Gilmore v. Zimmerman, 85-1650

Decision Date27 June 1986
Docket NumberNo. 85-1650,85-1650
Citation793 F.2d 564
PartiesGILMORE, Irvin W., Appellant, v. ZIMMERMAN, Leroy, Attorney General for the Commonwealth of Pennsylvania.
CourtU.S. Court of Appeals — Third Circuit

Emmanuel H. Dimitriou (Argued), Reading, Pa., for appellant.

Charles P. Macklin, Jr. (Argued), Sr. Deputy Atty. Gen., Prosecutions Section, Harrisburg, Pa., for appellee.

Before SLOVITER and STAPLETON, Circuit Judges, and LONGOBARDI, District Judge *.

OPINION OF THE COURT

STAPLETON, Circuit Judge.

Appellant, Dr. Irwin Gilmore, challenges the propriety of a state trial judge's sua sponte decision to vacate appellant's plea of guilty to a charge of involuntary manslaughter and to order him to stand trial for murder. Appellant contends that the Double Jeopardy Clause precludes the court from subjecting him to trial after his guilty plea was accepted.

Appellant commenced the instant action by filing a petition for habeas corpus in the district court, 619 F.Supp. 859. Appellant appeals from the denial of relief. We have jurisdiction pursuant to 28 U.S.C. Sec. 2253, and have previously issued a certificate of probable cause and stayed the pending state proceedings. We now affirm.

I.

At 8:00 a.m. on November 27, 1980, appellant, a medical doctor, awoke and discovered his wife dead beside him in bed. The previous evening they had attended a Thanksgiving eve party, accompanied by their son and daughter-in-law. Appellant and his son had retired at 12:30 a.m., while appellant's wife and daughter-in-law had retired at approximately 2:00 a.m.

The medical evidence indicated that the decedent had died due to a lethal combination of alcohol and meperidine, a drug. The evidence further indicated that she had suffered several bruises to her head and face, that she had been injected with meperidine four to six times at two separate site areas in her right buttock, and that the location of the injections suggested that it was unlikely that the injections were self-administered.

After his wife's death, appellant made several self-incriminating statements to law enforcement officials regarding his wife's death. As a result, in June of 1981, appellant was charged with criminal homicide, aggravated assault, and recklessly endangering another person.

Appellant eventually entered a plea of guilty to the lesser included offense of involuntary manslaughter. The trial court conducted a lengthy and detailed plea colloquy, during which the prosecuting attorney outlined the factual basis for the plea:

[O]n the morning of November 28th, 1980, the decedent wife of the defendant, Patricia Gilmore, was discovered dead in her bed. A later examination at the Reading Hospital ..., together with toxicology examinations ..., revealed that the decedent had received multiple injections of a drug known as meperidine. In addition, the blood alcohol level of ... the decedent was .23 which we recognize as being way above the legal definition of intoxication in Pennsylvania. It was the conclusion of [three experts] that the cause of death was the combination of alcohol and meperidine, exact causes of death being poisoning by alcohol and meperidine.

The level of the meperidine in the blood system of the decedent was 2.9 micrograms per milliliter. It does fall within the range of known fatal dosage, and based on that blood alcohol level and the state of medical knowledge known at the time, it was the conclusion of all of the Commonwealth witnesses and experts who would appear at trial, they would conclude that the cause of death was meperidine poisoning together with the alcohol.

Your Honor, in connecting the defendant with the cause of death, the Commonwealth would produce testimony, which would be statements made by the defendant to Chief Harley Smith, Muhlenberg Township Police, and Trooper Barrie Pease; and those statements would show that the defendant was drinking aloholic beverages a short time prior to the death, that the decedent was drinking alcoholic beverages, and further, that theB defendant made a statement to Trooper Pease that he gave the defendant (sic) injection or injections of a vitamin and meperidine. Further questioning of the defendant by Chief Harley Smith, the defendant denied at all times that he gave the defendant (sic) any injections.

It is the statement made to Trooper Pease that he gave the injection, together with the denial made to Chief Harley Smith and the absence of any other explanation as to the injections being received by the decedent that the Commonwealth brought the charges against the defendant.

If the Court please, based upon the state of the defendant's condition, that of intoxication together with his not denying at this time that he gave the injections, the Commonwealth will accept a plea to the charge of involuntary manslaughter.

Plea of Guilty, January 10, 1983, A-499-501.

The defense attorney then offered his comments on the statement of facts given by the prosecution:

Your Honor, if it please the Court, I have reviewed this matter with Dr. Gilmore. I understand that he understands that the statements made by [the prosecuting attorney] ... are those which the Commonwealth would tend to prove at and would attempt to prove at the time of trial.

I would like to state for the record that the evidence would show that in fact Dr. Gilmore and his wife were at a party the night before, that he had consumed intoxicating beverages, that he was extremely physically exhausted at the time, that he recognizes the possibility that he may have injected meperidine in accordance with the statement which has been admitted by the Court.

I would further like to state for the record that although Dr. Gilmore is not denying--or let me correct that. The statement as set forth by [the prosecuting attorney] ... that at this time he is not denying should be elaborated upon in this respect: That he is stating he has no recollection of injecting his wife with meperidine or any of the acts related to this incident as a result of his consumption of alcohol and the physical exhausation at the time.

