Hernandez-Avalos v. I.N.S., HERNANDEZ-AVALOS

Citation50 F.3d 842
Decision Date09 March 1995
Docket NumberNos. 94-1051,94-1061 and 94-1066,94-1060,HERNANDEZ-AVALOS,s. 94-1051
CourtUnited States Courts of Appeals. United States Court of Appeals (10th Circuit)
PartiesRodolfo, et al., Petitioners-Appellants, v. IMMIGRATION AND NATURALIZATION SERVICE, et al., Respondents-Appellees.

Michael G. Katz, Federal Public Defender, Vicki Mandell-King, Asst. Federal Public Defender, Denver, CO, for petitioners.

Frank W. Hunger, Asst. Atty. Gen., Mark C. Walters, Asst. Director, Office of Immigration Litigation, Alison R. Drucker, Attorney, Office of Immigration Litigation, Civ. Div., Dept. of Justice, Washington, DC, for respondents.

Before HENRY and LOGAN, Circuit Judges, and REED, District Judge. 1

EDWARD C. REED, Jr., Senior District Judge.

The petitioners-appellants are four aliens serving federal prison sentences. Each alien, having been convicted of a deportable offense and citing 8 U.S.C. Sec. 1252(i), sought a writ of mandamus from the District Court, compelling the Immigration and Naturalization Service (INS) to initiate deportation proceedings. The District Court dismissed the appellants' cases for lack of jurisdiction, explaining that, because the statute itself provided no criteria for evaluating the government's actions and there were no relevant regulations, there was "no law to apply" to their cases and thus no way to fashion a remedy.

The cases were consolidated for purposes of appeal. In this court, the briefing on both sides has focused primarily on a jurisdictional question: whether the appellants have standing to seek mandamus. They do not, and the case can be resolved on that basis.

The underlying substantive statute, 8 U.S.C. Sec. 1252(i), provides that "[i]n the case of an alien who is convicted of an offense which makes the alien subject to deportation, the Attorney General shall begin any deportation proceedings as expeditiously as possible after the date of conviction." The appellants' complaint is that the INS, rather than beginning deportation proceedings "expeditiously" after an alien's conviction of a deportable offense, has a policy, which it has followed here, of not beginning those proceedings until the alien has finished serving the prison sentence resulting from the conviction. The result is that the alien, having served his sentence and awaiting deportation, remains in INS custody longer than he would had deportation proceedings been initiated expeditiously after his conviction. 2

On October 25, 1994, President Clinton signed into law the Immigration and Nationality Technical Corrections Act of 1994, Pub.L. No. 103-416, 108 Stat. 4305. Section 225 of that statute provides that

[n]o amendment made by this Act and nothing in section 242(i) of the Immigration and Nationality Act (8 U.S.C. 1252(i)) shall be construed to create any substantive or procedural right or benefit that is legally enforceable by any party against the United States or its agencies or officers or any other person.

At a minimum, the statute makes clear that there is no private right of action under Sec. 1252(i). But we think it does more than that. It imposes upon Sec. 1252(i) a mandatory rule of construction compelling the conclusion that the statute creates no right or benefit enforceable by any party against the federal government or anyone else. The statute, in short, makes clear that Congress intended that no one be able to bring suit to enforce Sec. 1252(i), which means that no one can satisfy the zone of interests test, and therefore no would-be plaintiff has standing to bring suit, either directly under the statute or by way of the Mandamus Act. 3

There is, moreover, an alternative basis for affirming the district court's decision. Put simply, it is that the appellants in this case would lack standing to sue even if Section 225, described above, had never been enacted. The reasons are complex and we set them forth at some length.

There is no private right of action directly under Sec. 1252(i). 4 The appellants concede this and instead seek to enforce Sec. 1252(i) by means of relief issued pursuant to the Mandamus and Venue Act, 28 U.S.C. Sec. 1361 (the "Mandamus Act"). 5 We think that standing to seek mandamus in this case is governed by the "zone of interests" test applicable in cases brought under the Administrative Procedure Act (APA), for three reasons. First, it makes good sense to treat claims for relief against government agencies--whether made under the Mandamus Act or under the APA--identically with respect to standing. The two statutes are, after all, merely different means of "compelling an agency to take action which by law it is required to take." Soler v. Scott, 942 F.2d 597, 605 (9th Cir.) vacated sub nom. Sivley v. Soler, --- U.S. ----, 113 S.Ct. 454, 121 L.Ed.2d 364 (1992). 6 Second, other circuits have come to the same conclusion. 7 Third, the conclusion follows naturally from this court's prior holding that

[a] mandatory injunction [issued under the APA] ... is essentially in the nature of mandamus. Thus, jurisdiction for its issuance can be based on either Sec. 1361 or Sec. 1331, or both.

