Jackson v. Cupp
| Decision Date | 29 November 1982 |
| Docket Number | No. 81-3423,81-3423 |
| Parties | Clarence JACKSON, Appellant, v. Hoyt C. CUPP, Appellee. |
| Court | U.S. Court of Appeals — Ninth Circuit |
Hollis K. McMilan, Portland, Or., for appellant.
Richard David Wasserman, Virginia L. Linden, Salem, Or., for appellee.
Appeal from the United States District Court for the District of Oregon.
Before GOODWIN and POOLE, Circuit Judges, and WILKINS, * District Judge.
Clarence Jackson III, an Oregon state prisoner, appeals the district court's denial of his habeas petition. The appeal is dismissed for failure to exhaust state remedies.
Jackson was convicted in Multnomah County Circuit Court of first degree theft in 1977 and sentenced to five years in prison. The Oregon Court of Appeals affirmed the conviction without an opinion. State v. Jackson, 35 Or.App. 759, 583 P.2d 42 (1978). Jackson apparently did not seek review in the Oregon Supreme Court. He alleged in his petition that the public defender "refused to go beyond original appeal."
The Marion County Circuit Court denied Jackson's petition for post-conviction relief. The Oregon Court of Appeals dismissed Jackson's appeal from that denial on the ground that the trial court had not issued a final order. Jackson filed a new notice of appeal after the trial court entered a final order. Despite representation by appointed counsel, Jackson thereafter later personally notified the state Court of Appeals that he was disgusted with state court procedures and that he intended to proceed in federal court.
Jackson filed a petition in the district court, arguing that: (1) although he had never received Miranda warnings, his statements were admitted at trial; (2) the trial court interfered with his right to counsel; (3) his trial counsel was incompetent and married to the trial judge's secretary; (4) the evidence was insufficient to support the conviction; and (5) the trial court's delay in signing a final order interfered with Jackson's right to appeal the denial of post-conviction relief.
Jackson had raised the first and fourth issues on direct appeal to the Oregon Court of Appeals; he had raised the second and third issues in his post-conviction petition.
Jackson never raised in state court the fifth issue regarding the trial court's delay in issuing a final order in his post-conviction proceeding. In response to the state's motion to dismiss, the magistrate recommended that because the substance of Jackson's post-conviction claim (ineffective counsel) had been heard and decided by the state trial court, it was unnecessary for Jackson to bring a second post-conviction petition to raise the delay issue.
The state subsequently filed a new pleading which agreed that Jackson had presented the first four issues in state court and therefore had exhausted state remedies. The state also agreed that Jackson had not raised the fifth issue in state court, but conceded that the exhaustion requirement had been met.
We hold that the state cannot concede exhaustion. Policy considerations which transcend the desire of either or both parties to get on with the case preclude agreements or stipulations of exhaustion.
Two related but distinct doctrines of federal habeas corpus law--exhaustion of state remedies and state procedural default--play important roles in state prisoner appeals. Both doctrines stem from the basic principle of federalism that federal courts should accord due respect to the role of state courts in enforcing the prohibition against unconstitutional confinement embodied in the writ of habeas corpus.
The exhaustion doctrine, first developed in case law, is now codified as 28 U.S.C. Sec. 2254. 1 Section 2254(b) requires federal habeas applicants to exhaust available state remedies. A petitioner may satisfy the exhaustion requirement in two ways: (1) by providing the highest state court with an opportunity to rule on the merits of the claim, Cartwright v. Cupp, 650 F.2d 1103, 1104 (9th Cir.1981); Carothers v. Rhay, 594 F.2d 225, 228 (9th Cir.1979), or (2) by showing that at the time the petitioner filed the habeas petition in federal court no state remedies remained available to the petitioner, Engle v. Isaac, --- U.S. ----, 102 S.Ct. 1558, 1570, n. 28, 71 L.Ed.2d 783 (1982).
If the petitioner presents the claim to the highest state court, the federal courts will find that exhaustion has been satisfied. However, if the petitioner alleges that Sec. 2254 is satisfied because no remedies remained available, the federal courts must inquire why state remedies were not available.
In some cases the petitioner may be deemed to have waived the claim by failing to present it properly to the state courts. Engle v. Isaac, supra; Wainwright v. Sykes, 433 U.S. 72, 87, 97 S.Ct. 2497, 2506, 53 L.Ed.2d 594 (1977). Thus, if exhaustion exists solely because no state remedies remain available to petitioner, the federal court will decline to reach the merits if the reason for nonavailability is a state procedural default that amounts to a waiver.
A state prisoner who contends that he is detained in violation of federal law is entitled to an independent determination of the federal claim by the federal courts. Brown v. Allen, 344 U.S. 443, 73 S.Ct. 397, 97 L.Ed. 469 (1953). A state court determination on the merits of the federal claim is desirable because it may make federal review unnecessary, but it does not necessarily bind the federal courts. See, e.g., Wainwright v. Sykes, 433 U.S. 72, 87, 97 S.Ct. 2497, 2506, 53 L.Ed.2d 594 (1977). However, when the prisoner has not complied with reasonable state procedures and the state court has not resolved the merits of the federal claim as a result of this default, the federal courts may, as a matter of comity, decline to reach the merits. 2 E.g., id.; Fay v. Noia, 372 U.S. 391, 438-39, 83 S.Ct. 822, 848-49, 9 L.Ed.2d 837 (1963).
The Supreme Court has articulated two tests--deliberate bypass and cause-and-prejudice--to determine whether the federal courts should reach an issue waived in state court. The deliberate bypass test, announced in Fay v. Noia, 372 U.S. at 438-39, 83 S.Ct....
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