In re Kraut

Decision Date04 October 1990
Docket NumberNo. 88-1108.,88-1108.
Citation580 A.2d 1305
PartiesIn re Nina KRAUT, Appellant.
CourtD.C. Court of Appeals

John W. Karr, with whom William G. McLain, Washington, D.C., was on the brief, for appellant.

Mary B. Murphy, Asst. U.S. Atty., with whom Jay B. Stephens, U.S. Atty., and John R. Fisher, and Helen M. Bollwerk, Asst. U.S. Attys., Washington, D.C., were on the brief, for appellee.

Before FERREN and STEADMAN, Associate Judges, and KERN, Senior Judge.

FERREN, Associate Judge.

The trial judge summarily convicted attorney Nina Kraut of criminal contempt of court. Super.Ct.Crim.R. 42(a).1 He cited three reasons: (1) Kraut repeatedly interrupted the judge; (2) in seeking to withdraw from representing one of two co-defendants because of a conflict, Kraut refused the judge's request to provide "the necessary information" in writing, including her fee arrangement with the client, so the court could "determine possible CJA eligibility" for appointment of counsel; and (3) she referred to this request as "absurd." Three days after orally holding Kraut in contempt and fining her $250, the judge filed a written "summary contempt ruling" which both certified that the contemptuous conduct "was committed in the actual presence of the Court" and recited the facts underlying the earlier judgment, as required by Rule 42(a), supra note 1. Within thirty days of that filing, Kraut noted her appeal, arguing that the evidence was insufficient for conviction.

A motions division of this court, in an unpublished order, sustained the timeliness of Kraut's notice of appeal filed thirty-one days after the hearing but only twenty-eight days after the trial court filed its written ruling. See D.C.App.R. 4(b)(1) (requiring filing of notice of appeal "within thirty days after entry of the judgment or order from which the appeal is taken"). We have revisited this issue. See District of Columbia v. Trustees of Amherst College, 499 A.2d 918, 920 (D.C.1985) (motions division's denial of motion to dismiss, without explicitly stating denial is "with prejudice," does not bar subsequent merits division from reconsidering denial). We conclude that the thirty-day appeal period does not begin until all the requirements of Rule 42(a) have been met. Because Kraut filed her appeal twenty-eight days after the required Rule 42(a) certification and recital of facts were entered of record, see supra note 1, her appeal was timely filed.

As to the merits, we conclude the record does not support the trial judge's finding that Kraut refused to supply all the "necessary information" requested by the judge. Accordingly, because the judge cited three grounds for contempt, because the judge indicated that all three were integral to his ruling, and because one of them fails for lack of evidentiary support, we must reverse the conviction and order dismissal of the charge.2

I.

On July 26, 1988, appellant Kraut represented two criminal defendants at a status hearing in Superior Court: Prissie Williams-Godfrey (also known as Delores Blair) and Tobey Whitted. Three separate cases were pending against Williams-Godfrey; one was pending against Whitted. The government announced it would be willing to dismiss the charges against Whitted if the court granted its recently-filed motion to consolidate the three cases against Williams-Godfrey. Kraut immediately interjected that her dual representation now created a conflict of interest: as counsel to Williams-Godfrey, she intended to oppose the motion to consolidate, but, in doing so, she would be acting against the interests of Whitted. As a result, she concluded she no longer could represent them both. She asked Judge Wolf to grant her leave to withdraw from Whitted's case and to appoint counsel to represent him. The judge agreed that Whitted needed separate counsel, and he began to consider what steps he should take before he could appoint counsel.

At this juncture, Judge Wolf and Kraut engaged in the following discussion of Kraut's fee arrangement with her two clients:

