In re Massachusetts Asbestos Cases

• Decision Date: 27 February 1985
• Citation: 639 F. Supp. 1
• Parties: In re MASSACHUSETTS ASBESTOS CASES.
• Court: U.S. District Court — District of Massachusetts

639 F. Supp. 1

In re MASSACHUSETTS ASBESTOS CASES.

United States District Court, D. Massachusetts.

February 27, 1985.

Stanley J. Levy, Robert I. Komitor, Levy, Phillips & Konigsberg, New York City, Michael P. Thornton, John T. Barrett, Thornton & Early, Boston, Mass., for plaintiffs.

Thomas D. Burns, Lawrence G. Cetrulo, Burns & Levinson, Boston, Mass., for defendants.

PRETRIAL ORDER

February 26, 1985

ZOBEL, District Judge.

The parties have filed, briefed and argued several motions in limine and motions addressed to the pleadings.

1. Plaintiffs' Motion in Limine to Exclude Evidence of Employers' Negligence.

The parties agree that the motion is to be determined by Correia v. Firestone Tire and Rubber Co., 388 Mass. 342, 446 N.E.2d 1033 (1983). Under Correia, the negligence of plaintiff's employer is not to be given effect unless the employer's negligence, either alone or combined with plaintiff's negligence, was the sole proximate cause of plaintiff's injuries. Correia, 446 N.E.2d at 1038-39.

Taking this statement as the applicable standard, plaintiffs ask the Court to determine that any negligent act or failure to act by plaintiffs' employers could not constitute the "sole proximate cause" of plaintiffs' injuries. In the absence of evidence, however, the Court cannot make such a determination.¹ Accordingly, evidence of employer negligence will be admitted at trial, but only if defendants submit a written offer of proof before trial, which makes a prima facie showing that any employer negligence was the superseding and thus sole proximate cause of plaintiffs' injuries.²

2. Manufacturing and Distributing Defendants' Motion in Limine Concerning the Defense of Lack of Privity.

The motion requests a ruling that the lack of privity defense is available to defendants on plaintiffs' breach of warranty claims "in all cases wherein a plaintiffs' last exposure to asbestos-containing products occurred before December 7, 1973, provided the last sale of the products involved occurred before November 17, 1971."

The availability of the defense of lack of privity is governed by Mass.Gen.Laws Ann. ch. 106, § 2-318. That section, originally adopted in 1957, was amended in 1971 and 1973 to provide that lack of privity between plaintiff and defendant shall not be a defense in an action for negligence or breach of warranty if the plaintiff was a person whom the defendant manufacturer or seller might reasonably have expected to use, consume or be affected by the goods. The 1973 amendment also provided that all actions must be commenced within two years of the date the injury occurred and that the provisions of the Act apply to injuries which occurred after the effective date of the Act. St. 1973, ch. 750. In 1974, the statute was again amended to provide that all actions shall be commenced within three years of the date "the injury and damage" occurred. St. 1974, ch. 153.

The controlling language on the question before me is found in the 1973 amendment: "Section 2-318 ... shall apply ... to injuries which occur after the effective date of this act." St. 1973, ch. 750. Thus, lack of privity is not a defense in actions arising from injuries which occurred after December 16, 1973, the effective date of the 1973 amendment. Payton v. Abbott Labs, 551 F.Supp. 245, 246 (D.Mass.1982); Cameo Curtains, Inc. v. Philip Carey Corp., 11 Mass.App.Ct. 423, 416 N.E.2d 995, 997 (1981); Hoffman v. Howmedica, 373 Mass. 32, 364 N.E.2d 1215, 1217 (1977).

The only question remaining is when did the "injury" in these cases occur. Defendants emphasize the statutory language of the 1974 amendment relating to the limitations period, which refers to the date the "injury and damage occurs." They argue that the "damage" element is the manifestation of asbestos-related disease, and thus the "injury" must have occurred at an earlier date when the plaintiff was exposed to asbestos. Under this interpretation, lack of privity would be an available defense against all plaintiffs who were first exposed to asbestos before 1973. However, the Massachusetts Appeals Court has interpreted that language rather more expansively. It held that the 1974 amendment extended the limitations period "from the time the injury is first perceived to the time when damage flowing from the injury can fairly be estimated." Cameo, 416 N.E.2d at 997. Nothing in the statutory language or the cases interpreting it suggests any modification of the term "injury" by the term "damage," nor any narrowing of the applicability of the underlying statute barring lack of privity as a defense.

