Harris v. Secretary of Health and Human Services, 85-2898

Decision Date31 December 1987
Docket NumberNo. 85-2898,85-2898
Citation836 F.2d 496
Parties, Unempl.Ins.Rep. CCH 17,927 E.L. HARRIS, Plaintiff-Appellant, v. SECRETARY OF HEALTH AND HUMAN SERVICES, Defendant-Appellee.
CourtU.S. Court of Appeals — Tenth Circuit

Gary J. Martone, Albuquerque, N.M., for plaintiff-appellant.

Ronald F. Ross, Asst. U.S. Atty., William L. Lutz, U.S. Atty., Albuquerque, N.M., with him on the response, for defendant-appellee.

Before McKAY and ANDERSON, Circuit Judges, and THOMPSON, District Judge. *

STEPHEN H. ANDERSON, Circuit Judge.

Claimant Harris was the prevailing party before this court in a prior action for disability benefits. Harris v. Secretary of Health & Human Servs., 821 F.2d 541 (10th Cir.1987). Pursuant to 42 U.S.C. Sec. 406(a) (1982), the Social Security Administration has withheld twenty-five percent of Harris' back benefits and is awaiting action from the court as to reasonable attorney's fees to be paid therefrom. The claimant has now filed a motion, pursuant to 42 U.S.C. Sec. 406(b)(1) (1982), for attorney's fees of $4,342 for legal services rendered before the Social Security Administration and before the federal courts.

The claimant seeks reimbursement of counsel at the rate of $130 per hour for 33.4 hours of service. Of those hours, 12.3 are for service rendered at the agency level. We find that claimant's counsel is entitled to a reasonable fee under Sec. 406(b)(1); however, the fee thereunder is only for services rendered at the judicial level. In accord with decisions in the First, Third, Fourth, Eighth, and Ninth Circuits, we hold that the Secretary of Health and Human Services alone is empowered to award attorney's fees for services rendered at the administrative level. See Guido v. Schweiker, 775 F.2d 107 (3d Cir.1985); Whitt v. Califano, 601 F.2d 160 (4th Cir.1979); MacDonald v. Weinberger, 512 F.2d 144 (9th Cir.1975); Fenix v. Finch, 436 F.2d 831 (8th Cir.1971); Gardner v. Menendez, 373 F.2d 488 (1st Cir.1967).

We believe that the majority view is more persuasive than that of the Sixth Circuit in Webb v. Richardson, 472 F.2d 529 (6th Cir.1972). The Sixth Circuit is the sole circuit to hold that a court ultimately upholding a claim for benefits can award attorney's fees for work performed at both the administrative and judicial levels. Although a single petition before the court for an award of attorney's fees at both levels has the advantages of efficiency and of assuring that the double award does not exceed the statutory ceiling of twenty-five percent of past benefits, it does not track the actual statutory language closely. Under 42 U.S.C. Sec. 406(b)(1) (1982), "[w]henever a court renders a judgment favorable to a claimant ... who was represented before the court by an attorney, the court may determine and allow as part of its judgment a reasonable fee for such representation...." This language suggests that the court is given the authority to set fees for representation before the court, not for fees for representation before the agency. Such a view is bolstered by language in section 406(a) empowering the Secretary to "prescribe the maximum fees which may be charged for services performed in connection with any claim before the Secretary...." While this language alone need not preclude the court from awarding a fee for services at the administrative level, the amount of reimbursement would be limited by the maximum rate set by the Secretary, whether or not that rate was seen as "reasonable" by the court. To us, this dissonance adds support to the view that each tribunal (court and agency) is to operate in its own bailiwick, with its own expertise guiding reimbursements within its sphere of operation. Additional persuasive reasons for our holding are provided in Guido v. Schweiker, 775 F.2d at 108-109.

Because the parties in this case dispute the amount of fees to be awarded, we remand to the district court for...

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13 cases
  • McGraw v. Barnhart
    • United States
    • United States Courts of Appeals. United States Court of Appeals (10th Circuit)
    • 13 Junio 2006
    ...Commissioner does not make fee awards for work done before the court. See 20 C.F.R. §§ 404.1720, 404.1728; Harris v. Sec'y of Health & Human Servs., 836 F.2d 496, 497 (10th Cir.1987), abrogated on other grounds by Frazier, 240 F.3d at 1286. The agency's and the court's determinations on SSA......
  • Headlee v. Bowen, 87-2721
    • United States
    • United States Courts of Appeals. United States Court of Appeals (10th Circuit)
    • 2 Marzo 1989
    ...and district court's findings of fact are to be reversed only if clearly erroneous). See also Harris v. Secretary of Health and Human Services, 836 F.2d 496, 498 (10th Cir.1987) (attorney fees to be awarded to successful Social Security claimant involves disputed issues of fact best determi......
  • Gowen v. Bowen
    • United States
    • United States Courts of Appeals. United States Court of Appeals (8th Circuit)
    • 3 Enero 1989
    ...v. Finch, 436 F.2d 831, 838 (8th Cir.1971). Other circuits have agreed with this position. See, e.g., Harris v. Secretary of Health & Human Servs., 836 F.2d 496, 497 (10th Cir.1987); Guido v. Schweiker, 775 F.2d 107, 108 (3d Cir.1985). Therefore, the district court did not abuse its discret......
  • Brown v. Sullivan, 89-3887
    • United States
    • United States Courts of Appeals. United States Court of Appeals (5th Circuit)
    • 15 Noviembre 1990
    ...v. Bowen, 855 F.2d 613, 618 (8th Cir.1988); MacDonald v. Weinberger, 512 F.2d 144, 147 (9th Cir.1975); Harris v. Secretary of Health and Human Services, 836 F.2d 496, 497 (10th Cir.1987).6 See Cotter v. Bowen, 879 F.2d 359 (8th Cir.1989); Craig v. Secretary, Dept. of Health and Human Serv.,......
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