ground supported by the record), cert. denied, 469 U.S. 1217, 105 S.Ct. 1196, 84...