In re A.F. Moore & Assocs., Inc., 20-2497

• Decision Date: 10 September 2020
• Docket Number: No. 20-2497,20-2497
• Parties: IN RE: A.F. MOORE & ASSOCIATES, INC., et al., Petitioners.
• Court: U.S. Court of Appeals — Seventh Circuit

974 F.3d 836

IN RE: A.F. MOORE & ASSOCIATES, INC., et al., Petitioners.

No. 20-2497

United States Court of Appeals, Seventh Circuit.

Submitted August 31, 2020^*

Decided September 10, 2020

Mark R. Davis, Attorney, O'Keefe Lyons & Hynes LLC, Chicago, IL, for Petitioners A.F. Moore & Associates, Inc., J. Emil Anderson & Son, Inc., Prime Group Realty Trust, American Academy of Orthopaedic Surgeons, and Erling Eide.

Richard L. Fenton, Dentons US LLP, Chicago, IL, for Petitioners Fox Valley/River Oaks Partnership, and Simon Property Group (Delaware), Inc.

Paul A. Castiglione, Attorney, Office of the Cook County State's Attorney, Federal Litigation Division, Chicago, IL, for Parties-in-Interest Maria Pappas, and Cook County, Illinois.

Katherine G. Schnake, Gretchen Harris Sperry, Attorneys, Hinshaw & Culbertson LLP, Chicago, IL, for Party-in-Interest Fritz Kaegi, Cook County Assessor.

Before Flaum, Hamilton, and Barrett, Circuit Judges.

Per Curiam.

In January, we reversed the dismissal of an equal-protection suit brought by a group of taxpayers challenging Cook County's pre-2008 property tax assessments. The district court had determined that it lacked jurisdiction under the Tax Injunction Act, 28 U.S.C. § 1341, because Illinois offered the taxpayers a "plain, speedy and efficient remedy." We disagreed. Based on the defendants’ own concessions, we held that Illinois's procedures left these taxpayers no remedy at all for their claims, let alone a speedy and efficient one—the taxpayers had been litigating in state courts for a decade. A.F. Moore & Assocs., Inc. v. Pappas , 948 F.3d 889, 896 (7th Cir. 2020). The defendant officials petitioned for rehearing and rehearing en banc, but no member of the court voted to rehear the case. Our mandate issued on April 17, and the case returned to the district court for further proceedings.

There have been no further proceedings. On June 9, the day before the defendants were to answer the complaint, the defendants filed two motions seeking a stay of the case pending the resolution of a petition for a writ of certiorari that they planned to submit in September. They filed the first motion in this court, asking that we recall our mandate and stay its reissuance. See FED. R. APP. P. 41(d). We summarily denied their request.

They filed the second motion in the district court, which chose to grant the relief that we had already denied. The district court rejected the taxpayers’ arguments that it was prohibited from entering a stay both by our mandate and by 28 U.S.C. § 2101(f), which expressly authorizes this court or the Supreme Court to stay execution of a final judgment pending certiorari. And having concluded that it possessed the necessary authority, the district court exercised it. It reasoned that if the Supreme Court granted certiorari and reversed our decision, any actions that the district court took in the meantime would be invalid for lack of jurisdiction. In other words, acting on our judgment that it had authority to adjudicate the taxpayers’ case might result in wasted effort, so the district court decided to wait to see if the Supreme Court reversed us.

The taxpayers now petition for a writ of mandamus, asserting that the district court exceeded its authority when it entered the stay. A writ of mandamus is an extraordinary remedy, not lightly invoked, but it is available in an appropriate case for a litigant who can show that it has no other adequate means to attain relief to which it is clearly entitled. Cheney v. U.S. District Court , 542 U.S. 367, 380–81, 124 S.Ct. 2576, 159 L.Ed.2d 459 (2004) ; In re CFTC , 941 F.3d 869, 872 (7th Cir. 2019). This is such a case.

The taxpayers begin with their argument under 28 U.S.C. § 2101(f). According to the taxpayers, a district court never has authority to stay a case pending certiorari because that power is vested by statute exclusively in the court of appeals and the Supreme Court. Section 2101(f) provides:

In any case in which the final judgment or decree of any court is subject to review by the Supreme Court on writ of certiorari, the execution and enforcement of such judgment or decree may be stayed for a reasonable time to enable the party aggrieved to obtain a writ of certiorari from the Supreme Court. The stay may be granted by a judge of the court rendering the judgment or decree or by a justice of the Supreme Court ....

