Jerry Vogel Music Co. v. Forster Music Publisher

Decision Date20 February 1945
Docket NumberNo. 222.,222.
Citation147 F.2d 614
PartiesJERRY VOGEL MUSIC CO., Inc., v. FORSTER MUSIC PUBLISHER, Inc.
CourtU.S. Court of Appeals — Second Circuit

Arthur F. Driscoll and Milton M. Rosenbloom, both of New York City (Howard A. Guttenberg, of New York City, of counsel), for appellant.

Julian T. Abeles, of New York City (Leopold Bleich, of New York City, of counsel), for appellee.

Before HUTCHESON, SIMONS and CLARK, Circuit Judges.

SIMONS, Circuit Judge.

Claiming rights in a musical composition of ancient but still potent vintage, the appellant was confronted with a suit for a declaration of exclusive title to the composition in the appellee, derived from the heirs of Tell Taylor. Taylor had registered the piece under the Copyright Act, 17 U.S.C.A., in 1910, and had secured a renewal of the original term in 1937. The appellant countered with production of a renewal certificate procured by it on August 13, 1937, by the authority of an assignment from Earl K. Smith who claimed to be a co-author of the work.

The composition involved is a song entitled "Down by the Old Mill Stream". Taylor had been both a publisher and a prolific writer of popular songs, including both words and music, and Smith had entered his employ in 1909 as a demonstrator of musical compositions. He had also written songs and had collaborated with Taylor on others. In the certificate of copyright registration obtained by Taylor in 1910, there is recited, "Words and music by Tell Taylor — Star Pub. Chicago". In an assignment of the original copyright to the appellee on October 23, 1931, recorded in the copyright office and signed by Taylor, he is represented to be its true and lawful owner, with full power, right, and authority to dispose of it. On August 30, 1937, and within the last year of its original term, Taylor applied for a renewal registration under § 24 of the Act of March 4, 1909, 17 U.S.C.A. § 24, in his own name as owner of the renewal term, and the renewal certificate issued on September 1, 1937. Taylor died intestate on November 23, 1937, and in December his heirs at law assigned the renewal term to the appellee.

The plaintiff rested its case upon the original copyright to Taylor, its renewal by him, and the assignment. The defendant relied upon the fact that the printed copies of the song which had been filed in the copyright office by Taylor with his original application, carried on the insert page of music the names of both Tell Taylor and Earl K. Smith, although Smith's name was printed above that of Taylor and in smaller letters. However, the composition proved very popular, and of the nine subsequent editions, none carried Smith's name. Smith was offered by the appellant as a witness for the purpose of showing that he had collaborated with Taylor in the composition of the song and was therefore its co-author, and inferentially for the purpose of showing that he had protested to Taylor against his name being left off the publications, although there was evidence that Smith had been credited by Taylor as a co-writer of 13 songs written by him, one of which was published by Taylor prior to "Mill Stream", and 12 thereafter. Smith's testimony was, however, excluded as equally within the knowledge of the deceased, under § 347 of the New York Civil Practice Act, the so-called "Dead Man Statute". The District Judge concluded that in all the evidence and exhibits the only item of any probative value for the appellant's claim of co-authorship by Smith, was the fact that his name appears on the filed original copy, and that this is over-whelmed by evidence contra. Effectuating that conclusion, he gave judgment against the appellant, held its certificate of renewal null and void, enjoined it from asserting rights under it, and directed that it be revoked and cancelled.

We do not, under familiar rules, undertake to weigh the evidence to determine its preponderance. The appellee established a prima facie case by producing the copyright certificate, and while the ultimate burden was upon it to establish its right to a declaratory judgment of sole ownership of the copyrighted publication, the appellant had the burden of establishing its affirmative defense, and we are not persuaded that the District Judge was clearly wrong in holding that it failed to do so. The copyright law, 17 U.S.C.A. § 55, provides that the registration "certificate shall be admitted in any court as prima facie evidence of the facts stated therein." The appellant's contention that this includes only the facts that Taylor had filed two copies of the song and that the copyright had been issued, must be rejected. The certificate was intended to be prima facie evidence of all that appears on its face, and is not limited to those facts which are within the personal knowledge of the register. Fred Fisher, Inc., v. Dillingham, D.C., 298 F. 145; Freudenthal v. Hebrew Pub. Co., D.C., 44 F.Supp. 754. Bosselman v. Richardson, 2 Cir. 174 F. 622, was concerned with the old law and not the present Act.

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    • U.S. District Court — Southern District of New York
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    ...held that the New York State attorney-client privilege does not apply in federal income tax cases. In Jerry Vogel Music Co. v. Forster Music Publisher Inc., 147 F.2d 614 (2nd Cir. 1945), cert. den. 325 U.S. 880, 65 S.Ct. 1573, 89 L.Ed. 1996, an action was brought for a declaratory judgment ......
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