McCloud v. United States

• Decision Date: 09 February 2021
• Docket Number: August Term, 2020,No. 19-4184-pr,19-4184-pr
• Citation: 987 F.3d 261
• Parties: Wiley MCCLOUD, Petitioner-Appellant, v. UNITED STATES of America, Respondent-Appellee.
• Court: U.S. Court of Appeals — Second Circuit

987 F.3d 261

Wiley MCCLOUD, Petitioner-Appellant,

v.UNITED STATES of America, Respondent-Appellee.

No. 19-4184-pr

August Term, 2020

United States Court of Appeals, Second Circuit.

Submitted: February 1, 2021

Decided: February 9, 2021

Danielle C. Wild, Rochester, New York, for Defendant-Appellant.

Tiffany H. Lee, Assistant United States Attorney, for James P. Kennedy Jr., United States Attorney for the Western District of New York, Buffalo, New York, for Appellee.

Before: Walker, Raggi, and Nardini, Circuit Judges.

William J. Nardini, Circuit Judge:

Petitioner-Appellant Wiley McCloud appeals from a final order entered on November 22, 2019, in the United States District Court for the Western District of New York (David G. Larimer, J .), denying as untimely his motion pursuant to 28 U.S.C. § 2255 for relief from a judgment of conviction for various drug and firearms crimes. McCloud's conviction became final about ten years ago, making his § 2255 motion filed in 2019 well outside the one-year limitations period stated in 28 U.S.C. § 2255(f). McCloud now argues that this Court's 2018 decision in United States v. Townsend¹ creates a newly discovered fact that extended his filing deadline under § 2255(f)(4).

We write to explain that an intervening development in case law—here, a decision issued after a conviction but before the filing of a motion under § 2255—is not a newly discovered "fact" within the meaning of § 2255(f)(4). We therefore AFFIRM the decision of the district court.

I. Background

A. McCloud's conviction

On July 2, 2008, McCloud pled guilty, without a plea agreement, to possession with intent to distribute cocaine base, see 21 U.S.C. § 841(a) ; possession of a firearm in furtherance of that drug crime, see 18 U.S.C. § 924(c) ; and possession of a firearm by a convicted felon, see id. § 922(g)(1). McCloud's criminal history then included two New York State convictions for drug offenses: a 1998 conviction for attempted criminal sale of a controlled substance in the third degree, and a 2000 conviction for criminal possession of a controlled substance in the fifth degree, with intent to sell (the "2000 New York Drug Conviction").² Based on these convictions, the United States Probation Office recommended McCloud's designation as a career offender under § 4B1.1 of the United States Sentencing Guidelines ("Guidelines") and calculated an advisory range of 292-365 months in prison.

On February 13, 2009, the parties appeared for sentencing and agreed that McCloud was a career offender. The district court so designated him but agreed with the defense that a below-Guidelines sentence was appropriate. The court sentenced McCloud to a total of 202 months in prison—substantially below the career offender range, though not quite as low as the defendant had sought. Judgment entered on February 20, 2009. McCloud initially appealed the judgment but stipulated to withdraw the appeal six months later.

B. Townsend and McCloud's motion under § 2255

On July 23, 2018, this Court decided Townsend , holding that the defendant's conviction for criminal sale of a controlled substance in the fifth degree, under NYPL § 220.31, was not for a "controlled substance offense" under the career offender Guideline in U.S.S.G. § 4B1.1.³ Applying the categorical approach, Townsend explained that, "[a]t the time of [the defendant's] conviction," § 220.31 used a broader definition of "controlled substance" than the federal Controlled Substances Act and, therefore, could not serve as a predicate offense to enhance a defendant's base level under the career offender Guideline.⁴

On July 23, 2019, precisely one year after Townsend , McCloud filed a motion to vacate, set aside, or correct his sentence pursuant to § 2255. He argued that, under Townsend , his 2000 New York Drug Conviction did not qualify as a predicate "controlled substance offense" to justify his career offender designation.⁵

C. The district court's decision

On November 22, 2019, the district court denied McCloud's motion as untimely. Under 28 U.S.C. § 2255(f), a petitioner has one year to bring a § 2255 motion, with the limitations period running from the latest of:

