Lolie v. Ohio Brass Co., 73-1174

CourtUnited States Courts of Appeals. United States Court of Appeals (7th Circuit)
Citation502 F.2d 741
Docket NumberNo. 73-1174,73-1174
PartiesCarol LOLIE, Administratrix of the Estate of Allan Lolie, Deceased, Plaintiff-Appellant, v. The OHIO BRASS COMPANY, Defendant-Appellee.
Decision Date13 August 1974

Richard P. Shaikewitz, Alton, Ill., for plaintiff-appellant.

Paul L. Pratt, Phillip J. Kardis, East Alton, Ill., for defendant-appellee.

Before SWYGERT, Chief Judge, STEVENS, Circuit Judge, and PERRY, * Senior District Judge.


Plaintiff's husband, a coal miner, was fatally injured when a 'power cable' fell from the roof of a mine. Defendant is a manufacturer of metal clips which were intended to hold the cable in place; they were dislodged, however, when the cable, having been struck by a heavy steel rail at a point some 439 feet from where decedent was standing, began to quiver violently. Since the clips did not prevent the cable from falling, plaintiff claimed that their design was defective and unreasonably dangerous, and defendant was strictly liable in tort. Cf. Suvada v. White Motor Co., 32 Ill.2d 612, 210 N.E.2d 182 (1965). Accepting defendant's argument that the accident was entirely the result of the mine operator's negligence when unloading the steel rail, the jury returned a verdict for defendant. We affirm.


Subsequent to the accident a state mine inspector directed the mine operator to give the power cable added support by tying it with a sturdy polypropene rope every 60 feet; the operator, of course, complied with the directive. Plaintiff sought to introduce evidence of this post-occurrence change, but the district court excluded it. Her principal contention on appeal is that the exclusion constituted reversible error.

It is generally held that evidence of subsequent remedial measures is inadmissible to prove negligence or culpable conduct. See Rule 407 of the Proposed Rules of Federal Evidence. The primary ground for exclusion 'rests on a social policy of encouraging people to take, or at least not discouraging them from taking, steps in furtherance of added safety.' Id., Advisory Committee Note. 1 This basis clearly has no applicability when the evidence is offered against a party, such as this defendant, which did not make the changes. Wallner v. Kitchens of Sara Lee, Inc., 419 F.2d 1028, 1032 (7th Cir. 1969); Sutkowski v. Universal Marion Corp., 5 Ill.App.3d 313, 318-319, 281 N.E.2d 749, 752-753 (1972).

In this case, plaintiff sought to impose strict liability on defendant for the defective design of its product. In such a case the plaintiff must establish that the 'product in question has (not) lived up to the required standard of safety.' Wright v. Massey-Harris, Inc., 68 Ill.App.2d 70, 79, 215 N.E.2d 465, 470 (1966). See also W. Prosser, Law of Torts 644 (4th ed. 1971). This, of course, requires proof that, inter alia: 1) the product as designed is incapable of preventing the injury complained of; 2) there existed an alternative design which would have prevented the injury; and 3) in terms of cost, practicality and technological possibility, the alternative design was feasible. Evidence of post-occurrence change which tended to satisfy plaintiff's burden on any of these issues would, therefore, be relevant. 2 Hoppe v. Midwest Conveyor Co., 485 F.2d 1196, 1202 (8th Cir. 1973); Sutkowski, supra, 5 Ill.App.3d at 318-320, 281 N.E.2d at 752-753; Brown v. Quick Mix Co., 75 Wash.2d 833, 454 P.2d 205, 209-210 (1969); see Wallner, supra, 419 F.2d at 1032.

Since the proffered evidence was relevant and there existed no valid policy reason for excluding it, the evidence was admissible. However, after having considered the court's action in light of the entire record, and taking into account the scope of the trial judge's discretion in ruling on evidentiary questions, particularly when the proffer is arguably cumulative, we are persuaded that the exclusion was not reversible error. 3

More specifically, evidence of the accident itself established that the design of defendant's clips could not prevent the power cable from falling under the circumstances which occurred in the mine. Plaintiff's expert, Dr. Hornsey, also testified to this fact. Tr. 298-300. Dr. Hornsey further stated that, in his opinion,

either the clip should have been designed so that it was capable of withstanding the energy loads of the cable falling under its own weight, or as an alternative at some periodic interval some additional holding device could have been used such as polyethylene rope.

