Greyson v. Kellam

• Decision Date: 01 July 1991
• Docket Number: No. 90-16165,90-16165
• Citation: 937 F.2d 1409
• Parties: Malcolm George GREYSON, Petitioner-Appellant, v. John E. KELLAM, Acting Administrator, Oahu Community Correctional Center; Harold Falk, Director, Department of Corrections, State of Hawaii, Respondents-Appellees.
• Court: U.S. Court of Appeals — Ninth Circuit

Page 1409

937 F.2d 1409

Malcolm George GREYSON, Petitioner-Appellant, v. John E. KELLAM, Acting Administrator, Oahu Community

Correctional Center; Harold Falk, Director,

Department of Corrections, State of

Hawaii, Respondents-Appellees.

No. 90-16165.

United States Court of Appeals, Ninth Circuit.

Argued and Submitted May 6, 1991.

Decided July 1, 1991.

Myles S. Breiner and Susan Barr, Honolulu, Hawaii, for petitioner-appellant.

Charlotte J. Duarte, Deputy Pros. Atty., Honolulu, Hawaii, for respondents-appellees.

Appeal from the United States District Court for the District of Hawaii.

Before SCHROEDER, FLETCHER and FERGUSON, Circuit Judges.

FERGUSON, Circuit Judge:

Petitioner-defendant Malcolm Greyson appeals the district court's dismissal of his habeas corpus petition. Greyson contends that double jeopardy, based on prosecutorial misconduct intended to goad the defendant into moving for a mistrial, bars his fourth trial for murder in state court.

I.

Greyson is currently awaiting his fourth trial for the 1983 murder of his seven-month old son. ¹ He alleges that double jeopardy bars his fourth trial because the prosecution at his third trial intentionally goaded him into requesting a mistrial. ² The trial court denied the motion for mistrial and Greyson was convicted. The Hawaii Supreme Court later overturned his conviction on separate grounds but noted that the prosecution was guilty of overreaching. State v. Greyson, 70 Haw. 227, 768 P.2d 759, 762 n. 4 (1989).

Greyson's complaint relates to statements made by the prosecution before the jury in his third trial. During opening statements and questioning of the expert witness, the prosecution described Greyson's alleged practice of suffocating his son to stop him from crying. Id., 768 P.2d at 760-61. The prosecution stated that these statements would be supported by the testimony of Greyson's wife Maria. Maria had so testified at Greyson's first trial, although she later recanted and did not testify at the second trial.

At the time of the third trial, Maria had returned to live with her family in Bolivia. The prosecution and Greyson disagreed as to whether Maria was planning to return to Hawaii to testify in the third trial. Id. Because the second trial ended in a mistrial due to a hung jury, Greyson contends that the prosecution was desperate to get Maria to testify at his third trial. Despite the prosecution's assurances that travel arrangements were being made, Maria never did arrive to testify. Id.

After the prosecution rested, Greyson moved for a mistrial based on the prosecution's references to the alleged suffocation because Maria had never testified. Id., 768 P.2d at 761. The mistrial motion was denied on the grounds that it was untimely and that Greyson had not asked for a curative jury instruction. Subsequently, Greyson was convicted.

But later at the hearing on the motion for release on bail pending appeal, [the prosecution] revealed that [the] State could not transport Maria to Hawaii because her attorney had refused to accompany her unless a $10,000 fee was paid. [The defense] argued that this surprise disclosure demonstrated [the] State never had a good faith belief about producing Maria for trial.

Id., 768 P.2d at 761-62.

The Hawaii Supreme Court reversed Greyson's conviction based on the prosecution's use of a confidential presentence report prepared after his first trial to impeach his testimony at the third trial. While the court declined to rule on Greyson's allegation that the prosecution acted in bad faith regarding its use of the suffocation testimony, it expressed its opinion in a footnote:

Here, the circumstances surrounding Maria's availability to testify are suspicious. Trial had begun, and [the prosecution] was still unable to obtain [Maria's] presence because of her family's opposition, her own reluctance to travel, plus the difficulties with her Bolivia attorney. [The prosecution's] late explanation about the $10,000 demanded fee, moreover, raises the strong inference that [the] State lacked a genuine good-faith belief that Maria would take the stand. [The prosecution's] overzealousness to convict Greyson by the questionable use of the suffocation incidents, although Maria was likely not going to testify, was not de minimis. We condemn such overreaching but do not determine if this conduct amounted to reversible error.

Id., 768 P.2d at 762 n. 4 (citations omitted).