He is entering his plea because he has concluded, after advice from counsel, that it would be to his best interests to enter the plea of guilty to involuntary manslaughter.

Id. at A-501-02.

In response to the court's questioning, the parties advised that the following plea bargain agreement had been reached:

Your Honor, we have agreed that a pre-sentence report should be obtained and ordered and directed by the Court, that the pre-sentence report should include a full psychiatric and physical examination of the defendant and that based upon that pre-sentence report, the Commonwealth will make a recommendation at the appropriate time.

Id. at A-505.

The court then advised the defendant that it was not bound by the plea agreement or any recommendation the prosecutor might make but could enter any sentence within the range for involuntary manslaughter previously set forth. Before concluding, the court explained to appellant each of the rights he was giving up by pleading guilty.

Finally, the court accepted appellant's guilty plea:

THE COURT: Dr. Gilmore, I am satisfied that after the foregoing discussion that you do desire to enter a plea of guilty to the charge of involuntary manslaughter and I am convinced that you are doing this with full understanding of the consequences and that you are doing this freely and voluntarily. I will therefore allow you to enter a plea of guilty to the charge of involuntary manslaughter.

[DEFENSE ATTORNEY]: Your Honor, if I may, so that the record is clear, I would like the record to reflect that I have advised Dr. Gilmore that the state of the law, as the Court knows and as we have reviewed it, is that he can enter a plea of guilty without admitting guilt and it's based on the reasons that I have already spread upon the record, the Court's rulings on our pretrial motions, the fact that he does not have a recollection and that he has concluded, with my advice, that it is to his best interest to waive a jury trial or a trial before a judge and to proceed with the guilty plea of involuntary manslaughter.

THE COURT: Yes. I would re-emphasize that, Dr. Gilmore. We have reviewed the cases with counsel for the Commonwealth and with your counsel and we are satisfied under [Commonwealth v. Cottrell, 433 Pa. 177, 249 A.2d 294 (1969) ] ... which is still good law, that in a case where there is significant evidence of guilt and where you, after adequate consultation with your lawyer, decide to plead guilty to a charge, that your plea is not rendered invalid merely because you are unable or unwilling to detail the occurrence in court or merely because you are unable to remember or have a recollection of what occurred. Do you understand that?

THE DEFENDANT: Yes, Your Honor.

THE COURT: And you understand further that you will not be able to come back later and say, "I don't recall what happened and therefore my guilty plea should not be taken." Do you understand that?

THE DEFENDANT: Yes, sir.

THE COURT: You will be bound by the entry of this plea notwithstanding the fact that you say you have no recollection of what happened at the time involved. Do you understand that?

THE DEFENDANT: Yes, sir.

THE COURT: Very well. I will allow the guilty plea to be entered.

A 513-15.

On February 28, 1983, the parties appeared before the court for sentencing on the plea. The Commonwealth, indicating that it most likely would not be able to obtain a jury verdict higher than involuntary manslaughter, recommended a fine of $10,000 and a five-year sentence of probation with community service in lieu of imprisonment.

The court rejected the prosecutor's recommendation. It permitted appellant to choose between standing on the plea, in which case the court indicated it would "sentence in accordance with the law" as it deemed proper, or withdrawing the plea and standing trial. A-524. Appell...

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  • Fransaw v. Lynaugh
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • February 23, 1987
    ...(following the rule but questioning whether jeopardy should not attach until the court enters judgment on the plea), aff'd, 793 F.2d 564 (3d Cir.), cert. denied, --- U.S. ----, 107 S.Ct. 459, 93 L.Ed.2d 405 (1986).However, it does not follow from this rule that jeopardy attaches to counts d......
  • State v. Comstock
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    ...jury verdict after trial or as the entry of judgment and sentence following a guilty plea. 24 The state also relies on Gilmore v. Zimmerman, 793 F.2d 564 (3rd Cir.1986), in which the accused was charged with several offenses including homicide. The district court accepted the accused's guil......
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    ...not attach when district court accepted guilty plea but then vacated guilty plea sua sponte prior to sentencing); Gilmore v. Zimmerman, 793 F.2d 564, 569–70 (3d Cir.1986) (holding that jeopardy was “not implicated” when a trial court accepted a defendant's negotiated guilty plea, sua sponte......
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    ...States v. Santiago Soto, 825 F.2d 616 (1st Cir.1987), cert. denied, 493 U.S. 831, 110 S.Ct. 103, 107 L.Ed.2d 66 (1989); Gilmore v. Zimmerman, 793 F.2d 564 (3d Cir.), cert. denied, 479 U.S. 962, 107 S.Ct. 459, 93 L.Ed.2d 405 (1986); United States v. Combs, 634 F.2d 1295 (10th Cir.1980), cert......
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1 books & journal articles
  • A Deal Is a Deal: Plea Bargains and Double Jeopardy After Ohio v. Johnson
    • United States
    • Seattle University School of Law Seattle University Law Review No. 37-01, September 2013
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    ...(recognizing an implied overruling of Cruz by Johnson). 63. Id. 64. Brown v. Ohio, 432 U.S. 161 (1977). 65. Id. 66. Gilmore v. Zimmerman, 793 F.2d 564 (3d Cir. 1986). 67. Brown, 432 U.S. at 162. 68. Id. 69. Id. 70. Id. at 163. 71. Id. 72. Id. at 163-64. 73. Id. at 165 (quoting North Carolin......

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