Tr. 298. 4 Thus, on the issues of whether the design was inadequate and whether there existed an alternative design which would have prevented the accident, the evidence of post-occurrence change was cumulative. 5

No other evidence was admitted on the issue of feasibility. Plaintiff, however, has not argued that there was any dispute at trial over the feasibility of tying sturdy rope at periodic intervals. And it is highly improbable that a jury could reasonably believe that such an alteration was too costly, impractical or technologically impossible. It has been suggested that, under these circumstances, evidence of post-occurrence changes should not even be admitted on the issue of feasibility. See McCormick's Handbook of the Law of Evidence 668-69 (2d ed. 1972); Rule 407 of the Proposed Rules of Federal Evidence. At the very least, exclusion of such evidence did not affect the 'substantial rights' of plaintiff.

Our decision here is, of course, consistent with Wallner, supra, and Mahoney v. Roper-Wright Mfg. Co., 490 F.2d 229 (7th Cir. 1973). In Wallner we held simply that admission of the post-accident change evidence was proper. In Mahoney exclusion of such evidence was reversible error because the plaintiff also had been precluded from offering any evidence of design alternatives.


Plaintiff sought to introduce evidence of what she terms 'other similar happenings.' One of her witnesses, an employee of the mine operator, had worked in another coal mine for several years. During this period he had seen fellow workers intentionally take down the power cable in a manner similar to cracking a whip. As in this case, the power cable had been suspended by means of clips; when the force was applied, the clips instantaneously and progressively flew out. Plaintiff contends that exclusion of this evidence also was error.

We believe that the trial court's ruling was proper. Plaintiff offered no evidence that the clips used in the other mine were comparable, in terms of characteristics and quality, to those manufactured by defendant. 6 She thus failed to lay a proper foundation for the admission of the 'similar happenings' evidence. 7 See Walker v. Trico Mfg. Co., 487 F.2d 595, 599-600 (7th Cir. 1973), cert. denied, 415 U.S. 978, 94 S.Ct. 1564, 39 L.Ed.2d 873 (1974); Mahoney v. Roper-Wright Mfg. Co., 490 F.2d 229, 233 (7th Cir. 1973); Vlahovich v. Betts Machine Co., 101 Ill.App.2d 123, 128, 242 N.E.2d 17, 19 (1968), aff'd, 45 Ill.2d 506, 260 N.E.2d 230 (1970).

Furthermore, the proffered evidence was perhaps more helpful to defendant than to plaintiff. Power cables are generally non-permanent installations which must be transported from one mine tunnel to another. The 'similar happenings' evidence tended to prove that the actual consumers of defendant's product, i.e., mine operators, desired clips which allowed easy removal of the power cable. Defendant, therefore, might well have argued that this evidence supported its view that the product complied with the required standard of safety.


Plaintiff's contention that the trial court improperly commented upon the evidence is also without merit. During a colloquy with plaintiff's expert the court stated, at several points, that the clips would not have been dislodged if the rail (or some other heavy object) had not initially fallen upon the power cable. 8 Tr. 289-97. There was absolutely no evidence indicating that this was not the case; indeed, plaintiff's own expert agreed that, absent a force sufficiently strong to dislodge the first clip, the accident would never have occurred. Tr. 296-97. The court's comments clearly do not constitute that type of 'distortion' referred to in Quercia v. United States, 289 U.S. 466, 470, 53 S.Ct. 698, 77 L.Ed. 1321.

It might also be noted that, during the trial, plaintiff made no motion to strike the court's comments; she made no objection to them, and did not, in any way, attempt to call the court's attention to their alleged impropriety. While there may be cases in which grossly improper remarks constitute plain error, cf. Webb v. Texas, 409 U.S. 95, 97, 93 S.Ct. 351, 34 L.Ed.2d 330; Myers v. George, 271 F.2d 168, 174 (8th Cir. 1959), this surely is not such a case.


Under regulations promulgated by the Federal Bureau of Mines, a federal mine inspector may not testify as an expert witness; he is only permitted to describe facts which he observed during the course of an investigation. Nevertheless, the district court ruled that an inspector called by the defense was an expert and thus could give an opinion as to the cause of the accident. Plaintiff repeatedly expressed concern that the witness, during cross-examination, would rely upon the Bureau's regulations and refuse to give any further opinion testimony, thereby frustrating such examination. Plaintiff now contends that the district court erred in ruling that the mine inspector was an expert and in admitting his opinion testimony, and that she was denied her right to effective cross-examination.

Neither the Bureau of Mines nor the mine inspector himself may have thought that he was or should be an expert. But it is the trial judge, and not the witness or an administrative agency, who has the responsibility and discretion to determine whether a witness is qualified as an expert. In this case, the witness testified that he had been in the coal industry for over 30 years, that he had been an inspector...

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