After the reversal of his conviction, Greyson moved to have his indictment dismissed by the trial court on double jeopardy grounds. He relied on the language in the supreme court's footnote that the prosecution had acted in bad faith during his third trial. He alleged that the prosecution's conduct had been intended to goad him into moving for a mistrial and, therefore, although his mistrial motion was denied, his fourth trial was barred by double jeopardy. The trial court denied the motion.

Greyson then filed a petition for writ of habeas corpus alleging the same grounds, which was assigned to another state trial judge. The court denied the petition, concluding that Greyson was relitigating the issues presented in his motion to dismiss the indictment and, further, that there was no evidence of intentional misconduct on the part of the prosecutor.

Finally, Greyson filed a petition for a writ with the Hawaii Supreme Court. Presenting the same double jeopardy argument, he asked the supreme court to order the trial judge to dismiss the indictment. The supreme court summarily denied the petition without prejudice.

In January 1990, Greyson filed a pro se petition for writ of habeas corpus in the federal district court. Shortly thereafter, the magistrate filed a report recommending that the petition be dismissed for failure to exhaust state court remedies. The district court ordered the state to show cause why the petition should not be granted. After receipt of the state's response, the district court issued an order dismissing the petition. While it found that Greyson was not required to exhaust his state court remedies due to his double jeopardy allegation, the court ruled that his petition must fail because 1) his mistrial motion during his third trial was unsuccessful and 2) a state trial court had found that the prosecutor did not act in bad faith. ³

Greyson timely appeals and counsel has been appointed.

II.

We review the district court's decision whether to grant or deny a petition for habeas corpus de novo. Norris v. Risley, 878 F.2d 1178, 1180 (9th Cir.1989). The decision to deny an evidentiary hearing is reviewed for abuse of discretion. Watts v. United States, 841 F.2d 275, 277 (9th Cir.1988). "A habeas corpus petitioner is entitled to an evidentiary hearing if he has alleged facts which, if proven, would entitle him to relief and he did not receive a full and fair evidentiary hearing in a state court." Norris, 878 F.2d at 1180.

III.

The district court found that Greyson's habeas petition was not barred by failure to exhaust state court remedies because he alleged a violation of his constitutional right to protection against double jeopardy if his fourth trial were allowed to proceed. We have held that "in the case of a double jeopardy claim the exhaustion requirement may be satisfied before a final judgment was rendered in a State court." Hartley v. Neely, 701 F.2d 780, 781 (9th Cir.1983). However, the petitioner must have exhausted those state remedies available to him or her before bringing a petition for habeas corpus in federal court. Id.

Here, Greyson sought dismissal of the indictment in the Hawaii trial court and was denied. He then sought an order allowing interlocutory appeal of that decision, which was likewise denied by the trial court. At the same time, Greyson petitioned the Hawaii Supreme Court for writ of habeas corpus. The court declined jurisdiction over the writ. He then filed a habeas corpus petition in the state trial court, which was heard by a different judge than the one scheduled to preside over his upcoming trial. This judge found that Greyson was trying to relitigate the same issues contained in his motion for dismissal and denied the petition. Finally, the supreme court refused to issue a writ ordering the trial court to dismiss the indictment.

Because Greyson has exhausted the state's available remedies, we find that the district court correctly held that Greyson's petition was not barred by failure to exhaust state remedies.

IV.

The Double Jeopardy Clause provides criminal defendants the right to have their case heard and a verdict returned by the jury originally impaneled. Wade v. Hunter, 336 U.S. 684, 689, 69 S.Ct. 834, 837, 93 L.Ed. 974 (1949). "This right is not absolute, however, and must at times be subordinated to society's interest in just determinations of guilt or innocence." United States v. Bates, 917 F.2d 388, 392 (9th Cir.1990) (citing Wade v. Hunter, 336 U.S. at 689, 69 S.Ct. at 837). Generally, a defendant may be retried after his conviction is vacated for error. However, the double jeopardy bar applies when the conviction is vacated on the grounds of insufficient evidence. Burks v. United States, 437 U.S. 1, 18, 98 S.Ct. 2141, 2150, 57 L.Ed.2d 1 (1978).

The Supreme Court has also held that retrial is barred when the defendant moves for and is granted a mistrial on the basis of deliberate prosecutorial misconduct intended to provoke a mistrial motion by the defense. Oregon v. Kennedy, 456 U.S. 667, 102 S.Ct. 2083, 72 L.Ed.2d 416 (1982). The Supreme Court in Kennedy stated:

[T]he circumstances under which such a defendant may invoke the bar of double jeopardy in a second effort to try him are limited to those cases in which the conduct giving rise to the successful motion for a mistrial was intended to provoke the defendant into moving for a mistrial.

Id. at 679, 102 S.Ct. at 2091 (emphasis added). "To permit retrial in such a circumstance offends the interests supporting the double...