Defendants' argument that the asbestos-related "injury" occurs at the time of exposure to asbestos fibers is also untenable under the case law of this circuit. See Eagle-Picher Industries, Inc. v. Liberty Mutual Insurance, 682 F.2d at 19 & n. 3. As the First Circuit recognized:

`Injury' is defined by Webster as `hurt, damage or loss sustained'; it is a broad term which covers the `result of inflicting on a person or thing something that causes loss, pain, distress, or impairment.' As sweeping as this definition is, it is difficult to consider sub-clinical results to the lung to constitute an `injury' when these insults do not cause `loss, pain, distress, or impairment' until, if ever, they accumulate to become clinically evident or manifest.

Eagle-Picher Industries v. Liberty Mutual Ins., 682 F.2d 12, 19 (1st Cir.1982). Although Eagle-Picher involved the interpretation of the language of an insurance policy to determine when coverage was triggered the definition of "injury" therein is equally applicable in this context.

I hold that "the first appearance of symptoms attributable to asbestos constitutes the injury." See Payton v. Abbott Labs, 551 F.Supp. at 246. Accordingly, the defense of lack of privity is not available against any plaintiff whose first manifestation of physical symptoms attributable to an asbestos-related disease occurred after December 16, 1973.

3. Plaintiffs' Motion to Strike State of the Art Defense from Defendants' Answers.

Plaintiffs assert that under Massachusetts warranty law, "the state of the art is irrelevant." Hayes v. Ariens Co., 391 Mass. 407, 462 N.E.2d 273, 277 (1984). I must decide whether this is a correct and controlling statement of Massachusetts law. Because I conclude it is only dictum, I consider what the Massachusetts position on this issue is without Hayes v. Ariens Co. and whether Hayes indicates convincingly how the Supreme Judicial Court would decide the question if it were posed directly.

The admissibility of state of the art³ evidence was not at issue in Hayes v. Ariens Co. The product in that case, a snowblower, was alleged to be defective because of an inadequate warning of the dangers associated with placing one's hand in the discharge chute without turning off the engine. There was no suggestion that the state of the art with respect to this danger had changed between the date of sale and the date of trial.⁴ The precise question before the Supreme Judicial Court was whether the jury's verdicts of 40% manufacturer negligence but no breach of warranty were inconsistent. In holding that they were, the court had occasion to expound on the differences between negligence and warranty theories of recovery against a machine manufacturer. In the course of this, it commented on state of the art evidence. The court's statement in Hayes therefore is dictum and is not a controlling statement of Massachusetts warranty law.

Massachusetts generally follows § 402A of the Restatement (Second) of Torts on breach of warranty liability. Wolfe v. Ford Motor Co., 386 Mass. 95, 434 N.E.2d 1008, 1010 (1982); Back v. Wickes Corp., 375 Mass. 633, 378 N.E.2d 964, 969 (1978). Comment j to § 402A provides that the seller's or manufacturer's duty to warn of dangers associated with the product attaches "if he has knowledge, or by the application of reasonable, developed human skill and foresight should have knowledge, of ... the danger." Restatement (Second) of Torts § 402A comment j (1965). Other courts, interpreting § 402A and comment j in the context of asbestos cases, have required that "the danger be reasonably foreseeable, or scientifically discoverable" at the time the product is sold. Borel v. Fibreboard Paper Products Corp., 493 F.2d 1076, 1088 (5th Cir.1973) (Texas law). See also Karjala v. Johns-Manville Products Corp., 523 F.2d 155, 158-59 (8th Cir. 1975) (Minnesota law). Thus, I conclude that, apart from Hayes v. Ariens Co., Massachusetts law would allow evidence of the state of the art in a breach of warranty, failure to warn case.⁵ The final question is whether the dictum in Hayes alone is sufficient to establish a new rule in Massachusetts.

The seemingly clear statement in Hayes that "the state of art is irrelevant" is embraced in the same paragraph by ambiguous and conflicting explanations which render the paragraph internally inconsistent. Beginning three sentences before the pivotal one, the court stated with emphasis:

The adequacy of a warning is measured by the warning that would be given at the time of sale by an ordinarily prudent vendor who, at that time, is fully aware of the risks presented by the product. A defendant vendor is held to that standard regardless of the knowledge of risks that he actually had or reasonably should have had when the sale took place.

462 N.E.2d at 277 (emphasis in original). State of the art evidence is relevant to this standard because it determines what knowledge the manufacturer is presumed to have of the dangers associated with its product at the time of sale. But only three sentences of text after the pivot of the paragraph, the court said that the jury's finding of no breach of warranty "necessarily implied that the warning given was adequate regardless of when the risk to be warned about was discovered or was discoverable." 462 N.E.2d at 278. Although this is actually a description of the verdict and not a...