In re Watts' Estate

Decision Date30 October 1893
Docket Number408
Citation27 A. 861,158 Pa. 1
PartiesWatts's Estate. Watts's Appeal
CourtPennsylvania Supreme Court

Argued April 27, 1893 [Copyrighted Material Omitted] [Copyrighted Material Omitted]

Appeal, No. 408, Jan. T., 1893, by Edward B. Watts, executor of Frederick Watts, deceased, from decree of O.C. Cumberland Co., sustaining exceptions to adjudication.

Adjudication of executor's account.

The auditor, E. M. Biddle, Jr., Esq., reported as follows:

"In August, 1871, Mrs. Susan Gilmore, by her next friend, filed three petitions in the orphans' court praying for a citation against John C. Gilmore, as administrator respectively of Mary Cronon, Ellen Shea and Margaret Woods, deceased, commanding him to settle an account in each estate, or to show cause, etc., alleging inter alia that she was a sister and next of kin to the three decedents; that he had received money in each estate for which he had never accounted and to part of which she was entitled, and that Frederick Watts and Peter Spahr were the sureties on his bond as administrator in each estate. The citations prayed for were issued Aug. 28, 1871. On Oct. 23, 1871, John C. Gilmore filed an answer admitting that he was administrator in said three estates, and that he had never settled accounts therein, averring that although money had been collected in each estate it had been received and retained by Frederick Watts, and that no part of it had ever come into his own hands. On Nov. 21, 1871, a general replication to this answer was filed by Mrs. Gilmore's attorney, and on Dec. 12, 1871, A.B. Sharpe, Esq., was appointed auditor in the several proceedings 'to hear the evidence and report the facts with his opinion.'

"In the hearings before the auditor, Mr. Sharpe, evidence was offered on behalf of Mrs. Gilmore to show the amount in said three estates received by Judge Watts in 1859, and retained by him on account of the unpaid purchase money of a house and lot purchased by her in 1848, and that said amount, in addition to payments made by her and credits claimed by her, was largely in excess of said unpaid purchase money, and that therefore there was in his hands a balance due her.

"Judge Watts testified that he had received in 1859 Mrs. Gilmore's share of her sisters' estates, and had appropriated it, with her knowledge, to the unpaid purchase money of the house bought by her in 1848. That the amount so received, together with the payments made by her was about $160 less than said unpaid purchase money, and that he had forgiven her the balance in consideration of her poverty.

"The auditor, Mr. Sharpe, in his report finds that the administration bonds of John C. Gilmore were signed by only one surety, Frederick Watts; that Judge Watts should be charged with $113, with interest from 1853 (being two years' wages of her son, which amount Judge Watts should have credited on the purchase money of her house); that the amount received from the estates of Ellen Shea, Mary Cronon and Margaret Woods, while less than claimed by Mrs. Gilmore, was in excess of the sum which Judge Watts admitted he had received; and that on Sept. 5, 1863, the date on which Mrs. Gilmore stated she had made a final payment of $300 to Judge Watts, he had received from Mrs. Gilmore (including inter alia in this calculation the amount received from the three estates, the son's wages and the payment of $300 on said date) $330.10 in excess of the unpaid balance of the purchase money of the house and lot purchased in 1848. The auditor found, in conclusion, that this $330.10 amounted, with interest to March 5, 1874, to $538, and that after deducting the costs of audit there was in Judge Watts's hands, payable to Mrs. Gilmore, the sum of $450.

"To this report exceptions were filed by W.J. Shearer, Esq., on behalf of Mrs. Gilmore, because the costs of audit were charged against the sum found in Judge Watts's hands; and by John Hays, Esq., 'on behalf of exceptant,' because the sum of $538 was found in Judge Watts's hands. The report and exceptions were submitted to the court without argument, and the report was confirmed by the court without opinion filed. It is on the finding of the auditor, Mr. Sharpe, and the decree of the court thereon, that the claim of Mrs. Gilmore's executors is based.

"The administration bonds of John C. Gilmore being signed by only one surety are ipso facto void (4 Rawle, 382, 31 Pa. 522), and no liability on the part of Judge Watts's estate can be created thereby.

"The questions for the present auditor to decide are: are the former auditor's report and the decree of the court thereon admissible in evidence to show a liability on the part of Judge Watts's estate, and if admissible are they conclusive as to such liability? Your auditor thinks that both questions should be answered in the negative.

"The proceedings before Mr. Sharpe were against John C. Gilmore as administrator of various estates, and it is not open to question that Judge Watts could have remained a stranger to them throughout had he so desired. 'It is entirely clear that a judge has no power to rule a stranger into court and compel him to answer:' Martin v. Gernandt, 19 Pa. 129. It is urged by the counsel for Mrs. Gilmore's executors, however, that Judge Watts voluntarily became a party to the proceedings and so is bound by the decree; he having appeared before the auditor personally and by counsel, and having excepted to the finding of the auditor. The evidence of Judge Watts's intention in this regard seems to your auditor very unsatisfactory. Mr. Sharpe in his report nowhere speaks of Judge Watts as a party to the proceedings. He is mentioned merely as a witness called on behalf of the respondent (John C. Gilmore). There is nothing to show that Judge Watts was ever personally present at any of the hearings before the auditor. His evidence is in the form of a deposition apparently signed Aug. 12, 1873, and sworn to before Mr. Sharpe, Oct. 14, 1873. As to his representation by counsel, the auditor states that notice of the time and place of the first meeting was given to 'R. M. Henderson, the counsel for Hon. F. Watts;' but it does not appear that Mr. Henderson attended that or any subsequent meeting. An exception to the auditor's report was presented by John Hays, Esq., 'attorney for exceptant,' and W.J. Shearer, Esq., attorney for Mrs. Gilmore, swears that Mr. Hays was concerned for Judge Watts. Mr. Hays, however, says that he has no recollection of ever appearing before the auditor.

