INA Aviation Corp. v. United States, 75-C-1086.

Citation468 F. Supp. 695
Decision Date01 April 1979
Docket NumberNo. 75-C-1086.,75-C-1086.
PartiesINA AVIATION CORPORATION and Ina Marx, as the Executrix of the Estate of Eric Marx, Plaintiffs, v. UNITED STATES of America, Defendant.
CourtU.S. District Court — Eastern District of New York

Haight, Gardner, Poor & Havens, New York City, for plaintiffs; Robert B. Haserot, New York City, of counsel.

Edward R. Korman, U. S. Atty., E. D. N. Y., Brooklyn, N. Y., Federal Aviation Administration, Litigation Div., Washington, D. C., by Andrew J. Dilk, Jr., Washington, D. C., for defendant; Cyril Hyman, Asst. U. S. Atty., Brooklyn, N. Y., of counsel.

BARTELS, District Judge.

This is a motion pursuant to Fed.R.Civ.P. Rule 56 for summary judgment by defendant United States in an action under the Federal Tort Claims Act, 28 U.S.C. § 1346(b), for personal injuries and property damage resulting from an airplane crash. The thrust of plaintiffs' complaint is that, applying either general negligence principles or the Missouri Humanitarian Doctrine, the crash was caused by the acts and omissions of defendant's employees. In considering the motion, the court thought it necessary to hear oral testimony to supplement the documentary materials submitted as permitted by Fed.R.Civ.P. Rule 43(e). Certain facts are undisputed but the inferences and legal conclusions to be drawn therefrom are not.

FACTS

Plaintiff Eric Marx1 was the Chairman of the Board, President and owner of plaintiff INA Aviation Corporation (INA), the registered owner of a twin engine Piper PA-31 Navajo aircraft bearing registration number N510BB. He was also the holder of an instrument pilot certificate issued pursuant to Instrument Flight Rules (IFR) which permitted him to fly a properly equipped aircraft in weather conditions not suitable for flight under Visual Flight Rules (VFR) and N510BB was equipped with the necessary instrumentation. On September 20, 1974, Marx was the pilot and sole occupant of the aircraft N510BB and in attempting to land his plane crashed approximately seven miles from the Joplin, Missouri airport. Since the crash occurred in inclement weather and plaintiffs charge defendant with negligence in failing to promptly notify Marx of changes in the weather conditions, a chronological account of the events preceding the crash is necessary.

At approximately 11:30 P.M. (0530 Greenwich Mean Time (GMT)) on September 19, 1974, Marx telephonically filed with the Federal Aviation Administration (FAA) Flight Service Station (FSS)2 in Albuquerque, New Mexico an IFR flight plan3 advising of his proposed flight from Albuquerque to St. Louis, Missouri. Although advised by the FSS specialist there of potential thunderstorm activity along his proposed route, Marx departed Albuquerque for St. Louis shortly after midnight (0601 GMT) on September 20.

At 4:09 A.M. Central Daylight Savings Time (1009 GMT) on September 20, 1974, after numerous deviations from his planned route of flight in order to avoid thunderstorms, Marx asked the controller at the Kansas City Air Route Traffic Control Center4 how far he was from St. Louis. The controller, Gerald D. Hultgren, responded that Marx was 10 miles from Pittsburg, Kansas and 210 miles from St. Louis. Marx informed the controller that he had only an hour and a quarter or an hour and a half of fuel remaining and that he wanted to refuel at the closest airport on route. Marx asked how far he was from Kansas City and was told 80 miles. He then asked where he could obtain fuel within 50 to 80 miles. Controller Hultgren suggested Springfield, Missouri which was 60 miles away and asked Marx how much fuel he had.

At 4:11 A.M. (1011 GMT), Marx repeated that he had an hour and 15 minutes of fuel remaining. Hultgren told Marx that there were no thunderstorms between his position and St. Louis and that he estimated that Marx could be in St. Louis in an hour and a half. Marx said it was "too close;" he could not take a chance on flying to St. Louis. Hultgren then asked Marx where he wanted to go. Marx said he wanted something on route, that is, not too far out of his way.

At 4:13 A.M. (1013 GMT), controller Hultgren suggested Joplin, Missouri and told Marx it was 10 miles south. Marx said, "Okay vector me to Joplin Missouri." Hultgren instructed Marx to tune in on his instrument, the Automatic Direction Finder (ADF), for the outer marker5 and gave him the proper heading. Rather than look it up on the charts which he was required to have in his possession, Marx asked the controller for, and was given, the Instrument Landing System (ILS) frequency for the localizer.6

At 4:14 A.M. (1014 GMT), after Marx elected to go to Joplin, Hultgren called Joplin FSS to inform the specialist that Marx would land there and to ask for the present weather. The specialist, Richard L. Steinkemp, gave Hultgren the regular, hourly weather observation7 which had been taken and recorded by him 15 minutes earlier at 3:59 A.M. (0959 GMT). The recorded weather — ceiling 400 feet overcast (totally covered by clouds), 4 miles visibility and very light rain and fog — was above the minimum safe approach conditions specified by the FAA for ILS Runway 13 at Joplin.

