Martin v. Com.

Decision Date21 January 1992
Docket NumberNo. 1707-89-2,1707-89-2
Citation414 S.E.2d 401,13 Va.App. 524
PartiesCarlish Junnie MARTIN v. COMMONWEALTH of Virginia. Record
CourtVirginia Court of Appeals

Russell C. Williams, Richmond (David J. Johnson, on brief), for appellant.

Virginia B. Theisen, Asst. Atty. Gen. (Mary Sue Terry, Atty. Gen., on brief), for appellee.

Present: KOONTZ, C.J., and BAKER, BARROW, BENTON, BRAY, COLEMAN, DUFF, ELDER, MOON and WILLIS, JJ.

BENTON, Judge.

Carlish Junnie Martin appeals the trial judge's refusal to instruct the jury on the elements of simple assault at his trial for attempted capital murder. In a memorandum opinion, a panel of this court concluded that the trial judge did not err. Martin v. Commonwealth, No. 1707-89-2 (Va.App. July 9, 1991). A dissenting opinion was filed to the panel decision. Pursuant to Code § 17-116.02(D), the Court convened en banc to consider the question presented. For the reasons that follow, we reverse the conviction and remand for a new trial.

I.

Although the Commonwealth prevailed at trial, the appropriate standard of review requires that we view the evidence pertinent to Martin's refused instruction in the light most favorable to Martin. Blondel v. Hays, 241 Va. 467, 469, 403 S.E.2d 340, 341 (1991). When the evidence is so viewed, it established that several police officers responded at midnight to an alert of a possible burglary in a residential neighborhood in the City of Richmond. When a homeowner spied a man in his yard and shouted, the officers saw a man wearing blue jeans, a t-shirt, and a baseball cap fleeing through backyards.

Detective Paul Kiniry, who was dressed in plain clothes and driving approximately a block from the scene, saw Martin run, then walk toward him. Martin was wearing dark pants, a t-shirt, and a baseball cap. Kiniry exited his vehicle, identified himself as a police officer and ordered Martin to stop. Kiniry was in the process of frisking Martin for weapons when he felt a bulge in Martin's back hip pocket. When Kiniry advised Martin that he was under arrest, Martin hit him with his elbow and fled.

Kiniry chased Martin on foot and followed Martin around a white van parked by a street curb. After their second circuit around the van, Kiniry found Martin standing on the curb with a large knife in his hand. Swinging the knife at Kiniry, Martin said, "Come on, get some of this shit. I'm going to kill you." The knife passed immediately under Kiniry's chin. Eluding the first swing of the knife, Kiniry fell backward against the van. As Martin swung a second time, Kiniry was trying to pull his gun from his holster. At that time, Martin was "two to three feet" from Kiniry. Kiniry could not recall whether Martin stepped toward him when he swung the second time. Before Kiniry could release his gun from its holster, Martin fled again. As a consequence of the incident at the van, Martin "got a couple of steps lead" on Kiniry. Kiniry pursued Martin into a fenced-in area; however, Martin jumped over the fence. Martin was apprehended by another officer in the vicinity.

At the conclusion of the evidence, Martin's counsel tendered an instruction to inform the jury that assault is a lesser-included offense of attempted capital murder, thereby giving the jury the option of convicting Martin of the lesser offense. The trial judge refused the instruction and instructed the jury as to only the offenses of unlawful entry, Code § 18.2-119, and attempted capital murder. Code §§ 18.2-25 and 18.2-31(f) (now Code § 18.2-31(6)). After deliberating an entire day, the jury acquitted Martin of unlawful entry, found Martin guilty of attempted capital murder, and fixed his punishment at twenty years, the statutory minimum. Martin's counsel made a motion for a new trial on the ground that the instruction should have been given. The trial judge denied the motion.

II.

A charge of attempted capital murder requires proof of "both a specific intent to kill the victim and an overt but ineffectual act committed in furtherance of the criminal purpose." Wynn v. Commonwealth, 5 Va.App. 283, 292, 362 S.E.2d 193, 198 (1987). Criminal assault, however, is "any attempt or offer with force or violence to do corporal hurt to another." Jones v. Commonwealth, 184 Va. 679, 681, 36 S.E.2d 571, 572 (1946). It is a lesser included offense of attempted murder. See Wynn, 5 Va.App. at 292, 362 S.E.2d at 198.

The Commonwealth argues that because "there is no factual dispute," the trial judge did not err in refusing the instruction. We disagree with the premise that a factual dispute did not exist. The disputed factual element in this case was the intent to kill. Although Martin's words and actions were not disputed, his mental state was very much at issue. "The intent required to be proven in an attempted crime is the specific intent in the person's mind." Wynn, 5 Va.App. at 292, 362 S.E.2d at 198. The specific intent in the person's mind may, and often must, be inferred from that person's conduct and statements. Hargrave v. Commonwealth, 214 Va. 436, 437, 201 S.E.2d 597, 598 (1974).

