Holz v. Apfel, 98-3640SD

Decision Date16 July 1999
Docket NumberNo. 98-3640SD,98-3640SD
Citation191 F.3d 945
Parties(8th Cir. 1999) Dwight L. Holz, Appellant, v. Kenneth S. Apfel, Commissioner of Social Security Administration, Appellee. Submitted:
CourtU.S. Court of Appeals — Eighth Circuit

On Appeal from the United States District Court for the District of South Dakota.

Before McMILLIAN, RICHARD S. ARNOLD, and HANSEN, Circuit Judges.

RICHARD S. ARNOLD, Circuit Judge.

Dwight Holz appeals the District Court's grant of summary judgment upholding a partial denial of social security benefits. The administrative law judge (ALJ) found Holz was disabled within the meaning of the Social Security Act beginning on February 27, 1995, the date of his fiftieth birthday. The ALJ also found that from December 13, 1992, through February 27, 1995, Holz was not disabled. We believe. this latter finding is not supported by substantial evidence, and we therefore reverse the judgment.

The parties do not dispute that Holz has a severe back impairment and that he is thereby limited exertionally to sedentary work. It is also undisputed that Holz can no longer perform his past construction work and that he has no transferrable skills. The extent of Holz's nonexertional limitations related to his mental impairments is disputed.

Upon review following the Commissioner's denial of Holz's first application for benefits, the District Court remanded for further consideration. Specifically, the District Court found that because the record indicated Holtz potentially had nonexertional limitations stemming from a mental impairment, the ALJ should not have relied on Rule 201.18 of the medical-vocational guidelines (see 20 C.F.R. Pt. 404, Subpt. P, App. 2, Table 1 (1998)) and was instead required to consult a vocational expert (VE). At a second hearing in February 1997, the ALJ considered additional benefits applications (for both disability insurance benefits and supplemental security income) and additional evidence. In relevant part, the additional evidence included a vocational assessment conducted in November 1994. Test results indicated Holz had an IQ composite score of 76, verbal and nonverbal reasoning ability in the low average to borderline range, an above average capacity to perform repetitive manual tasks (but the report noted that most jobs in this category required long periods in a fixed position), and a vocabulary below reading levels required for most jobs or training programs. At the hearing, a VE testified that Holz's past construction work would be classified as within the medium or heavy exertional levels, and as skilled or semiskilled, and that Holtz's skills would not be transferrable to any jobs in the sedentary category. The VE was not asked whether jobs existed in the national economy that Holz could perform.

In a June 1997 decision, the ALJ found that Holz's marginal education and difficulty in reading, writing, and spelling did not erode his residual functional capacity (RFC) to perform the full range of unskilled sedentary work since December 1992. The ALJ again relied on Rule 201.18 of the guidelines to find that Holz was not disabled until he reached the age of 50 on February 27, 1995. The ALJ attached a Psychiatric Review Technique Form, in which she assessed Holz as having no restrictions of activities of daily living; no difficulties in maintaining social functioning; no deficiencies of concentration, persistence, or pace; and no episodes of deterioration in a work or work-like setting. After the Appeals Council denied review, Holz sought judicial review of the final agency decision, and the District Court granted summary judgment in favor of the Commissioner. The District Court held, in part, that the ALJ properly relied on the guidelines because the evidence supported the ALJ's conclusion that Holz had no significant mental impairments.

We review the ALJ's decision to determine whether it is supported by...

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12 cases
  • Umfress v. Astrue
    • United States
    • U.S. District Court — Eastern District of Missouri
    • September 12, 2012
    ...on the Medical-Vocational Guidelines to find a claimant not disabled. Muncy v. Apfel, 247 F.3d 728, 735 (8th Cir. 2001); Holz v. Apfel, 191 F.3d 945, 947 (8th Cir. 1999). An intellectual impairment, therefore, constitutes a non-exertional impairment which must be considered by a vocational ......
  • Tonya S. G. v. Berryhill
    • United States
    • U.S. District Court — District of South Dakota
    • September 17, 2018
    ...recognized as valid by the ALJ.7 A full-scale IQ 77 is recognized as constituting borderline intellectual functioning. Holz v. Apfel, 191 F.3d 945, 947 (8th Cir. 1999) ("Borderline intellectual functioning describes individuals with IQ between 71 and 84."). "[B]orderline intellectual functi......
  • Roades v. Astrue
    • United States
    • U.S. District Court — Eastern District of Missouri
    • March 21, 2012
    ...to perform the full range of activities listed in the Grids. Muncy v. Apfel, 247 F.3d 728, 735 (8th Cir.2001) (citing Holz v. Apfel, 191 F.3d 945, 947 (8th Cir.1999)). “However, when a claimant is limited by a non-exertional impairment, such as pain or mental incapacity, the Commissioner ma......
  • Kroger v. Astrue
    • United States
    • U.S. District Court — District of South Dakota
    • February 13, 2012
    ...AR 367-380. The Eighth Circuit has held that borderline intellectual functioning is an IQ between 71 and 84. Holz v. Apfel, 191 F.3d 945, 947 (8th Cir. 1999) (citations omitted). While Kroger's full-scale IQ is 70, which is indicative of mild mental retardation, not borderline intellectual ......
  • Request a trial to view additional results
11 books & journal articles
  • Case survey
    • United States
    • James Publishing Practical Law Books Bohr's Social Security Issues Annotated - Volume I
    • May 4, 2015
    ...v. Callahan , 122 F.3d 24, 26 (8th Cir. 1997), quoting Lucy v. Chater , 113 F.3d 905, 908 (8th Cir. 1997). See also Holz v. Apfel , 191 F.3d 945, 947 (8th Cir. 1999) (remanding case for further proceedings to determine the effect of the claimant’s borderline intellectual functioning on the ......
  • Issue Topics
    • United States
    • James Publishing Practical Law Books Social Security Disability Collection - James' Best Materials. Volume 2
    • May 5, 2015
    ...the extent they are instructive, direct or suggest a finding of disability in the particular circumstances of this case.” Holz v. Apfel , 191 F.3d 945, 947 (8th Cir. 1999). The court noted that the claimant was between the ages of 47 to 49 during the relevant period, could not perform his p......
  • Assessment of disability issues
    • United States
    • James Publishing Practical Law Books Archive Social Security Issues Annotated. Vol. II - 2014 Contents
    • August 3, 2014
    ...nonexertional impairment that needed II-339 CASE SURVEY §210.8 to be considered by the VE.’” Id. at 624, 625-26, quoting Holz v. Apfel , 191 F.3d 945, 947 (8 th Cir. 1999) ( citing Foreman v. Callahan , 122 F.3d 24, 26 (8 th Cir. 1997)); Lucy v. Chater , 113 F.3d at 908; Pickney v. Chater ,......
  • Issue topics
    • United States
    • James Publishing Practical Law Books Archive Social Security Issues Annotated. Vol. II - 2014 Contents
    • August 3, 2014
    ...the extent they are instructive, direct or suggest a finding of disability in the particular circumstances of this case.” Holz v. Apfel , 191 F.3d 945, 947 (8th Cir. 1999). The court noted that the claimant was between the ages of 47 to 49 during the relevant period, could not perform his p......
  • Request a trial to view additional results

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