Lora v. Board of Ed. of City of New York, 75-C-917.

Decision Date02 June 1978
Docket NumberNo. 75-C-917.,75-C-917.
Citation456 F. Supp. 1211
PartiesIsaac LORA, as member of a class representing all Black and Hispanic students currently assigned to Special Day Schools for Emotionally Disturbed Students in New York City, et al., Plaintiffs, v. The BOARD OF EDUCATION OF the CITY OF NEW YORK et al., Defendants.
CourtU.S. District Court — Eastern District of New York

Charles Schinitsky, The Legal Aid Society, Juvenile Rights Div., Brooklyn, N. Y., Nathaniel R. Jones, James I. Meyerson, National Association for the Advancement of Colored People, New York City, for plaintiffs; Michael J. Dale, Henry S. Weintraub, Brooklyn, N. Y., Lydia Tugendrajch, Gene B. Mechanic, New York City, of counsel.

Allen Schwartz, Corp. Counsel, New York City, for defendants; Joseph F. Bruno, Norma Kerlin, Gregg M. Mashberg, Carol Noymer, Mary Tucker, New York City, of counsel.

                                                                                               Page
                  I. Introduction                                                              1213
                 II. Procedural History                                                        1215
                     A. This Case                                                              1215
                     B. Administrative                                                         1216
                        1. State-Riley Reid Orders                                             1216
                        2. Federal                                                             1218
                III. Facts                                                                     1219
                     A. History of Special Day Schools                                         1219
                     B. Special Day Schools Today                                              1221
                     C. Statutory and Organizational Framework                                 1224
                        1. Federal                                                             1224
                           a. Education of All Handicapped Children Act                        1224
                           b. Rehabilitation Act of 1973                                       1228
                        2. New York State                                                      1230
                        3. New York City                                                       1230
                     D. Diagnostic and Placement Procedures                                    1234
                        1. Generally                                                           1234
                        2. Social Worker                                                       1236
                        3. Educational Evaluation                                              1236
                        4. Psychologist                                                        1237
                        5. Psychiatrist                                                        1237
                        6. Neurological Evaluation                                             1238
                        7. Case Conference                                                     1238
                        8. COH Review                                                          1239
                        9. Due Process Hearing                                                 1241
                       10. Appeals                                                             1241
                       11. Reexaminations                                                      1242
                    E. Changes in Placement; Decertification                                   1242
                    F. Criticism of Procedures and Programs                                    1243
                        1. Lack of Unbiased Tests                                              1243
                        2. Lack of Regular Classroom Observation                               1244
                
                                                                                               Page
                         3. Lack of Fixed Criteria for Placement                               1245
                         4. Excessive Class Size                                               1247
                         5. Lack of Adequate Support Services                                  1248
                         6. Lack of Curriculum Extra-curricular Activities and
                             Special Programs                                                  1249
                         7. Lack of Use by Minorities of Private Institutions to the
                             Same Extent as the Middle Class                                   1252
                     G. Explanations for Discrepancy In Percentage of Minority
                         Students                                                              1256
                     H. Mainstreaming                                                          1264
                        1. Theory                                                              1264
                        2. Alleged Lack of Consistent Use                                      1270
                     I. Supplementation of Record by Judicial Views                            1271
                IV.  Law                                                                       1274
                     A. Right to Treatment                                                     1274
                        1. Theory                                                              1274
                        2. Students in Special Day Schools                                     1275
                           a. Due Process                                                      1275
                           b. Equal Protection                                                 1275
                           c. Statutory Rights                                                 1277
                     B. Right to Due Process In Procedures                                     1278
                     C. Discrimination in Referral of Students to Predominantly
                          White Private Facilities                                             1280
                V.   Application of Law to Facts                                               1285
                     A. Evaluation Process as Violation of Right to Treatment
                              and Due Process                                                  1285
                        1. Right to Treatment                                                  1285
                        2. Due Process                                                         1287
                     B. Special Day Schools as Violation of Right to Treatment                 1290
                     C. Statutory Violations                                                   1291
                        1. EHA; Rehabilitation Act of 1973; New York State
                            Education Law                                                      1291
                        2. Title VI                                                            1292
                     D. Use of Private Facilities at Government Expense by Disproportionate
                         Percentage of Middle Class                                            1292
                VI.  Defense of Lack of Funds                                                  1292
                VII. Conclusion                                                                1293
                Appendices
                     A. Glossary of Abbreviations                                              1295
                     B. Additional Relevant Federal Statutes and Regulations omitted
                     C. Additional Relevant State Statutes and Regulations omitted
                
MEMORANDUM AND ORDER

WEINSTEIN, District Judge.

I. INTRODUCTION

Plaintiffs complain that their constitutional and statutory rights are being denied by the procedures and facilities afforded by New York City for the education of children whose emotional problems result in severe acting-out and aggression in school, behavior which may produce danger to others as well as themselves. These children often have severe academic problems. They have been placed in special day schools for the education of the emotionally handicapped. The schools utilize smaller class size, specially trained teachers and support staff, and special facilities, designed to provide a "generally therapeutic" atmosphere.

Racial composition of the pupil population in these special day schools is 68% Black; 27% Hispanic; and 5% other, primarily White (figures as of October 31, 1977). The high percentage of "minorities" in these schools is not a recent phenomenon; rather, a disparate racial composition has remained constant for nearly 15 years. The other major services for children with emotional disturbance, "classes for emotionally handicapped" (CEH classes) have a higher proportion, 20%, of non-minority students. Still higher is the proportion of Whites in the New York City public school equivalent grades: 36% Black, 23% Hispanic and 41% "other."

Starting from this striking racial disparity plaintiffs have added extensive evidence supporting their thesis. They contend that the special day schools are intentionally segregated "dumping grounds" for minorities forced into inadequate facilities without due process. White students with the same problems, it is maintained, are treated more favorably in other settings. Defendants and their witnesses deny any racial bias. They point with considerable pride to the advantages afforded, at substantial taxpayers' expense, in an effort to bring these problem students into the mainstream of education and society.

Laid bare by the dispute is one of the most excruciating issues of our democratic society. Almost every American agrees that the ringing words of the Declaration of Independence, "all men are created equal," mean at least that each person shall have an equal opportunity to develop and exercise his God-given talents. But many children born into deprived social, economic and psychological backgrounds lack the equality of real opportunity they would have had were their familial circumstances more fortunate. Unfavorable environment in such cases overwhelms favorable genes. To afford equality of opportunity so far as we can, we depend primarily on education. The free public system of education is the great equalizer, conceived to allow those born into the lowliest status the opportunity of rising as far as their potential talents, drive and luck will take them. But the system is — and perhaps by its nature must be — inadequate to lift fully the burden of poverty, of discrimination and of ignorance that so many of our children carry.

Depressingly revealed by the record are some of the almost insoluble problems of educating certain of the products of this background — the socially and...

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