IN RE NATIONAL ENAMELING & STAMPING CO.

Decision Date19 March 1906
CourtU.S. Supreme Court

PETITION FOR WRIT OF MANDAMUS

Syllabus

Plaintiffs brought suit upon a single patent, in which there were twelve claims. The Circuit Court found that three of the claims were invalid and nine valid, of which five had been infringed, and referred it to a master to report the amount of damages and dismissed the bill as to the claims found invalid and not infringed. Defendants appealed from the decree and plaintiffs also filed cross-appeal assigning as errors the rulings adverse to them. The circuit court of appeals dismissed the cross-appeal. Petition for mandamus to compel that court to take jurisdiction of the cross-appeal denied and held that:

The decree was interlocutory, and not final, and in the federal courts, no appeal can as a general rule be taken except from a final decree.

The appeal authorized by § 7 of the Act of March 3, 1891, does not bring up the cause as a whole; and, unless otherwise specially ordered, the case, except for hearing of the appeal from the interlocutory order, proceeds in the lower court as though no appeal had been taken until final judgment.

Cases in which a bill has been dismissed as to some of the defendants and a separable controversy as to others referred to a master for an accounting, and in which the dismissal has been treated as a final decree, have no application to a case of joint liability, or in which there is only a single defendant.

In March, 1903, the petitioners filed their bill in the Circuit

Page 201 U. S. 157

Court of the United States for the Southern District of New York against the New England Enameling Company to restrain the further infringement by that company of letters patent of the United States, No. 527,361, for improvements in enameling metal ware, and to recover damages for past infringement. After answer and proofs, the case came on for hearing, and on July 8, 1905, a decree was entered, reciting that nine of the twelve claims in the patent were good and valid, that three were invalid and void by reason of the fact that the patentee was not the original or first inventor or discoverer, that five of the nine valid claims had been infringed by the defendant, but the remaining four had not been. As to the claims held invalid and those found to have been not infringed, it was ordered that the bill of complaint be dismissed. As to the remaining five claims -- those held to be infringed -- it was ordered that the plaintiffs recover the gains, profits, savings, and advantages which the defendant had derived by reason of the infringement, and that the case be referred to a master to report the amount thereof, and also that an injunction issue against further infringement. On August 1, 1905, the defendant appealed from said decree to the court of appeals and filed its assignment of errors. On August 8, the plaintiffs also appealed to the circuit court of appeals and assigned as errors the rulings in the decree adverse to them. On January 3, 1906, this cross-appeal of the plaintiffs was dismissed by the court of appeals on the ground that it had no jurisdiction thereof. Thereupon the plaintiffs filed in this Court this petition for a writ of mandamus commanding the judges of the circuit court of appeals to take jurisdiction of said cross-appeal and to dispose of it simultaneously with the appeal of the defendant.

Page 201 U. S. 160

MR. JUSTICE BREWER delivered the opinion of the Court.

The decree entered by the circuit court was interlocutory, and not final. Barnard v. Gibson, 7 How. 650; Humiston v. Stainthorp, 2 Wall. 106, and cases cited in note; Estey v. Burdett, 109 U. S. 633, 637; McGourkey v. Toledo & Ohio Railway Company, 146 U. S. 536 (in this case is a full discussion of the differences between an interlocutory and a final decree); Hohorst v. Hamburg-American Packet Company, 148 U. S. 262; Smith v. Vulcan Iron Works, 165 U. S. 518.

Plaintiffs brought one suit upon a single patent. The findings of the circuit court that three of the twelve claims were invalid and that the remaining nine were valid, but that four of them had not been infringed by the defendant, did not break this one suit into twelve. They were a guide to the master in his ascertainment of the damages, and indicated the scope of the final decree.

In the federal courts, no appeal can, as a general rule, be taken, except from a final decree. As said by Mr. Chief Justice Taney in Forgay v. Conrad, 6 How. 201, 47 U. S. 205:

"In this respect, the practice of the United States chancery courts differs from the English practice. For appeals to the House of Lords may be taken from an interlocutory order of

Page 201 U. S. 161

the Chancellor, which decides a right of property in dispute. . . . But the case is otherwise in the courts of the United States, where the right to appeal is by law limited to final decrees."

See also McLish v. Roff, 141 U. S. 661, 665.

In the latter case this was held persuasive against extending the right of review given by § 5 of the Circuit Court of Appeals Act of March 3, 1891, 26 Stat. 826, to other cases than those in which there was a final judgment or decree, although the word "final" is omitted in some of the clauses of the section.

By section 7 of that act, however, an appeal was provided from certain interlocutory orders or decrees. That section has been twice amended. 28 Stat. 666, c. 96; 31 Stat. 660. As it now stands, it reads:

"SEC. 7. That where, upon a hearing in equity in a district court or in a circuit court, or by a judge thereof in vacation, an injunction shall be granted or continued or a receiver appointed, by an interlocutory order or decree, in a cause in which an appeal from a final decree may be taken, under the provisions of this act, to the circuit court of appeals, an appeal may be taken from such interlocutory order or decree granting or continuing such injunction or appointing such receiver to the circuit court of appeals: Provided, That the appeal must be taken within thirty days from the entry of such order or decree, and it shall take precedence in the appellate court, and the proceedings in other respects in the court below shall not be stayed unless otherwise ordered by that court, or by the appellate court or a judge thereof, during the pendency of such appeal: Provided, further, That the court below may, in its discretion, require, as a condition of the appeal, an additional bond."

It will be noticed that the appeal is allowed from an interlocutory order or decree granting or continuing an injunction, that it must be taken within thirty days, that it is given precedence in the appellate court, that the other proceedings in the lower court are not to be stayed, and that the lower

Page 201 U. S. 162

court may require an additional bond. Obviously that which is contemplated is a review of the interlocutory order, and of that only. It was not intended that the cause as a whole should be transferred to the appellate court prior to the final decree. The case, except for the hearing on the appeal from the interlocutory order, is to proceed in the lower court as though no such appeal had been taken, unless otherwise specially ordered. It may be true, as alleged by petitioners, that

"it is of the utmost importance to all of the parties in said cause that there shall be the speediest possible adjudication by the United States circuit court of appeals as to the validity of all of the claims of the aforesaid letters patent which are the subject matter thereof."

But it was not intended by this section to give to patent or other cases in which interlocutory decrees or orders were made any precedence. It is generally true that it is of importance to litigants that their cases be disposed of promptly, but other cases have the same right to early hearing. And the purpose of Congress in this legislation was that there be an immediate review of the interlocutory proceedings, and not an advancement generally over other litigation.

Petitioners rely mainly on Smith v. Vulcan Iron Works, 165 U. S. 518. In that case, it was held that, when an appeal is taken from an interlocutory order granting or continuing an injunction, the whole of the order is taken up, and the appellate court may (if,...

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