The Commonwealth sought to have the jury infer the element of intent to kill from Martin's words and actions. The evidence, however, is also reasonably susceptible to the interpretation that Martin's words and feints with the knife were intended to intimidate and immobilize Kiniry in order to enable Martin to escape. Martin was fleeing from Kiniry when Martin stopped circling the van and again encountered Kiniry. The jury was entitled to infer from the evidence that because Martin disengaged from the confrontation and resumed his flight, Martin intended only to scare the officer into discontinuing the chase. See Wynn, 5 Va.App. at 288-92, 362 S.E.2d at 196-99 (jury could have believed that an accused who shot three times at an officer from a distance of four feet intended only to scare the officer). Kiniry's testimony that Martin stood his ground and did not advance with the knife when Kiniry fell back against the van is additional evidence of conduct that would tend to negate an intent to kill. "It is immaterial that the jury could have reached contrary conclusions." McClung v. Commonwealth, 215 Va. 654, 657, 212 S.E.2d 290, 293 (1975).

The inferences that flow from the facts do not solely favor the Commonwealth's theory of the case. It is fundamental that:

[t]he jury is not required to accept, in toto, either the theory of the Commonwealth or that of an accused. They have the right to reject that part of the evidence believed by them to be untrue and to accept that found by them to be true. In so doing, they have broad discretion in applying the law to the facts and in fixing the degree of guilt, if any, of a person charged with a crime.

Belton v. Commonwealth, 200 Va. 5, 9, 104 S.E.2d 1, 4 (1958). Consequently, "[i]f a proffered instruction finds any support in credible evidence, its refusal is reversible error." McClung, 215 Va. at 657, 212 S.E.2d at 293.

In a recent case, this Court specifically addressed "whether [a] jury was required to find a disputed factual element" in the absence of conflicting evidence. Bellfield v. Commonwealth, 11 Va.App. 310, 314, 398 S.E.2d 90, 93 (1990). In resolving that question, we relied upon a decision of the United States Supreme Court holding that " '[a] lesser-included offense instruction is only proper where the charged greater offense requires the jury to find a disputed factual element which is not required for conviction of the lesser-included offense.' " Id. at 314, 398 S.E.2d at 92 (quoting Sansone v. United States, 380 U.S. 343, 350, 85 S.Ct. 1004, 1009, 13 L.Ed.2d 882 (1965)). We did not then, and we do not now, interpret the Sansone language

to mean that a lesser included offense instruction is proper only when there is conflicting testimony as to a factual element. Rather, we read Sansone to hold that a lesser included offense instruction is required so long as a factual element must be proved. This reading is consistent with Virginia decisions rendered subsequent to Sansone, which require a lesser included offense instruction as long as there is credible evidence to support such an instruction.

Id. 11 Va.App. at 314-15, 398 S.E.2d at 93.

Conceptually, the Bellfield ruling rests upon the most fundamental axiom of criminal law--that the prosecution is burdened with proving beyond a reasonable doubt each and every constituent element of a crime before an accused may stand convicted of that particular offense. See Jackson v. Virginia, 443 U.S. 307, 315-16, 99 S.Ct. 2781, 2787, 61 L.Ed.2d 560 (1979). The accused's not guilty plea disputes the criminal allegations and puts the Commonwealth to its task. Thus, the Commonwealth's failure to prove just one element will result necessarily in an acquittal of the charged offense and either a finding of guilt of a lesser-included offense or a finding of not guilty. The principles Bellfield espouses apply directly to the case at hand.

The jury was instructed that the Commonwealth had the burden of proving beyond a reasonable doubt "[t]hat the defendant intended to kill ... Kiniry." The jury was also instructed that "[i]n determining whether the intent has been proved, you may consider the conduct of the person involved and all the circumstance revealed by the evidence" (emphasis added). The jury was not instructed, however, that if intent to kill was not proved, Martin could be found guilty of a lesser offense. "A permissive inference suggests to the jury a possible conclusion to be drawn if the State proves predicate facts, but does not require the jury to draw that conclusion." Francis v. Franklin, 471 U.S. 307, 314, 105 S.Ct. 1965, 1971, 85 L.Ed.2d 344 (1985). Here, the jury was given the impermissible choice of drawing the conclusion that Martin either intended to kill Kiniry and was guilty of the charged offense or that Martin did not intend to kill him and was not guilty of any offense. The evidence permitted the jury to...

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