THE COURT: Well, Ms. Kraut, presumably you would be returning a fee to Mr. Whitted.
MS. KRAUT: Well the fees are— they're sort of combined, Your Honor.
THE COURT: Well, I think you ought to set it forth in a motion.
MS. KRAUT: Set what forth in a motion?
THE COURT: Your fee arrangements, because I don't know whether he qualifies for free legal—
MS. KRAUT: Well, if he could be interviewed, first of all, and secondly the Court
THE COURT: No, no, no—now wait a minute, Ms.—
MS. KRAUT: Well, the Court already appointed a court-appointed lawyer for Mr. Whitted in another case; there's an assault case that I think is pending, or I don't know whether it's been disposed of or not, I am not representing him. Oh, I know what happened, Mr. Reilly is representing him on that as the Court will recall.
THE COURT: You see Ms. Kraut, this is the very problem that your joint representation creates and shouldn't create.
MS. KRAUT: Well the Court went through an inquiry—
THE COURT: Let me finish, let me finish. Yeah, okay—
MS. KRAUT:—and everything was fine as far as the substantive offense is concerned, there are no conflicting defenses.
THE COURT: Let me finish. Right now, you have eliminated the free representation of Mr. Whitted in this case.
MS. KRAUT: Yes; free for the Court, you mean.
THE COURT: And you have short-circuited the CJA process in this case for him by entering a retained appearance.
MS. KRAUT: That's correct. I don't know about short-circuited, I don't know what the Court means by that.
THE COURT: Now, on that basis, I have to assume that he had enough money to hire counsel
MS. KRAUT: He did not, somebody paid for him.
THE COURT: Let me finish.
MS. KRAUT: I'm telling the Court right now.
THE COURT: Let me finish.
MS. KRAUT: Fine.
THE COURT: I have to assume that he had enough money or arrangements to hire counsel in this case, and that you were paid.
MS. KRAUT: I was not by Mr. Whitted, and in fact I have not been paid by anybody on behalf yet of Mr. Whitted.
THE COURT: Would you stop interrupting.
MS. KRAUT: If the Court
THE COURT: Stop it. If you do it again, I'm going to hold you in contempt of Court.
MS. KRAUT: Yes, Your Honor.
THE COURT: I will give you a chance to be heard.
MS. KRAUT: Thank you.
THE COURT: I am tired of your continuous interrupting.
MS. KRAUT: Yes, Your Honor.
THE COURT: I therefore require under the CJA standards that you file a written motion asking to be relieved under these circumstances and setting forth in full and in writing your fee arrangement with him.
MS. KRAUT: Very well.
THE COURT: So that I understand that he is entitled to a free lawyer. And I will not accept oral representations in this matter right now.
MS. KRAUT: All right, may I speak?
THE COURT: In a moment. And I want a financial statement from him?
MS. KRAUT: Whose financial statement?
THE COURT: Mr. Whitted.
MS. KRAUT: Well what form do you want?
THE COURT: That's your problem, you do it, you're his counsel.
MS. KRAUT: The Court is asking for it, the Court is asking for a financial statement— THE COURT: You review the CJA guidelines and find out.
MS. KRAUT: I'm not going to go through—I am not going to spend my time, I am sorry.
THE COURT: Like heck, you are not when you are retained counsel in this case.
MS. KRAUT: I am not going to spend my time trying to make heads or tails of the CJA standards; I am sorry, I'm just not going to do that.
THE COURT: Would you like to repeat that.
MS. KRAUT: I said I can't possibly, I am not an accountant, I don't know how they work down there. I am not going to waste my time—
THE COURT: They are appended to the rules of this Court.
MS. KRAUT: It's gobbledegook to me. I'm not an accountant and I'm not good at that kind of stuff, financial stuff. I have my own accountant to deal with my financial statements—
THE COURT: Then you get him to do it.
MS. KRAUT: I'm not going to get him or her to do it; that means it's an extra expenditure for me. I think this is getting a little blown out of proportion because for some reason the Court thinks that somebody's trying to put something over on this Court. If the Court would allow me to make some representations. Would the Court allow me to do that?
THE COURT: No, I want it in writing.
MS. KRAUT: I thought the Court said you would allow me to speak about this.
THE COURT: I will allow you to speak on what I want you to speak on. Now just let me finish this, Ms. Kraut.
MS. KRAUT: This is absurd.
THE COURT: Ms. Kraut.
MS. KRAUT: Yes.
THE COURT: I do not appreciate those comments, and every time you come before me they are made. And I have warned you repeatedly.
MS. KRAUT: Yes, Your Honor.
Pause.
I will be happy if the Court wishes to put in writing—
THE COURT: I am not asking for any comment from you yet, I'm trying to think whether the time has finally come to hold you in contempt of Court for telling me that I'm absurd.
MS. KRAUT: I didn't say that, Your Honor.
THE COURT: You said this is absurd. And you tell me, Judge, I am not going to do what you want—
MS. KRAUT: I tried—
THE COURT:—and I do not appreciate that. And you are continually interrupting me, every time you come before me. Every time we go through this, Ms. Kraut.
MS. KRAUT: I don't—
THE COURT: And I am counting to ten, and I don't want to hear anything from you, right now.
MS. KRAUT: All right.
THE COURT: I may just leave the bench and decide what I'm going to do, I'm sick of it. And I have repeatedly warned you about it.
Pause.
I'm going to take a ten-minute recess.

When the judge returned to the bench, he immediately summoned Kraut, and they had the following exchange:

THE COURT: I hereby adjudicate you in summary contempt of this Court for repeatedly interrupting, having many, many, times been warned not to do so.
MS. KRAUT: Um-hmm.
THE COURT: I hereby also adjudicate you in summary contempt of Court—I don't mean this is separate summary contempt, but in addition, for
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  • BROOKS v. U.S.
    • United States
    • D.C. Court of Appeals
    • 12 Diciembre 1996
    ...trial judge was at once prosecutor, fact finder, and sole witness, require this court to undertake de novo review.3 See In re Kraut, 580 A.2d 1305, 1311 (D.C. 1990) (noting that "because of the inherent danger in one person's performing the potentially conflicting roles of prosecutor, judge......
  • BETHARD v. DISTRICT OF COLUMBIA
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    ...made by two of her colleagues in recent summary contempt cases we have decided. See, In re L.G., 639 A.2d 603 (D.C. 1994); In re Kraut, 580 A.2d 1305 (D.C. 1990). In both L.G. and Kraut, the trial court imposed summary contempt based on three separate incidents or grounds. In both cases we ......
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