With these jurisdictional bases, and whether we label the relief sought as mandamus or a mandatory injunction, the issue remaining is whether defendants here have failed to discharge a duty owed to plaintiffs which Congress has directed them to perform.

Carpet, Linoleum and Resilient Tile Layers Local 419 v. Brown, 656 F.2d 564, 566-67 (10th Cir.1981) (citations omitted). That relief "in the nature of mandamus" and mandatory injunctions are regarded as essentially equivalent remedies suggests that standing to seek each ought to be judged by the same standards. 8

Further, the appellants can seek mandamus despite the absence of a private right of action under Sec. 1252(i). That is not a generally accepted proposition, 9 but we think that it is the law. In Soler, 942 F.2d at 605, the Ninth Circuit held that "a petitioner who has alleged a cause of action under the APA or the Mandamus Act need not rely upon an implied right of action under any other statute." The Soler court relied on Legal Aid Society of Alameda County v. Brennan, 608 F.2d 1319 (9th Cir.1979), in which the appellees did "not seek recognition of a supplemental private enforcement mechanism," id. at 1332, but, rather, review of the alleged failure of government officials to perform non-discretionary duties. "The reluctance of courts to imply separate private enforcement rights from statutes ... which provide explicitly only for government enforcement procedures and penalties," the court explained, was thus "not applicable." Id.

As noted above, Soler was vacated, and the Ninth Circuit has recently expressly declined to decide "whether a plaintiff who lacks a private right of action under the underlying statute might nevertheless be able to show the clear right to relief required under the Mandamus Act." Barron v. Reich, 13 F.3d 1370, 1375 (9th Cir.1994). 10

We agree with the Soler court's reasoning on this point: a plaintiff "who has alleged a cause of action under the APA or the Mandamus Act need not rely upon an implied right of action under any other statute." Moreover, because mandamus is properly sought where government officials "owe a duty" to the plaintiff, and because a "duty" is "owed" in the administrative context if the plaintiff's interest is within the "zone of interests" protected by the underlying statute, all a plaintiff seeking mandamus in administrative litigation need show is that the interest he seeks to vindicate falls within the statutory zone of interests.

There are three reasons for this conclusion. First, it follows from prior decisions in which this court has held that (1) a plaintiff who lacks a private right of action under the underlying statute can bring suit under the APA to enforce the statute, see Sierra Club v. Hodel, 848 F.2d 1068, 1076 (10th Cir.1988), and (2) that "[a] mandatory injunction [issued under the APA] ... is essentially in the nature of mandamus." Carpet, Linoleum and Resilient Tile Layers, 656 F.2d at 566-67.

Second, both the "zone of interests" and "private right of action" inquiries relate to the problem of third-party standing, but they arise in different procedural contexts. The zone of interests test originated, and is useful primarily, in the context of administrative litigation under the APA. See Ass'n of Data Processing Orgs. v. Camp, 397 U.S. 150, 90 S.Ct. 827, 25 L.Ed.2d 184 (1970). Given the APA's generous provisions for review, the test operates as a fairly weak prudential restraint, requiring some non-trivial relation between the interests protected by the statute and the interest the plaintiff seeks to vindicate. See Clarke v. Securities Industry Ass'n, 479 U.S. 388, 399-400, 107 S.Ct. 750, 757, 93 L.Ed.2d 757 (1987). The "private right of action" argument, by contrast, typically is made in non-administrative litigation, where "the zone-of-interests test is simply a restatement of the general rule against third-party standing." See Laurence H. Tribe, American Constitutional Law Sec. 3-19, at 144 & n. 70 (2nd ed. 1988). Faced with a statute whose enforcement is (arguably) entrusted solely to the government and which thus contemplates only the government as a plaintiff, the would-be private plaintiff argues for implication of a private right of action--i.e., "recognition of a supplemental private enforcement mechanism," Legal Aid Society, 608 F.2d at 1332--which will allow him to proceed where he would otherwise be barred by the rule against third-party standing.

Third, it is more difficult to establish a private right of action than to demonstrate that one's interest falls within the zone of interests protected by the statute. A "private right of action" inquiry asks, inter alia, whether the plaintiff is a member of the class for whose benefit the statute was enacted, whether the legislative history indicates an intent to create or deny such a remedy, and whether...

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