Kress v. United States

Decision Date29 May 1969
Docket NumberNo. 19516.,19516.
Citation411 F.2d 16
PartiesJohn E. KRESS, Appellant, v. UNITED STATES of America, Appellee.
CourtU.S. Court of Appeals — Eighth Circuit

John Edgar Kress, pro se.

Calvin K. Hamilton, U. S. Atty., and Frederick O. Griffin, Jr., Asst. U. S., Atty., Kansas City, Mo., for appellee.

Before VOGEL, MATTHES and BRIGHT, Circuit Judges.

PER CURIAM:

Appellant - defendant, John Edgar Kress, pro se in this court, appeals from the denial of his 28 U.S.C.A. § 2255 motion to vacate and set aside his judgment of conviction, by guilty plea, of a violation of the Dyer Act, 18 U.S.C.A. § 2312. The grounds for appellant's § 2255 motion are: (1) That his guilty plea was not voluntary and was accepted by the trial court in violation of Rule 11, Federal Rules of Criminal Procedure; and (2) that he was deprived of his Sixth Amendment right to effective assistance of counsel.

The record indicates that on February 16, 1968, appellant was charged in a two-count indictment with violations of 18 U.S.C.A. §§ 2312-2313, sections of the Dyer Act. At the time of appellant's appearance before a United States Commissioner, attorneys with the Legal Aid and Defenders Society of Greater Kansas City, Missouri, were appointed to represent him. Mr. James Harrington, an attorney with the Legal Aid and Defenders Society for two and a half years, represented appellant at the arraignment and sentencing proceedings.

On March 1, 1968, appellant was arraigned and entered a plea of not guilty to both counts of the indictment. On March 9, 1968, appellant stated in a letter directed to the United States Attorney that he wanted to change his plea to guilty and receive sentence. On March 20, 1968, appellant appeared before the District Court with his court-appointed attorney, was granted leave to withdraw his plea of not guilty, and pleaded guilty to Count I, which charged violation of 18 U.S.C.A. § 2312.1 The following transpired at this proceeding:

"THE COURT: Mr. Kress, let me ask you this: You understand the nature of the charge against you?
"MR. KRESS: Yes, sir.
"THE COURT: We will take Count I. I presume — these counts are a little inconsistent — you just want to plead to Count I. Count I charges that you transported a stolen motor vehicle in interstate commerce knowing it to be a stolen car at the time you transported it or aided in transporting it across the state line, knowing it was a stolen car.
"Now, has anyone made any threats against you to induce you to change your plea and plead guilty to that?
"MR. KRESS: No, sir.
"THE COURT: Has anyone made you any promises that it might be easier for you or it might go better —
"MR. KRESS: No, sir.
"THE COURT: — or something to make you change your plea?
"MR. KRESS: No.
"THE COURT: No one has at all?
"MR. KRESS: No.
"THE COURT: You understand you have an absolute right to a trial by jury to determine your guilt or innocence?
"MR. KRESS: Yes, sir.
"THE COURT: Have you had all the time you need to talk this over with your family and friends and your attorney and so forth?
"MR. KRESS: (Nodded head in affirmative.)
"THE COURT: What do you say then to this charge?
"MR. KRESS: Guilty of Count I.
"THE COURT: You are guilty of Count I?
"MR. KRESS: Yes.
"MR. KITCHEN Assistant United States Attorney: You understand that that carries with it a maximum possible sentence of five years\' imprisonment or $5,000 fine or both?
"MR. KRESS: Yes, sir.
"THE COURT: Very well, the Court will accept the plea of guilty to Count I and order a pre-sentence investigation in this matter.
* * * * * *
"MR. KITCHEN: Mr. Kress, did you in fact transport that car across the state line from Kansas to Missouri, knowing it was a stolen car?
"MR. KRESS: Yes, sir."

A pre-sentence report ordered by the court showed that the appellant had four previous felony convictions, including two violations of the Dyer Act with a sentence of 18 months in 1950 and a sentence of five years in 1961.2 Upon inquiry from the court, the appellant stated that the report was correct as to the four felony convictions. The pre-sentence report also included a statement to the effect that the appellant had told the Federal Probation Officer that he was not guilty and had not stolen the automobile, but had "bought this car, won it and bought it and paid the difference in a poker game * * *."