At 4:15 A.M. (1015 GMT), Hultgren told Marx the weather at Joplin and asked him if he had the approach plate,8 cleared him to land at Joplin ILS Runway 13, and gave him the frequency of Joplin FSS. Marx missed his first approach to Joplin airport either because he failed to execute it properly or, as he testified at his deposition,9 because the weather conditions were poor. Specialist Steinkemp informed Hultgren of the missed approach and sought and received clearance for Marx to attempt to land again at 4:33 A.M. (1033 GMT).

At 4:35 A.M. (1035 GMT), Hultgren called Springfield and learned that the weather there was "300 broken 4000 overcast and 1 mile and fog," presenting worse instrument conditions than at Joplin. Hultgren then asked specialist Steinkemp whether conditions at Joplin had changed. Steinkemp answered that, as far as he knew, there was no change but, noting some deterioration, he would check.

At 4:40 A.M. (1040 GMT), Hultgren completed a special weather observation,10 recorded it and informed Marx of the changed weather — ceiling 200 obscured, 3 miles visibility, drizzle and fog — which, with respect to ceiling, was below the minimum safe approach conditions specified for Joplin.11 This was the last contact with Marx.

At 4:49 A.M. (1049 GMT), neither controller Hultgren nor specialist Steinkemp could get Marx on the radio and the controller could not "paint" him on radar. At his deposition, Marx testified that he attempted a second approach, again flew to the decision height and saw nothing. Believing it was his only alternative, Marx testified that he decided to attempt an off airport landing on a highway. In doing so, the wing of N510BB struck a bridge abutment and the aircraft landed in a field and burst into flames. Marx suffered injuries and the aircraft was totally destroyed.

DISCUSSION

Defendant claims in this motion for summary judgment that it was not negligent in weather reporting but, on the contrary, plaintiff Marx was negligent in underestimating the distance from Albuquerque to St. Louis and the time and fuel required for such a flight and in striking a bridge while landing in foggy weather. Defendant asserts that, under Missouri law,12 plaintiffs' recovery is barred by Marx's contributory negligence. Plaintiffs claim that defendant was negligent in issuing an untimely and inaccurate weather report which caused the accident and, moreover, that the defendant was liable for the same alleged acts and omissions under the Missouri Humanitarian Doctrine even if Marx was contributorily negligent.

At the outset, plaintiffs contend that summary judgment is per se inappropriate in a negligence action. We disagree. As a general proposition, negligence questions are properly resolved at trial because, upon a motion for summary judgment, a court may not try issues of fact; it may only determine whether there are factual issues to be tried. E. g., S. E. C. v. Research Automation Corp., 585 F.2d 31 (2d Cir. 1978); Heyman v. Commerce and Industry Co., 524 F.2d 1317 (2d Cir. 1975). However, courts have granted summary judgment in negligence actions. 6 Moore's Federal Practice ¶ 56.1742 (2d ed. 1976) and cases cited therein; 10 C. Wright & A. Miller, Federal Practice and Procedure: Civil § 2729 (1973) and cases cited therein. E. g., Brown v. Gamm, 525 F.2d 60 (8th Cir. 1975); Bland v. Norfolk & Southern Railroad Co., 406 F.2d 863 (4th Cir. 1969); Williams v. Baltimore & Ohio Railroad Co., 303 F.2d 323 (6th Cir. 1962). "The question whether summary judgment is appropriate in any case is one to be decided upon the particular facts of that case." First National Bank of Arizona v. Cities Service Co., 391 U.S. 253, 259, 88 S.Ct. 1575, 1577, 20 L.Ed.2d 569 (1968). "A summary judgment motion in favor of defendant should be granted in those cases in which there is no genuine issue as to any fact that is crucial to plaintiff's cause of action so that as a matter of law he cannot recover." 10 Wright & Miller, Federal Practice and Procedure, supra, § 2729 at 561.

Defendant's Negligence

The inferences to be drawn from the facts heretofore admitted do not justify the conclusions that the weather report given Marx by controller Hultgren and specialist Steinkemp at 4:15 A.M. was inaccurate, that defendant was negligent, or that defendant's acts caused the accident. Hultgren testified that when, at 4:15 A.M. he requested the present weather from the specialist at Joplin, he did not specifically request that a new weather observation be taken. Steinkemp testified that he gave Hultgren the regular, hourly weather reading, that he did not then take a new weather observation, and that such a new weather observation would have taken five minutes to complete.13 He further testified that there was no indication that the weather had changed during...

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