Goff v. Pfau
| Decision Date | 19 December 1969 |
| Docket Number | No. 19600.,19600. |
| Citation | 418 F.2d 649 |
| Parties | In the Matter of Clarence Clayton GOFF, d/b/a C. C. Goff, Insuror, Parts Processing, Inc., and Engineered Audio Systems, Inc., Clarence Clayton Goff, etc., Bankrupt, Appellant, v. James F. PFAU, Trustee, Appellee. |
| Court | U.S. Court of Appeals — Eighth Circuit |
Clarence Clayton Goff, pro se.
Lewis E. Solomon, St. Paul, Minn., for appellee.
Before MEHAFFY, GIBSON and HEANEY, Circuit Judges.
The bankrupt, Clarence Clayton Goff, appeals pro se from an order of the United States District Court for the District of Minnesota dismissing bankrupt's petition for review and affirming an order of the Referee in Bankruptcy issued May 23, 1968 directing that the proceeds of a note executed by Robert B. Byers be deposited in the registry of the court for payment over to the trustee. The basis of the District Court's order was that the bankrupt was not a "person aggrieved" within the meaning of § 39(c) of the Bankruptcy Act, 11 U.S.C. § 67(c).
The order appealed from is but one of a series of orders and rulings issued in this voluntary bankruptcy proceeding that has as its only asset the $407.50 collected on the Byers' note. The validity of the order appealed from rests upon the validity of (1) a prior turnover order issued and entered on December 19, 1966 on the ground that Byers' note was an asset of the bankrupt's estate and not after-acquired property as contended by the bankrupt, and (2) the referee's refusal to file the bankrupt's petition for review from this December 19, 1966 order because it was received on December 30, 1966, one day after the ten-day period set forth in § 39(c) of the Bankruptcy Act, 11 U.S.C. § 67(c), had expired. The referee's action in lodging but refusing to file the bankrupt's petition for review was sustained on appeal by Judge Earl R. Larson of the District Court. The bankrupt then made numerous motions attacking the correctness of the December 19, 1966 turnover order, all of which were denied by the referee and were also denied by the District Court where a petition for review was filed and processed.
On the instant order of May 23, 1968 issued by Judge Miles W. Lord, leave to appeal was granted by an administrative panel of this court so that the bankrupt's grievances could be fully and finally aired and this expensive and time-consuming litigation brought to a close. Although the bankrupt will only be a "person aggrieved" by the May 23, 1968 order if the order of December 19, 1966 is in error on its substantive ruling, we as an appellate court cannot consider the merits of that ruling unless the referee erred in not filing the bankrupt's petition for review of the December 19, 1966 order although that petition was received one day late.
In order to evaluate the procedural difficulties encountered by the bankrupt, it is necessary to examine at length the facts and unusual circumstances attendant the bankrupt's affairs before and after his adjudication of bankruptcy. Goff on March 30, 1964 borrowed an additional $600 from the National Bank of Commerce of Mankato, Minnesota for which loan he agreed to pledge as security or collateral a promissory note executed by Robert B. Byers, to be made payable to the bank and to Goff. On April 13, 1964 Byers executed the note which Goff endorsed and delivered to the bank. Goff also had assigned, pledged and placed other collateral security with the bank to cover a total of $4600 of demand notes. Goff said it was understood that the bank could apply the proceeds of any security to the debt. At the time of adjudication on May 16, 1966 Goff was indebted to the bank in the amount of $850. The value of the collateral security is not shown but Goff alleges it to be less than the sum owed the bank. The Byers' note was in default and no payments had been made thereon.
Goff in his debtor's petition set forth the transfer of the Byers' note to the bank. The bank continued to hold the note until July 15, 1966 when it endorsed the note over to Goff without recourse. The bank apparently did not think the note was collectible without suit and had also considered its loan to Goff to be uncollectible. Goff then on September 3, 1966 brought suit against Byers on the note as an assignee of the National Bank of Commerce. A default judgment was entered for $407.50.
The bankrupt's petition was filed on May 11, 1966 and the adjudication was made May 16, 1966. A turnover proceeding was initiated by the trustee on October 5, 1966 seeking to have the Byers' note turned over to the trustee as an asset of the bankrupt's estate. A hearing was held on October 19, 1966 and Referee John J. Connelly issued his turnover order on December 19, 1966, a copy of which was mailed to the bankrupt on that date. The turnover order held inter alia "that the promissory note of Robert B. Byers represented an obligation due and owing to the bankrupt herein at the time he filed his petition on May 16, 1966 and further found that the note had been placed with the bank `for collection purposes only.'" The bankrupt called Referee Connelly on December 29, 1966 inquiring about the bankruptcy procedures for a review of the turnover order. Referee Connelly cited the pertinent provisions to him but did not inform him that the petition for review should be filed before the close of business on that day. Bankrupt said he would mail the petition for review that afternoon, which he did, and it was received by the referee's office the next day, December 30, 1966. On January 3, 1967 Referee Connelly entered an order lodging but not filing the petition because it was received one day after the ten-day period for filing a review under § 39(c) of the Bankruptcy Act. (11 U.S.C. Sec. 67(c)).
The bankrupt petitioned on January 11, 1967 for a review of the referee's order of January 3, 1967 lodging but not filing the petition because of late filing. On March 3, 1967 the District Court, The Honorable Earl R. Larson, held a hearing on this petition for review and issued an order under date of March 20, 1967 affirming Referee Connelly's order lodging the original petition for review instead of filing it on the ground of untimely filing by the bankrupt. Dissatisfied with this ruling of the District Court, the bankrupt again appealed to the court for a review of the December 19, 1966 turnover order. This was again denied by Judge Larson on April 21, 1967. The bankrupt made successive repetitive motions attacking Judge Larson's findings in his order of March 20, 1967. Other applications were made to the referee for reconsideration of the order of December 19, 1966 or to declare the order void. These applications were either overruled or disregarded by the referee and on review were overruled by Judge Larson on July 12, 1967. Allowance to appeal to this court from Judge Larson's order of July 12, 1967 was sought by the bankrupt, but his request was denied by an administrative panel of this court under date of September 28, 1967.1
Thereafter on May 23, 1968 Referee Connelly entered an order directing that the proceeds of the Byers' note and interest thereon be deposited in the registry of the court and be forthwith paid over to the trustee. Byers complied with this order and it is from this order that the bankrupt filed a timely petition for review on June 3, 1968 in which petition he also requested reconsideration and vacation of previous orders. This petition for review was referred to Judge Miles W. Lord under date of September 12, 1968. An order was entered on October 9, 1968 by Judge Lord dismissing (a) the petition for review of the referee's order of May 23, 1968, and (b) the bankrupt's attempts to seek reconsideration of the prior rulings relating to the December 19, 1966 order and an injunctive order in connection therewith issued December 21, 1966 and also the order of Referee Connelly dated January 3, 1967 lodging the petition for review rather than filing it.
Judge Lord stated as the basis of his October 9, 1968 order:
The bankrupt on October 12, 1968 filed additional motions to dismiss the proceedings of the show cause order issued by Referee Connelly on October 5, 1966, to make or amend findings of fact and conclusions of law and to conduct a hearing anew on the whole matter, which motions were denied under date of November 12, 1968 by Judge Lord. The bankrupt filed notice of appeal. An administrative panel of this court allowed the appeal but denied bankrupt's motion to bring up all of the matters passed upon in the prior series of proceedings which appeared to be not timely appealed. Other motions to reconsider were filed by the bankrupt and denied.
The bankrupt adamantly contends that the Bankruptcy Court is...
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