On April 5, 1968, appellant appeared in court for sentencing. The following colloquy occurred at this proceeding:

"THE COURT: Is there anything you wish to tell the Court in mitigation of punishment or anything you wish to tell the Court about this offense at all before the Court pronounces sentence upon you upon your plea of guilty?
"MR. KRESS: No, nothing that would help, I guess.
"THE COURT: Is there anything you wish to say about the matter, Mr. Harrington?
"MR. HARRINGTON: No, except that I am sure it\'s in the pre-sentence. Apparently he has latterly a pretty good work record and stabilized him, and I hope the Court would give that consideration."

The court then imposed a sentence of three years' imprisonment and applied the provisions of 18 U.S.C.A. § 4208(a) (2), stating to the appellant,

"* * * That (a) (2) is that you are subject to probation at any time. I presume you are familiar with that?
"MR. KRESS: Yes, sir.
"THE COURT: Any questions?
"MR. KRESS: No, sir."

Count II of the indictment, charging a violation of 18 U.S.C.A. § 2313, was then dismissed on the government's motion.

In July 1968, appellant wrote the District Court seeking to withdraw his guilty plea. Appellant asserted that he pleaded guilty because he "couldn't stand the County Jail"; that he was not guilty; that his court-appointed attorney was ineffective and did not spend sufficient time consulting with him; that his attorney advised him only to plead guilty; that his attorney stated that if he indicated any uncertainty as to his guilt when he pleaded guilty the court would not accept the plea and he would be returned to the county jail; and that for these reasons his plea of guilty was not a voluntary plea. The trial court treated this letter as a motion under 28 U.S.C.A. § 2255 and entered a show cause order.

On July 18, 1968, an evidentiary hearing was held on appellant's § 2255 motion. Appellant was present at this hearing and was represented by a new court-appointed attorney, Mr. James Deckert. Appellant testified he changed his plea from not guilty to guilty because "being in jail * * * worked on him quite a bit" and he had "just lost faith" in his court-appointed attorney; that he was unable to make bond because of a hold order based upon a warrant from California; that Mr. Harrington never visited him at any time in jail and only spent a total of between five and ten minutes with him during the entire case; that at the time of the arraignment appellant believed in his own mind that he was not guilty; and that appellant got the impression from his court-appointed attorney that if he showed any uncertainty at the time of the arraignment and plea that the court would consider the plea as being one of not guilty and he would therefore go back to the county jail. Appellant further testified that he had the opportunity when he changed his plea and when sentence was imposed to state anything that would show reticence or uncertainty about the case, but did not do so because he thought his attorney's words were that the court didn't want to hear anything. Appellant stated that he had lied to the court when he pleaded guilty on March 20, 1968. With specific reference to the allegations concerning the conditions of the county jail, appellant testified as follows:

"THE COURT: Now, what were the conditions over there that — you just said it was bad. Of course, all jails are bad, none of us like to be locked up. Was there something unusual about the conditions over there that would induce you to plead guilty of a crime that you didn\'t think you were guilty of? I want a little more detail about that.
"THE WITNESS: Well, it was just a matter of being in there. To me, it was just that bad on me alone. It\'s not, probably as jails go, it\'s all right, I guess. I just didn\'t like it, that\'s all, and I just lost interest when I couldn\'t reach this Mr. Harrington to even discuss the case with him. Why, I just figured it was a loser all the way around."

Appellant testified that he told the probation officer that he had "bought this car, won it and bought it and paid the difference in a poker game * * *." The trial judge stated to the probation officer that in reading the pre-sentence report "it rather bothered him on this question of guilt, from what you said appellant had told you". Appellant's former court-appointed attorney, Mr. James Harrington, testified that he apprised himself of all the facts in appellant's case and advised and represented him to the best of his ability; that he concurred in appellant's plea of guilty; that he would not recommend to appellant or any other defendant that he change his plea from not guilty to guilty if he wasn't guilty; that he did some investigation on the case; that he worked on appellant's bond situation; and that he probably didn't spend "a great deal of time" with appellant.

On September 27, 1968, the trial court denied appellant's § 2255 motion to set aside judgment and sentence. Appellant now appeals from this order. We affirm.

Initially, we note that "there can be no doubt that a conviction based upon a guilty plea not voluntarily, knowingly, and intelligently made is subject to collateral attack". Bartlett v. United States, 8 Cir., 1966, 354 F.2d 745, 751, cert. denied, 384 U.S. 945, 86 S.Ct. 1471, 16 L.Ed.2d 542. However, "a judgment cannot be lightly set aside by collateral attack, even on habeas corpus. When collaterally attacked, the judgment of a court carries with it a presumption of regularity". Smith v. United States, 8 Cir., 1964, 339 F.2d 519, 526, quoting Johnson v. Zerbst, 1938, 304 U.S. 458, 468, 58 S.Ct. 1019, 82...

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