Kitchens v. United States

• Decision Date: 10 December 1959
• Docket Number: No. 6050.,6050.
• Citation: 272 F.2d 757
• Parties: Mack KITCHENS, Jr., Appellant, v. UNITED STATES of America, Appellee.
• Court: U.S. Court of Appeals — Tenth Circuit

272 F.2d 757 (1959)

Mack KITCHENS, Jr., Appellant, v. UNITED STATES of America, Appellee.

No. 6050.

United States Court of Appeals Tenth Circuit.

November 18, 1959.

Rehearing Denied December 10, 1959.

Richard M. Kranzler, Denver, Colo., for appellant.

John F. Raper, Jr., U. S. Atty., Cheyenne, Wyo., for appellee.

Before MURRAH, Chief Judge, and PHILLIPS and PICKETT, Circuit Judges.

PICKETT, Circuit Judge.

Mack Kitchens, Jr., and his wife, Betty, were convicted on separate indictments charging them with filing false claims against the United States, forging and uttering United States Treasury checks, and conspiring to commit the foregoing offenses.

Mack Kitchens, Jr., appeals from judgments and sentences which total 15 years confinement.¹ The principal questions presented here, on a consolidated record, arise out of his defense of insanity.

The charges grew out of a rather elaborate and far-flung scheme to obtain refund checks from the Department of Internal Revenue. The scheme included the preparation and filing of income tax returns on regular 1040 forms and the request for refunds based on attached W-2 forms showing amounts withheld by employers in excess of the tax due on earnings from such employment. A large number of such returns bearing fictitious names and addresses were filed by Kitchens and his wife, including seven that were found to have been filed in the State of Wyoming. When the refund checks were received by Kitchens or his wife through the mail, they were endorsed — usually by Kitchens — and cashed.

Upon arraignment, Kitchens entered pleas of not guilty and not guilty by reason of insanity. It was learned that Kitchens had a long history of claimed insanity and had at different times been adjudicated insane and committed to mental institutions. These commitments followed arrests for violation of criminal statutes. Prior to trial in this case, under the provisions of Title 18 U.S.C.A. § 4244, the United States requested that there be a judicial determination of the mental competency of Kitchens to understand the proceedings against him and to properly assist in his own defense. He was ordered committed to the Veterans Administration Hospital at Sheridan, Wyoming for a period of 30 days for an examination by a qualified psychiatrist. The result of this examination was a report that Kitchen's behavior was typical of a person with an anti-social reaction but that he was competent to understand the proceedings against him and to assist in his defense, and was not insane or mentally incompetent.

When the question of the defendant's sanity arises in the trial of a criminal case, the burden is upon the prosecution to prove the defendant sane beyond a reasonable doubt. McKenzie v. United States, 10 Cir., 266 F.2d 524. To sustain this burden, the prosecution introduced the testimony of a number of psychiatrists and other witnesses who had had occasion to observe and examine Kitchens, and each testified that he was sane at the time of the commission of the offenses charged and at the time of trial. The defendant submitted competent evidence directly in conflict with that of the prosecution, but we think it would serve no useful purpose to discuss it in detail. It suffices to say that the government's evidence meets the reasonable doubt test and that the jury resolved the conflict adverse to Kitchens.

The defense offered in evidence a number of hospital records, findings of psychiatrists, and the court records of three habeas corpus cases which Kitchens had brought seeking his release from a mental institution. The habeas corpus cases questioned the legality of Kitchen's confinement and related to his sanity. The trial court admitted the exhibits, including the court records, for the limited purpose of permitting experts to refer to them and to be examined with regard to their contents. Relevant portions of them were admissible for the purpose of showing the history of the previous mental condition of Kitchens and as bearing on the issue of his sanity at the time the alleged offenses were committed. Whitney v. Zerbst, 10 Cir., 62 F.2d 970. Although the exhibits were not admitted unconditionally into evidence, all of the information in them was before the jury as a result of reference made to them by several witnesses, including Kitchens. There was no prejudicial error in the court's action in admitting the exhibits for a limited purpose only.

While conceding that the trial court's instructions on the law of insanity were those usually given in such cases, it is contended that because of the unusual circumstances and prior adjudications of insanity, additional instructions should have been given. No objection was made to the instructions but it is urged that the error was grave and resulted in such a miscarriage of justice that this court should consider them. Ordinarily instructions to the jury will not be reviewed on appeal unless appropriate objections have been made. Rule 30, Fed.Rules Crim.Proc., 18 U.S. C.A. The courts, however, have generally held that the rule is otherwise "where there is manifest error and it is necessary to prevent a miscarriage of justice." Corbin v. United States, 10 Cir., 253 F.2d 646, 648; Ditrich v. United States, 10 Cir., 243 F.2d 729; Madsen v. United States, 10 Cir., 165 F.2d 507. In referring to the previous adjudications, the court instructed the jury that it was not bound by them and should make its own independent determination as to the sanity of Kitchens at the time the alleged offenses were committed. Nothing was said in regard to a presumption that insanity continued after an adjudication.² The jury was instructed that when the question of insanity arose, the burden was then upon the prosecution to prove the mental responsibility of the defendant. Upon proof of the prior adjudications and the introduction of other evidence of insanity, the government assumed the burden of proving the defendant sane beyond a reasonable doubt. A like question was discussed by this Court in Whitney v. Zerbst, supra, where it was held that evidence of adjudication of insanity is admissible on the issue of insanity in a later trial, but "it is not conclusive and may be rebutted...