The logic goes that by permitting only a judge of the court that rendered the reviewable judgment or a justice to stay a judgment pending certiorari, § 2101(f) precludes a district judge from doing so. The district court, like many other courts that have considered the issue, accepted this interpretation. See In re Time Warner Cable, Inc. , 470 F. App'x 389, 390 (5th Cir. 2012) ; In re Stumes , 681 F.2d 524, 525 (8th Cir. 1982) ; United States v. Lentz , 352 F. Supp. 2d 718, 726 (E.D. Va. 2005) ; see also Whitehead v. Frawner , No. CV 17-275 MV/KK, 2019 WL 4016334, at *1 (D.N.M. Aug. 26, 2019) ("Virtually every court to have considered this question has reached the same conclusion."). But the district court said that § 2101(f) imposed no bar in this case because it did not apply. The statute governs cases in which a "final judgment" is subject to Supreme Court review, and in the district court's view, our judgment was not final because we remanded the case for further proceedings. See Lentz , 352 F. Supp. 2d at 726 n.18 (noting this possibility).

We see no need to evaluate the district court's interpretation of § 2101(f) because the taxpayers’ second argument in support of the writ is more straightforward: the district court's stay was in direct opposition to our mandate. One of the more common and appropriate uses of mandamus authority is to "keep a lower tribunal from interposing unauthorized obstructions to enforcement of a judgment of a higher court." United States v. U.S. District Court , 334 U.S. 258, 263–64, 68 S.Ct. 1035, 92 L.Ed. 1351 (1948) ; In re Cont'l Ill. Sec. Litig. , 985 F.2d 867, 869 (7th Cir. 1993) ; see also In re Trade & Commerce Bank ex rel. Fisher , 890 F.3d 301, 303 (D.C. Cir. 2018). We call this obligation to follow the judgment of a reviewing court the mandate rule, a relative of the law of the case. See Kovacs v. United States , 739 F.3d 1020, 1024 (7th Cir. 2014). Under the mandate rule, "when a court of appeals has reversed a final judgment and remanded the case, the district court is required to comply with the express or implied rulings of the appellate court." Moore v. Anderson , 222 F.3d 280, 283 (7th Cir. 2000). Said another way, the court must follow "the spirit as well as the letter of the mandate." Cont'l Ill. , 985 F.2d at 869. The court may believe and even express its belief that our reasoning was flawed, yet it must execute our mandate nevertheless. Donohoe v. Consol. Operating & Prod. Corp. , 30 F.3d 907, 910–11 (7th Cir. 1994) ; cf. Baez-Sanchez v. Barr , 947 F.3d 1033, 1036 (7th Cir. 2020).

The spirit of our mandate in this case was clear. After concluding that the taxpayers lacked a plain, speedy, and efficient remedy in the state courts, we remanded the case to the district court for it to resolve the taxpayers’ claims. Then, mindful that the taxpayers had already spent a decade trying to litigate these claims in state court, and judging the Supreme Court unlikely to grant certiorari, much less to reverse our judgment, we expressly denied the defendants’ request that we stay our remand pending their petition for a writ of certiorari. The district court was powerless to reconsider our decision on this matter and grant what we had withheld.

The district court disregarded our ruling on the motion to recall and stay the mandate because "that motion was filed and was summarily denied several weeks after the mandate issued." We do not see how those facts make our decision any less decisive.

As an initial matter, the district court found it significant that the motion was filed and denied after the mandate issued. The timing, however, is hardly a point in the defendants’ favor. On the contrary, the defendants’ delay made it harder for them to obtain a stay, because recalling the mandate requires a demonstration of "extraordinary circumstances." Calderon v. Thompson , 523 U.S. 538, 550, 118 S.Ct. 1489, 140 L.Ed.2d 728 (1998). We do not see why the defendants’ procrastination before us gained them an advantage in the district court. In any event, though, the more important point is that the timing of our order did not deplete its force, and the district court was wrong to suggest otherwise.

The district court also discounted our order because it lacked an explanation. Quite frankly, there was little need for us to say anything more than that the motion was denied. The standard for granting a stay of the mandate is "well established" and, even with a timely motion, the grant of a stay is "far from a foregone conclusion." Senne v. Vill. of Palatine , 695 F.3d 617, 619 (7th Cir. 2012) (Ripple, J., in chambers). It is the movant's burden to demonstrate (1) a reasonable probability of succeeding on the merits (meaning both that the Court will grant certiorari and that the Court will reverse) and (2) irreparable injury absent a stay. Id. The defendants did not meet either element. They asserted that we failed to apply precedent that we did, in fact, apply and emphasized the disruptive effect federal litigation can have on ongoing state tax-collection efforts—an important concern, but irrelevant here, since the challenged policy ended in 2008. Our summary denial certainly did not reflect inattention to the defendants’ arguments; if anything, it reflected our view that our disposition of the motion was not a close call. In any event, though, it should not have mattered to the district court that we summarily denied the defendants’ motion. An order is an order regardless whether it contains an explanation.

Notably, the district court did not offer its own explanation of why the...