Hall v. United States

Decision Date22 October 2014
Docket NumberCIVIL ACTION NO. 13-0094-CG-C,CRIMINAL ACTION NO. 11-0165-CG-C
PartiesGERALD D. HALL, Petitioner, v. UNITED STATES OF AMERICA, Respondent.
CourtU.S. District Court — Southern District of Alabama
REPORT AND RECOMMENDATION

This cause is before the Court on petitioner Gerald D. Halls' motion to vacate, set aside or correct his sentence pursuant to 28 U.S.C. § 2255 (Doc. 39), the response in opposition filed by the United States (Doc. 47), petitioner's reply to the government's response (Doc. 48), Hall's supplemental submission of additional authority (Doc. 50 & 51), the Government's supplemental response in opposition (Doc. 54) and Hall's reply in opposition to the United States' response (Doc. 58). This action has been referred to the undersigned for entry of a report and recommendation pursuant to 28 U.S.C. § 636(b)(1)(B). Following consideration of all relevant pleadings in this case, it is recommended that Hall's § 2255 motion be DENIED.

I. FINDINGS OF FACT

On June 22, 2011, Hall was indicted on one count of possession of a firearm by a prohibited person in violation of 18 U.S.C. § 922(g)(1). (Doc. 1, at 1-2.)1 Hall made his initial appearance in this Court on July 6, 2011 (see Doc. 5), was arraigned on the chargeon the same day (Doc. 6), and was ordered detained on July 14, 2011 (Doc. 9).

During the July 26, 2011 Probation Office Conference, which was attended by Hall, his retained attorney (James R. Harper, Jr.),2 Assistant United States Attorney Gina Vann and Probation Officer Vickie Orso, the participants, including petitioner, reviewed preliminary guideline calculations3 showing that although Hall's indictment specifically charged that he had illegally possessed 4 firearms, the fact that there were actually 11 firearms as well as drugs found at the time of Hall's arrest, were all factors that would be considered during sentencing according to Worksheet A of the report on probation office conference. (Doc. 11, at 2.) A copy of this worksheet was provided to Hall and his attorney evinced by the attachment of a copy of Worksheet D from this report to his initial motion to vacate, set aside, or correct sentence. (Doc. 39, Ex. 1, at 30-32.) Worksheet D informs that it is generated based on the information contained in Worksheet A, which took into consideration the actual number of firearms and the discovery of drugs during Hall's arrest. (Doc. 11.) It is these preliminary guideline calculations that Hall alleges he reasonably believed would be applicable at sentencing according to information provided by Harper. (Doc. 40, at 10-12.) However, it should be noted that as early as July 26, 2011, Hall was in possession of all the information that was necessary to accurately calculate that his adjusted offense level would be 28 and hiscriminal history category would be VI. (Doc. 11, at 2-7.)4 Eight days after the Probation Office Conference, Hall, through Harper, notified this Court of his intent to plead guilty. (Doc. 12.)

On August 17, 2011, Hall, with the assistance of retained counsel (Harper) signed a Plea Agreement. (Doc. 15.)5 Per the terms of this agreement, Hall presented the Court with information needed to assess the voluntariness of his plea. First, he expressly gave notice that he

". . . has had the benefit of legal counsel in negotiating this Plea Agreement. He has discussed the facts of this case with his attorney, and his attorney has explained to the defendant the essential legal elements of the criminal charge which has been brought against him."

(Id. at 2.) Secondly, he acknowledged that the penalties that could be imposed if he pleaded guilty included:

The maximum penalty the Court could impose as to Count One of the Indictment is:
a. 10 years imprisonment;
b. A fine not to exceed $250,000.00;
c. A term of supervised release of 3 years, which would follow any term of imprisonment. If the defendant violates the conditions of supervised release, he could be imprisoned for the entire term of supervised release;
d. A mandatory special assessment of $100.00; and
e. Such restitution as may be ordered by the Court.

(Id. at 4) Third, he made clear that he understood that if the trial judge accepted his guilty plea an advisory sentence range could not be reasonably calculated until a pre-sentence investigation was completed.

The Court will impose the sentence in this case. The United States Sentencing Guidelines are advisory and do not bind the Court. The defendant has reviewed the application of the Guidelines with his attorney and understands that no one can predict with certainty what the sentencing range will be in this case until after a pre-sentence investigation has been completed and the Court has ruled on the results of that investigation. The defendant understands that at sentencing, the Court may not necessarily sentence the defendant in accordance with the Guidelines. The defendant understands that he will not be allowed to withdraw his guilty plea if the advisory guideline range is higher than expected, or if the Court departs or varies from the advisory guideline range.

