Lamb v. Manweiler

• Decision Date: 15 August 1996
• Docket Number: No. 22549,22549
• Citation: 923 P.2d 976,129 Idaho 269
• Parties: Kevin LAMB, Plaintiff-Appellant, v. Howard MANWEILER, Defendant-Respondent. Boise, January 1996 Term
• Court: Idaho Supreme Court

Page 976

923 P.2d 976

129 Idaho 269

Kevin LAMB, Plaintiff-Appellant, v. Howard MANWEILER, Defendant-Respondent.

No. 22549.

Supreme Court of Idaho,

Boise, January 1996 Term.

Aug. 15, 1996.

Rehearing Denied Oct. 4, 1996.

Ellis, Brown and Sheils, Chtd., Boise, for appellant. Allen B. Ellis argued.

Wilson, Carnahan & McColl, Boise, for respondent. Jeffrey M. Wilson argued.

SCHROEDER, Justice.

This is an appeal of the dismissal of an attorney malpractice action. Kevin Lamb (Lamb) filed suit against Howard Manweiler (Manweiler) who had represented Lamb in criminal proceedings. Lamb contends that Manweiler was negligent in his representation. The district court granted Manweiler's motion for summary judgment. The district court's decision was vacated and the case remanded by the Court of Appeals. This

Court granted Manweiler's Petition for Review.

I. BACKGROUND AND PRIOR PROCEEDINGS

In 1989 Lamb was initially charged with nine felonies relating to his cattle operations. Manweiler defended Lamb in these criminal proceedings. Lamb entered pleas of guilty to four felony counts as a result of negotiations. The remaining felony charges were dismissed. The pleas were entered upon the advice of counsel.

Prior to Lamb's sentencing Manweiler discovered evidence which cast doubt on the validity of two of the four guilty pleas. Manweiler moved to withdraw two of the four guilty pleas, and the district court granted the motion. Manweiler withdrew as Lamb's attorney on the remaining counts on the grounds that he could not ethically present a motion to withdraw the guilty pleas on the two remaining charges. New counsel presented a motion to withdraw the remaining two guilty pleas. The district court denied the motion. Lamb was sentenced to a two-year fixed period, followed by a five-year indeterminate period. He initiated an appeal and post-conviction relief proceedings which were subsequently dismissed pursuant to a stipulation with the State.

Lamb brought the present action against Manweiler, alleging that Manweiler committed professional malpractice in representing him in the criminal matters. Lamb argued that Manweiler negligently (1) advised Lamb to plead guilty to four criminal counts and advised him that the guilty pleas could be withdrawn; (2) advised Lamb that the jury would find him guilty of all or some of the charges against him; (3) withdrew as Lamb's counsel immediately before the hearing on Lamb's motion to withdraw the guilty pleas, thereby prejudicing Lamb's chances of having his change of plea accepted; and (4) failed to adequately investigate the criminal charges and to determine that the charges were not meritorious. Lamb asserted that the negligent acts by Manweiler resulted in Lamb's incarceration and additional damages.

The district court denied Manweiler's initial motion for summary judgment or alternative motion for dismissal, but the district court subsequently granted Manweiler's renewed motion for summary judgment. The district court held that the sole issue before it was whether Lamb was guilty of the underlying criminal charges upon which he based his claim of legal malpractice, reasoning that if Lamb were guilty of the underlying charges, a prima facie element of proximate cause in his cause of action could not be shown. The district court reviewed the affidavits presented, the transcripts of the sentencing hearing and the entry of Lamb's guilty pleas and found evidence of Lamb's guilt of the crimes charged, concluding that Lamb failed to come forward with sufficient evidence to rebut his admissions of guilt or to establish the existence of a genuine issue of fact regarding his guilt. Summary judgment was granted in favor of Manweiler. The Idaho Court of Appeals reversed the district court's grant of summary judgment.

II. STANDARD OF REVIEW

On appeal from the Court of Appeals, this Court considers that it is hearing the matter in the first instance, and not merely reviewing the Court of Appeals decision. State v. Weaver, 127 Idaho 288, 290, 900 P.2d 196, 198 (1995). When reviewing a decision of the Court of Appeals this Court gives consideration to the ruling of the Court of Appeals, but performs an independent appellate review of the trial court's decision. State v. Russell, 122 Idaho 488, 490, 835 P.2d 1299, 1301 (1992).

Summary judgment is proper only when there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. I.R.C.P. 56(c); Mutual of Enumclaw v. Box, 127 Idaho 851, 852, 908 P.2d 153, 154 (1995). When this Court reviews the district court's ruling on such a motion, this Court employs the same standard properly employed by the district court when originally ruling on the motion. Friel v. Boise City Hous. Auth., 126 Idaho

484, 485, 887 P.2d 29, 30 (1994). Both this Court and the district court must liberally construe the record in favor of the party opposing the motion for summary judgment, drawing all reasonable inferences and conclusions supported by the record in favor of that party. City of Chubbuck v. City of Pocatello, 127 Idaho 198, 200, 899 P.2d 411, 413 (1995).

III. ELEMENTS OF LEGAL MALPRACTICE ACTION ARISING FROM REPRESENTATION OF A DEFENDANT IN A CRIMINAL CASE

The elements required to establish a claim for attorney malpractice arising out of a civil action are: (1) the creation of an attorney-client relationship; (2) the existence of a duty on the part of the lawyer; (3) the breach of the duty or of the standard of care by the lawyer; and (4) the failure to perform the duty must have been a proximate cause of the damages suffered by the client. Marias v. Marano, 120 Idaho 11, 13, 813 P.2d 350, 352 (1991); Johnson v. Jones, 103 Idaho 702, 706, 652 P.2d 650, 654 (1982). The plaintiff bears the burden of proving that the attorney has been negligent or has failed to act with proper skill, as well as the burden of showing that the defendant's negligence was the proximate cause of the plaintiff's damages. Without proximate cause there is no liability for negligence in a malpractice action. Marias, 120 Idaho at 13, 813 P.2d at 352; Murray v. Farmers Ins. Co., 118 Idaho at 224, 227, 796 P.2d at 101, 104 (1990); Johnson, 103 Idaho at 706, 652 P.2d at 654. In a legal malpractice action, the plaintiff must establish that he or she would have "some chance of success" in the underlying action before he or she would be entitled to recover from the attorney. Murray, 118 Idaho at 227, 796 P.2d at 104; e.g., Fitzgerald v. Walker, 121 Idaho 589, 592, 826 P.2d 1301, 1304 (1992). Lamb does not dispute the proposition that in a legal malpractice action arising from representation of a defendant in a criminal proceeding, the person pursuing the claim must establish the additional element of actual innocence of the underlying criminal charges.

IV.

LAMB CANNOT ESTABLISH THAT COUNSEL'S ADVICE WAS THE CAUSE OF DAMAGES HE SUFFERED BY PLEADING GUILTY.

Lamb argues that it was Manweiler's negligent advice that caused Lamb to enter the guilty pleas. Manweiler, being the party moving for summary judgment, bears the initial burden of establishing the absence of a genuine issue of material fact. State v. Shama Resources Ltd., Partnership, 127 Idaho 267, 270, 899 P.2d 977, 980 (1995); Tingley v. Harrison, 125 Idaho 86, 90, 867 P.2d 960, 964 (1994). Manweiler has presented evidence that he did not negligently advise Lamb with respect to his guilty pleas. Manweiler avers that he did not advise Lamb that a guilty plea could be withdrawn without just legal cause and that he never possessed information that would legally justify the withdrawal of the pleas of guilty upon which Lamb was convicted and sentenced.

In his petition for post conviction relief Lamb asserted that prior to entering the guilty pleas, he told Manweiler he was not guilty. Lamb presented evidence in support of this assertion in his affidavit filed February 1, 1991. In this affidavit, Lamb set forth his statements and explanations of the course of events leading to the charges being brought against him. Lamb averred that "I, at all times planned on having the pleas withdrawn, because I was convinced, as I still am, that I am innocent. And I'm being incarcerated by 'Default,' because of my attorney." Lamb submitted a second affidavit in which he stated that "at the time of the guilty plea I thought, because of advice of counsel, that the jury could find me guilty of intent to defraud, even though the alleged victims knew of and agreed to all my actions. I therefore thought a jury could find me guilty, however, at this time I know that would be impossible because we could prove that the alleged victims knew of all my actions, agreed to the same and encouraged them for their own monetary gain." Lamb asserted his "innocence" of the crimes charged and supported his assertions with his account of the events leading up to his being charged with the crimes for which he was incarcerated.

Regardless of Lamb's assertions, the record is irrefutable that he was properly advised that he could not withdraw the pleas of guilty at issue in this case. That advice was given by the district judge who ultimately accepted the pleas and who would not allow Lamb to withdraw them. Much...