Laroche v. Wainwright

• Decision Date: 30 July 1979
• Docket Number: No. 78-2491,78-2491
• Citation: Laroche v. Wainwright, 599 F.2d 722 (5th Cir. 1979)
• Parties: LeRoy LaROCHE, Petitioner-Appellant, v. Louie L. WAINWRIGHT, Respondent-Appellee.
• Court: U.S. Court of Appeals — Fifth Circuit

Page 722

599 F.2d 722

LeRoy LaROCHE, Petitioner-Appellant, v. Louie L. WAINWRIGHT, Respondent-Appellee.

No. 78-2491.

United States Court of Appeals Fifth Circuit.

July 30, 1979.

I. Paul Mandelkern, Orlando, Fla. (Court-appointed), for petitioner-appellant.

Benedict P. Kuehne, West Palm Beach, Fla., for respondent-appellee.

Appeal from the United States District Court for the Middle District of Florida.

Before THORNBERRY, GOLDBERG and GEE, Circuit Judges.

GEE, Circuit Judge:

LeRoy LaRoche appeals from the denial of his petition for habeas corpus. He raises three points of error regarding his 1972 Florida trial for rape of a college student. The first two deal with the court's procedures in admitting an in-custody statement in which LaRoche had denied being on the beach where the rape occurred, a denial at odds with his trial testimony. The final asserted error regards his wife's testimony about her intercourse with petitioner on the day of the rape, evidence again at odds with his trial testimony and also tending to explain the lack of medical evidence that the complainant was raped. Finding no merit in his various challenges to the evidence, we affirm.

The first alleged error occurred when, during the state's case in chief, the prosecutor attempted to introduce appellant's post-arrest denial of presence on the beach. The prosecutor began by asking one of the arresting officers whether LaRoche had been informed of his constitutional rights and whether he had understood them. After the officer responded affirmatively to these two questions and was about to relate the question LaRoche had been asked, defense counsel objected, referring back to earlier objections raised by a motion in limine. The court ruled that the officer could continue. After repeating the testimony that LaRoche acknowledged understanding his constitutional rights, the officer related the question he had put to LaRoche: whether he had been on the beach that evening. Before the officer could recount LaRoche's response, defense counsel objected again and asked that the jury be removed during a determination whether LaRoche had waived his rights. The judge refused to remove the jury but allowed the attorney some voir dire that tended to cast doubt on whether LaRoche had waived his rights. After discussion at the bench, the judge suppressed LaRoche's statement, commenting, however, that it could be used for rebuttal. The defense reiterated that even the necessary requirements for rebuttal use had not been shown. No cautionary instruction was asked for or given regarding what the jury had heard; no mistrial was requested.

LaRoche argues that the court's procedure violated his right to a Jackson v. Denno ¹ inquiry into the voluntariness of his statement, to be held outside the jury's presence. The state responds with two procedural points: LaRoche is barred from federal collateral relief because he waived the issue both by failing to ask for a mistrial and by failing to raise the issue on direct appeal. In addition, it argues on the merits that the error was harmless. We need not reach the state's procedural arguments because they have been waived here by the failure to raise them, either in the first federal habeas proceeding that was dismissed for failure to exhaust state remedies or in the second habeas proceeding below, after LaRoche had been denied relief by state courts. Houston v. Estelle, 569 F.2d 372, 375 (5th Cir. 1978). Reaching the merits of LaRoche's Denno argument, therefore, we hold that the trial court's procedure, while patently unreasonable in a trial held some seven years after the Supreme Court had determined the applicable constitutional standards, was nevertheless harmless. As observed below, the in-court hearing was brief, limited, and disclosed nothing prejudicial to LaRoche. Though there is an outside chance the jury might have drawn adverse inferences from watching LaRoche's attorney attempt to suppress the statement on what might have seemed a "technicality," no concrete prejudice has been alleged or demonstrated by LaRoche. In view of the forceful and detailed testimony of the complainant, corroborated by a witness who happened upon the distraught woman after hearing a scream, and by a police officer who detected two large areas of signs of a struggle in the sand, the case against LaRoche was strong. Moreover, the later revelation of the suppressed statement, satisfying any curiosity the jurors might have felt, is an additional factor lessening the sting of the earlier defect.

LaRoche's second issue is related to the first. After the state rested its case, LaRoche took the stand and testified elaborately that he had indeed attempted consensual intercourse with the complainant, that he had trouble attaining an erection because he had been drinking all day and therefore failed to penetrate her, and finally that he ceased attempts to do so as soon as she indicated an unwillingness to continue. When the state began to rebut this story by introducing LaRoche's post-arrest denial that he had been to the beach, defense counsel again objected that LaRoche had not been properly apprised of his rights. The request for a Denno hearing was not renewed, however, and the judge simply overruled the objections in light of precedent allowing impeachment use of statements made without proper Miranda warnings.

The federal court below ruled that, in light of the earlier objections, counsel's later comments were sufficient to preserve the constitutional issue of whether LaRoche's statement had been voluntary. Harris v. New York, 401 U.S. 222, 224, 91 S.Ct. 643, 28 L.Ed.2d 1 (1971), and Oregon v. Hass, 420 U.S. 714, 722, 95 S.Ct. 1215, 43 L.Ed.2d 570 (1975), require that for valid impeachment use of statements made without proper warnings, legal standards of "trustworthiness" must be satisfied. More specifically, Mincey v. Arizona, 437 U.S. 385, 397, 398, 98 S.Ct. 2408, 2416, 2417, 57 L.Ed.2d 290, 303, 304 (1978), mandates that a statement must be voluntary in the sense of being " 'the product of a rational intellect and a free will' " before it can be used consistent with due process. Since no finding as to voluntariness had been made at trial, the federal district court adjudged it proper to withhold a ruling on LaRoche's constitutional claim until the state court could determine retroactively whether LaRoche had spoken voluntarily. On October 31, 1977, the state court held a hearing and entered findings that LaRoche's statement had indeed been voluntarily given. LaRoche's present argument, therefore, focuses not so much upon the trial error as upon the question whether the belated hearing was an appropriate remedy for that error. He urges that the invitation to the state court to conduct a hearing was error since Florida law mandates a new trial to vindicate Denno rights that have been ignored at trial. See, e. g., Greene v. Florida, 351 So.2d 941 (Fla.1977). The policy in that rule reflects a judgment that a judge conducting a belated voluntariness hearing is less likely to be objective in a piecemeal proceeding when he knows the defendant has already been convicted by a jury than he would be in a preliminary proceeding where the presumption of innocence still attaches. These considerations do seem especially telling here, since the very trial judge who unaccountably refused the Denno request was charged with conducting the belated hearing. Nevertheless, there is no suggestion that the judge was biased against LaRoche or failed to conduct the hearing in an impartial fashion. Though it would seem appropriate for federal courts to defer to such reasonable state policies in these situations, the hearing has now been held and a satisfactory ruling on voluntariness has been derived. Overlooking these expenditures of judicial resources to grant habeas relief leading to a new trial is farther than we are willing to go in deference to the legitimate state policy. ²

At trial LaRoche took the stand and testified, among other things, that he had not had intercourse with his wife on the day of the alleged rape. This evidence was relevant because the doctor who had examined the complainant after the alleged rape testified that he had been unable to detect either sperm or acid phosphatase in her vagina. Though large quantities of sand were present in the vagina, there was no direct physical evidence of penetration to corroborate the complainant's testimony. The doctor further testified, however, that absence of sperm or the acid excluded the possibility of ejaculation but not penetration, which remains sufficient...