Garibay-Garcia v. United States

• Decision Date: 23 May 1966
• Docket Number: No. 20408.,20408.
• Citation: 362 F.2d 509
• Parties: Jose Doroteo GARIBAY-GARCIA, Appellant, v. UNITED STATES of America, Appellee.
• Court: U.S. Court of Appeals — Ninth Circuit

362 F.2d 509 (1966)

Jose Doroteo GARIBAY-GARCIA, Appellant, v. UNITED STATES of America, Appellee.

No. 20408.

United States Court of Appeals Ninth Circuit.

May 23, 1966.

Carl L. Fabbroni, O'Connor, Milford, Porter & Fabbroni, San Diego, Cal., for appellant.

Manuel L. Real, U. S. Atty., John K. Van de Kamp, Asst. U. S. Atty., Chief Crim. Div., J. Brin Schulman, Asst. U. S. Atty., Asst. Chief, Crim. Div., Phillip W. Johnson, Asst. U. S. Atty., Los Angeles, Cal., for appellee.

Before BARNES and KOELSCH, Circuit Judges, and TAYLOR, District Judge.

BARNES, Circuit Judge:

Appellant appeals from a judgment of conviction on two counts based on the smuggling of 530 pounds of marijuana across the Mexican-American border at the gate in the Woodbine Check of the All-American Irrigation Canal, one hundred yards north and west of the International Border and seven miles west of Calexico, California.

But two issues are raised on this appeal: (1) the refusal of the trial judge to order the government to name its informant; and (2) the refusal of the court to instruct on the issue of entrapment.

Appellant's present defense was that while he did in fact physically deliver some of the 530 pounds of marijuana across the border, he did not know it was the United States border, thinking it was merely a border of a state of Mexico.¹

Thus at the trial, he did not admit the crime, but insisted he had not committed it (contrary to his earlier confession to customs agent Landa). Having denied the possession of the marijuana, and that he negotiated for its sale and delivered the written note specifying the $7,290 price (all as testified to by government witnesses), he was in no position to ask for an instruction on entrapment. "Absent the commission of a crime, there can be no entrapment." Ramirez v. United States, 294 F.2d 277, 283 (9th Cir. 1961); Ortega v. United States, 348 F.2d 874, 876 (9th Cir. 1965). As in Dunbar v. United States, 342 F.2d 979 (9th Cir. 1965) (where Dunbar claimed he acted as a mere office boy in delivering the narcotics, but denied a sale), the defendant "is precluded from urging this defense and at the same time raising the defense that he was entrapped into the making of a sale." 342 F.2d at p. 982.

Further, no instructions on entrapment were requested or given, and the appellant made no objections to the court's instructions to the jury. (Tr. 361, 1. 11, 12.) We find no error.

As to the refusal of the court to order the naming of an informant, this is largely a matter of the court's discretion, an abuse of which depends upon the particular facts of the case. (Jones v. United States, 326 F.2d 124 (9th Cir. 1963).) The lack of abuse becomes clearly apparent by comparing the facts in the two cases appellant cites, and those of the instant case.

Here there were three vehicles (a Ford, a Plymouth and a Chevrolet), and five persons (or perhaps six), smuggling the contraband. Three persons were arrested: appellant, Valdez-Quiroz, and Teran-Nunez. Vincente Zamara-Lopez (coindicted as an aider and abettor) and one Juan Villareal allegedly escaped on foot, and the Ford driver drove away. The government agents testified neither Zamara-Lopez or Villareal were informants, nor persons working with the government on the case. (R.T. 272-75.) "The driver of the Ford was not the informant, or a paid employee of the United States Government." (R.T. p. 38.) His description did not fit the description of any informant. (R.T. pp. 183; 217; 244; 269; 275.) The informant was not present at the scene of the arrest. (R.T. 278.) No participant present at the smuggling transaction was the informer. For this reason, one of the two principal factual ingredients of Roviaro v. United States, 353 U.S. 53, 77 S.Ct. 623, 1 L.Ed. 2d 639 (1957) (one of the two cases relied on by appellant in his brief) is missing. In Roviaro, the informant was one who "helped to set up the commission of the crime and who was present at its occurrence." 353 U.S. at 61, 77 S.Ct. at 628. Nor was the informant here (as in Roviaro) "the sole participant, other than the accused, in the transaction charged." 353 U.S. at 64, 77 S.Ct. at 630.

The second case cited by appellant is Gilmore v. United States, 256 F.2d 565 (5th Cir. 1958). This is again a case where the facts differ from the instant case. In Gilmore the appellant seller and the agent purchaser were the only participants in the transaction, save for "Anonymous," the government informer, who "set up" their meeting. He was, said the majority opinion in Gilmore "an active participant in setting the stage, in creating the atmosphere of confidence beforehand, and in continuing it by his close presence during the moments of critical conversation." Moreover, Anonymous' alleged conversation with the agent purchaser was "of critical importance."

Here there were six agents purchasing the smuggled marijuana, and six in the seller's party. All conversations took place between various U. S. Government agents and the named and prosecuted defendants.

As Roviaro (and Gilmore in quoting from it) recognizes:

"`We believe that no fixed rule with respect to disclosure is justifiable. The problem is one that calls for balancing the public interest in protecting the flow of information against the individual\'s right to prepare his defense. Whether a proper balance renders non-disclosure erroneous must depend on the particular circumstances of each case, taking into consideration the crime charged, the possible defenses, the possible significance of the informer\'s testimony, and other relevant factors.\'" Gilmore v. United States, supra, at 566-567.

Various theories are now urged by appellant to explain his actions.² But one reference to a transcript page appears in...