"Under the term parties (says Mr. Greenleaf, in his Law of Evidence, § 524), 'the law includes all who were directly interested in the subject-matter, and had a right to make defence or to control the proceedings, and to appeal from the judgment. The right involves also the right to adduce testimony, and to cross-examine the witnesses adduced on the other side. Persons not having these rights are regarded as strangers to the cause.' Under this definition the position of Judge Watts seems to your auditor that of one who considered himself a stranger rather than a party to the proceedings before Mr. Sharpe.

"Had it been Judge Watts's intention, however, to become a party to the proceeding before Mr. Sharpe, it was not in his power to do so, or in that of the auditor to admit him as such. The action was against John C. Gilmore to compel him to settle accounts in the three estates in which he was administrator, and in that Judge Watts had no direct interest whatever. The finding of the auditor that Judge Watts had received from Mrs. Gilmore a sum in excess of the purchase money of the house she bought in 1848 was, if correct, a decision on a point foreign to the question at issue, and one over which he had no jurisdiction. His report shows that the sum found in Judge Watts's hands is made up, not of the money received from the estates of Ellen Shea et al., in 1859; but of a credit of $113 in 1852 which Judge Watts had not allowed, and of $300 which Mrs. Gilmore paid to him in September, 1863. To give effect to the auditor's finding now would be to declare the orphans' court the forum for the settlement of accounts between parties in full life and acting in their individual capacities.

"In Kille v. Ege, 82 Pa. 102, the Supreme Court says: 'It is well settled that the estoppel of a judgment extends only to the question directly involved in the issued and not to any incidental or collateral matter, though it may have arisen or been passed upon.' Lewis & Nelson's Appeal, 67 Pa. 153, is to the same effect.

"In Martin v. Gernandt, supra, Justice GIBSON, approving and commenting on Fitzaldin v. Lee, 2 Dall. 205, says: 'Parties contesting the right to possession of land agreed to try the matter in a summary way in the common pleas, and to that end gave the proceeding the form of a plaint under the landlord and tenant act; but the judgment was reversed on error. Being coram non judice, because the common pleas has only appellate and restricted jurisdiction of such a case, it required no reversal; but the decision shows that it is not every informal submission of a fact to a court and jury which precludes subsequent inquiry into the truth of it.'"

The auditor therefore rejected the claim. Exceptions to the report, alleging that the auditor erred in not holding that F. Watts was a party and in disallowing the claim, were sustained by the court in the following opinion by SADLER, P.J.:

"To John C. Gilmore, on the 25th of August, 1856, were granted letters of administration upon the estates of Mary Cronon Ellen Shea and Margaret Woods, by the register of this (Cumberland) county. Upon his bond there was but one surety the Hon. Frederick Watts. The estates of said decedents consisted solely of moneys which had been bequeathed to them...

To continue reading

Request your trial
11 cases
  • Estate of Meriano v. C.I.R.
    • United States
    • U.S. Court of Appeals — Third Circuit
    • April 24, 1998
    ... ... See In re Estate of Webb, 391 Pa. 584, 138 A.2d 435 (1958) (Orphans' Court may compel realtors acting as administrators' agents to turn over property belonging to decedent's estate); In re Watts' Estate, 158 Pa. 1, 27 A. 861 (1893) (Orphans' Court has jurisdiction to compel administrator's attorney to turn assets over to estate) ...         Thus, the Orphans' Court clearly had the power to review Lynch and Reardon's fees, to reduce those fees if it found them to be excessive or ... ...
  • Golden v. Cook
    • United States
    • U.S. District Court — Western District of Pennsylvania
    • December 2, 2003
    ... Page 546 ... 293 F.Supp.2d 546 ... Robert GOLDEN, Attorney-in-Fact for Leah Golden and Donald Earwood, Executor of the Estate of Helen Earwood, Plaintiffs, ... Nicholas J. COOK, Esquire and Leskinen & Cook, Defendants ... No. CIV.A.02-1300 ... United States District ... And all persons are amenable to the jurisdiction who have possession of the trust property ...          In re Watts' Estate, 158 Pa. 1, 27 A. 861, 865-866 (1893). Furthermore, the jurisdiction of the orphans' court over such matters has only been expanded under ... ...
  • State Hospital for Criminal Insane v. Consolidated Water Supply Co.
    • United States
    • Pennsylvania Supreme Court
    • April 12, 1920
  • Fidelity Ins. Trust & Safe-Deposit Co. v. Gazzam
    • United States
    • Pennsylvania Supreme Court
    • May 21, 1894
    ... ... latter was enfeebled and in a virtually senile condition, by ... procuring an agreement which gave him all the income of the ... estate in excess of an allowance, thereout, to Reading of ... $50,000 per annum; that under this agreement defendant had ... appropriated to himself ... Clemson, 9 S. & R. 208; ... Lisenbigler v. Gourley, 56 Pa. 166; Simon v ... Albright, 12 S. & R. 429; Eichelberger v. Morris, 6 ... Watts, 42; Beckley's Ap., 3 Pa. 425; Act of Feb. 24, ... 1834, § 6, P.L. 73 ... A plea ... of res adjudicata will not be sustained when there ... ...
  • Request a trial to view additional results

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT