Lustgarden v. Gunter

• Decision Date: 01 June 1992
• Docket Number: No. 91-1417,91-1417
• Citation: 966 F.2d 552
• Parties: Ira David LUSTGARDEN, Petitioner-Appellant, v. Frank O. GUNTER, Gale A. Norton, Attorney General of the State of Colorado, Respondents-Appellees.
• Court: U.S. Court of Appeals — Tenth Circuit

Page 552

966 F.2d 552

Ira David LUSTGARDEN, Petitioner-Appellant, v. Frank O. GUNTER, Gale A. Norton, Attorney General of the

State of Colorado, Respondents-Appellees.

No. 91-1417.

United States Court of Appeals, Tenth Circuit.

June 1, 1992.

Ira D. Lustgarden, pro se.

Paul L. Sanzo, Asst. Atty. Gen., Gale A. Norton, Atty. Gen., Raymond T. Slaughter, Chief Deputy Atty. Gen., Timothy M. Tymkovich, Sol. Gen., Paul Farley, Deputy Atty. Gen., and John August Lizza, First Asst. Atty. Gen., Denver, Colo., for respondents-appellees.

Before MOORE, TACHA, and BRORBY, Circuit Judges.

BRORBY, Circuit Judge.

Petitioner appeals from the district court's dismissal of his Petition for Writ of Habeas Corpus. ¹ 779 F.Supp. 500. Petitioner is currently serving the sentence for his 1983 conviction of sexual assault on a child. He was sentenced pursuant to Colorado law, and he argues on appeal that he is entitled to mandatory parole. ² Specifically, he raises five issues: (1) whether interpretation of Colorado sex offender parole statutes by Colorado courts creates ambiguities which can only be resolved by the federal court; (2) whether denial of mandatory parole violates the Ex Post Facto Clause of the Constitution; (3) whether denial of mandatory parole violates Petitioner's right to due process, and whether the State is estopped from such denial; (4) whether denial of mandatory parole violates Petitioner's right to equal protection; and (5) whether such denial constitutes cruel and unusual punishment. All of the issues raised are questions of law which we review de novo. Northern Natural Gas Co. v. Grounds, 931 F.2d 678, 681 (10th Cir.1991). The same standard of review applies whether the applicable law is state or federal law. See Salve Regina College v. Russell, --- U.S. ----, 111 S.Ct. 1217, 1221, 113 L.Ed.2d 190 (1991). We affirm.

I.

Petitioner contends that he is entitled to mandatory parole and that, because ambiguities have been created by the Colorado Supreme Court's interpretation of Colorado sex offender parole laws, the federal courts must decide the issue. It is a well-established principle that, absent certain extreme circumstances not present here, a state court's interpretation of a state statute is controlling in federal court. Mullaney v. Wilbur, 421 U.S. 684, 691, 95 S.Ct. 1881, 1886, 44 L.Ed.2d 508 (1975). The Colorado Supreme Court has interpreted Colorado sex offense parole statutes as dictating that parole for individuals convicted of a sex offense is discretionary, not mandatory. See Aue v. Diesslin, 798 P.2d 436, 438 (Colo.1990); Thiret v. Kautzky, 792 P.2d 801, 806 (Colo.1990). As explained below, no ambiguities have been created by the state court interpretation of Colorado's sex offender parole statutes and, consequently, that interpretation is controlling in this court.

II.

Petitioner also argues that denying him mandatory parole constitutes an ex post facto law in violation of the United States and Colorado Constitutions. Petitioner's reliance on the Ex Post Facto Clause is misplaced. "The Ex Post Facto Clause is a limitation upon the powers of the Legislature and does not of its own force apply to the Judicial Branch of government." Marks v. United States, 430 U.S. 188, 191, 97 S.Ct. 990, 992, 51 L.Ed.2d 260 (1977); see also Coleman v. Saffle, 869 F.2d 1377, 1385 (10th Cir.1989), cert. denied, 494 U.S. 1090, 110 S.Ct. 1835 108 L.Ed.2d 964 (1990). Petitioner's claims arise out of judicial interpretation of a statute, and therefore, his rights derive from the Due Process Clause. Id. Because, however, "an unforeseeable judicial enlargement of a criminal statute, applied retroactively, operates precisely like an ex post facto law," Bouie v. City of Columbia, 378 U.S. 347, 353, 84 S.Ct. 1697, 1702, 12 L.Ed.2d 894 (1964), "we apply ex post facto principles to decide the due process issue." Coleman, 869 F.2d at 1385; see also McDonald v. Champion, 962 F.2d 1455, 1457 (10th Cir.1992). Application of the Colorado Supreme Court's decision in Thiret to deny Petitioner mandatory parole runs afoul of Petitioner's due process rights only if the court's interpretation of the statute was unforeseeable. See Bouie, 378 U.S. at 353, 84 S.Ct. at 1702; Coleman, 869 F.2d at 1385-86; McDonald, at 1457; Devine v. New Mexico Dept. of Corrections, 866 F.2d 339, 345 (10th Cir.1989).

Colorado Rev.Stat. § 17-2-201(5)(a) provides, in pertinent part:

As to ... any person sentenced for conviction of a sex offense, as defined in section 16-13-202(5), C.R.S., ... and as to any person sentenced as a habitual criminal pursuant to section 16-13-101, C.R.S., the board has the sole power to grant or refuse to grant parole and to fix the condition thereof and has full discretion to set the duration of the term of parole granted,....

Prior to January 1989, this statute was interpreted by the Colorado Parole Board to dictate that only persons sentenced under the Sex Offenders Act (Colo.Rev.Stat. §§ 16-13-201 through 216) were subject to discretionary parole, and that persons not sentenced under that Act were entitled to mandatory parole. See Thiret, 792 P.2d at 806. The Thiret court held, however, that all persons convicted of a sex offense, as defined in section 16-13-202(5), regardless of whether they were sentenced pursuant to the Sex Offenders Act, were subject to a discretionary parole determination under section 17-2-201(5)(a). Id. Not long after its Thiret decision, the Colorado Supreme Court held that the interpretation set forth in Thiret was foreseeable and was not, therefore, in violation of the Due Process Clause. Aue, 798 P.2d at 441.

Petitioner now argues before this court that application to him of Thiret's judicial interpretation of the parole statutes violates his due process rights because the interpretation was unforeseeable. We disagree. The plain language of section 17-2-201(5)(a) dictates that "any person sentenced for conviction of a sex offense" is subject to discretionary parole. The meaning of that language is made neither ambiguous nor unforeseeable by the reference to section 16-13-202(5) for purposes of defining what constitutes a sex offense. The plain meaning of the section is further evidenced by language in the same sentence which states that "any person sentenced as a habitual criminal pursuant to section 16-13-101" is subject to discretionary parole. If the statute meant that only persons sentenced pursuant to the Sex Offenders Act were subject to discretionary parole, as Petitioner contends, it would except from mandatory parole persons sentenced pursuant to that Act, just as it excepts persons sentenced as habitual criminals under the Habitual Criminal Act. Instead, the plain language of the statute refers to a section of the Sex Offenders Act only for purposes of defining what constitutes a sex offense. We agree with the Colorado Supreme Court that interpretation of the parole statute in this way is dictated by the plain language of section 17-2-201(5)(a) and was, therefore, foreseeable. See Aue, 798 P.2d at 441.

III.

Petitioner argues that his due process rights have been violated because he is entitled to application of good time credits, resulting in mandatory parole. The district court pointed out that "if a state creates a right to good time credits that automatically entitle an inmate to release before the full term of the sentence is served, denying early release constitutes a deprivation of liberty." R. Vol. I Doc. 19 at 5 (citing Wolff v. McDonnell, 418 U.S. 539, 94 S.Ct. 2963, 41 L.Ed.2d 935 (1974)). The district court went on to find that section 17-2-201(5)(a) gives the parole board sole discretion whether to grant or deny parole prior to conclusion of a sex offender's sentence and that, therefore, the state has not granted sex offenders a right to early release. Id. at 6. We agree with this analysis. Because no right to early release has been granted, Petitioner's due process rights have not been violated.

Petitioner also claims that he was promised mandatory parole and that the doctrine of promissory estoppel operates to bar denial of mandatory parole in this case. We have held herein that the plain language of the statute excepts sex offenders from mandatory parole, so it is not the statutory language which makes such promise. Further, the sentencing court made no such promise, and, even if promise of mandatory parole was made by Petitioner's attorney, such action would not bind the government. Finally, the fact that the Parole Board had previously misapplied the statute does not constitute such promise. "[A]n agency's misinterpretation of a statute is not binding on a court's construction of that statute." Caballery...