(Id. at 4-5 (emphasis added).) Fourth, in a separate factual resume attached to the plea agreement, Hall agreed that the facts contained in the resume were true and correct. (Id. at 3; see also Doc. 15, at 14-16 (the factual resume in addition to the plea agreement, is also signed by Hall).) A crucial fact contained therein was that he "was seen walking out of the bedroom that he slept in when he visited his sister. This bedroom contained eleven firearms and ammunition." (Id. at 15.) Fifth, the plea agreement also contains a provision providing a Limited Waiver of Right to Appeal and Waiver of Collateral Attack:

22. As part of the bargained-for exchange represented in this plea agreement, and subject to the limited exceptions below, the defendant knowingly and voluntarily waives the right to file any direct appeal or any collateral attack, including a motion to vacate, set aside, or correct sentence under 28 U.S.C. § 2255.
Accordingly, the defendant will not challenge his guilty plea, conviction, or sentence (including a sentence imposed on revocation of probation or supervised release) in any district court or appellate court proceedings.
a. EXCEPTIONS. The defendant reserves the right to timely file a direct appeal challenging:
(1) any sentence imposed in excess of the statutory maximum;
(2) any sentence which constitutes an upward departure or variance from the advisory guideline range.

(Doc. 15, at 11 (emphasis added).) Lastly, the plea agreement provides that "[t]his document is the complete statement of the agreement between the defendant and the United States and may not be altered unless done so in writing and signed by all the parties." (Id. at 12.)

Later that day, Hall appeared before the Honorable Callie V.S. Granade for his plea colloquy pursuant to Rule 11, Fed.R.Cr.P. (Doc. 16; see also Doc. 40 (transcript).) During the plea colloquy, the Court specifically asked Hall:

THE COURT: Are you fully satisfied with the counsel, representation, and advice given to you in your case by your attorney?
DEFENDANT HALL: Yes, ma'am.
. . .
THE COURT: Now, [ ] Mr. Hall . . . I've been provided with a plea agreement and an attached factual resume, and I want . . . you to look at those documents and tell me on the record whether that is your plea agreement and factual resume and whether you signed those documents.
DEFENDANT HALL: Yes, ma'am.
. . .
THE COURT: All right. For Mr. Hall . . . did . . . you have the opportunity to read and discuss the plea agreement with your lawyer before you signed it?
DEFENDANT HALL: Yes, ma'am.
. . .
THE COURT: And do you have any agreements with the United States Government concerning your case that are not written down in your plea agreement?
DEFENDANT HALL: No, ma'am.
. . .
THE COURT: Do you understand the terms of your plea agreement?
DEFENDANT HALL: Yes, ma'am.
. . .
THE COURT: Has anyone made any other or different promises or assurances to you of any kind in an effort to induce you to plead guilty in your case?
DEFENDANT HALL: No, ma'am.
. . .
THE COURT: Do you understand that certain of the terms of your plea agreement are merely recommendations to the Court and that I can reject those recommendations without permitting you to withdraw your plea of guilty and impose a sentence that is more severe than you might anticipate?
DEFENDANT HALL: Yes, ma'am.
. . .
THE COURT: Are you pleading guilty of your own free will because you are guilty?
DEFENDANT HALL: Yes, ma'am.
. . .
THE COURT: Now, the offense to which you are pleading guilty has an enhancement provision which applies only in certain circumstances and I don't know whether it applies in your case or not, because I don't know your entire criminal history. But if you have three qualifying violent felony convictions or drug convictions in your background, that changes the penalty in your case and that would be a minimum mandatory 15 years up to life imprisonment. I need to tell you about that simply because I do not know whether it applies in your case. Do you understand that that's a possibility if you have those qualifying convictions in your background?
DEFENDANT HALL: Yes, ma'am.
. . .
THE COURT: All right. Now, under the Sentencing Reform Act of 1984, the United States Sentencing Commission has issued guidelines for judges to consider in determining the sentence in a criminal case. Have you and your attorney talked about how the sentencing guidelines might affect your sentence?
DEFENDANT HALL: Yes, ma'am.
. . .
THE COURT: Do you understand that the Court will not be able to determine the guideline sentencing range for your case until after the probation office has prepared a presentence report and you and the government have had the opportunity to challenge the reported facts and the application of the guidelines recommended by the probation office and that the guideline range determined by the Court may be different from any estimate
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