(1) the date on which the judgment of conviction becomes final; (2) the date on which the impediment to making a motion created by governmental action in violation of the Constitution or laws of the United States is removed, if the movant was prevented from making a motion by such governmental action;

(3) the date on which the right asserted was initially recognized by the Supreme Court, if that right has been newly recognized by the Supreme Court and made retroactively applicable to cases on collateral review; or

(4) the date on which the facts supporting the claim or claims presented could have been discovered through the exercise of due diligence.⁶

McCloud argued that his § 2255 filing was timely because Townsend created a newly discovered "fact" supporting his claim within the meaning of § 2255(f)(4) and, therefore, he had up to one year after Townsend ’s issuance to file for § 2255 relief. In rejecting the argument, the district court explained that Townsend constituted "a change of law, not fact." App'x at 111.

The district court declined to issue a certificate of appealability. On April 28, 2020, however, this Court granted McCloud's motion for a certificate of appealability, noting that, although McCloud's argument had been rejected by a number of other courts of appeals, our Court had not yet had occasion to rule on the issue.

II. Discussion

Overall, we review de novo a district court's denial of a § 2255 motion, though we review its subsidiary factual findings only for clear error.⁷

In this appeal, as before the district court, McCloud argues that our decision in Townsend created a newly discovered fact, starting a new one-year limitations period under § 2255(f)(4). We reject this argument and hold that a development in case law, which is what Townsend represents, does not give rise to a "fact[ ] supporting the claim" brought by a petitioner within the meaning of § 2255(f)(4). McCloud's argument elides a critical distinction between facts and law: A fact is "[a]n actual or alleged event or circumstance, as distinguished from its legal effect, consequence, or interpretation."⁸ Here, Townsend left unaltered the fact of McCloud's 2000 New York Drug Conviction. Our decision in Townsend could have implications only for the legal effect of that fact—that is, whether the conviction supported application of the career offender Guideline.

If a case interpreting the law were to be considered a newly discovered "fact," it would have been superfluous for Congress to create a separate subsection of § 2255 to allow certain intervening Supreme Court decisions to trigger a new limitations period; any claim that could be brought under § 2255(f)(3) could also be brought under § 2255(f)(4) without the conditions specified in that former section.⁹ Thus, accepting McCloud's premise would undo the careful parameters that Congress drew in § 2255(f)(3) : namely, that a development in case law will extend a deadline only if the newly recognized right is made retroactively applicable by the Supreme Court to cases on collateral review. Section 2255(f)(3) signals that Congress "impliedly rejected the notion" that developments in case law derived from lower court decisions (or non-retroactive Supreme Court decisions) "could trigger any of the limitations periods enumerated under § 2255."¹⁰ This Court cannot interpret § 2255(f) in a way that would defeat that clear Congressional intention and render a quarter of its statutory language superfluous.

Anticipating this concern, McCloud protests that he does not ask this Court to deem any intervening court decision a "fact" under § 2255(f)(4), just Townsend —because, in his words, it "alters the legal status of a petitioner's predicate conviction." Appellant's Br. 11-12. McCloud's argument does not actually offer a narrower ruling, however, because he uses the term "legal status" to refer not to facts but to legal consequences. As a matter of fact , the legal status of McCloud's 2000 New York Drug Conviction is the same before and after Townsend : It is a conviction that is still on the books. That such a conviction might today prompt a different Guidelines analysis (in our Circuit, for some defendants, at least) is a new legal consequence of this unchanged fact. To interpret an intervening decision as a new fact simply because it has new legal implications would create a boundless, and unwarranted, expansion of § 2255(f)(4).

In rejecting McCloud's argument, our reasoning aligns with that of five Courts of Appeals to consider the issue.¹¹ Emblematic is the Fourth Circuit's decision in Whiteside v. United States .¹² The Whiteside petitioner filed a § 2255 motion to vacate his sentence in light of an intervening circuit decision, United States v. Simmons ,¹³ under which the petitioner's prior convictions would no longer qualify as career offender predicates.¹⁴ Defending the timeliness of his motion, the petitioner argued that Simmons created a new fact within the meaning of § 2255(f)(4).¹⁵ Rejecting the argument, the Fourth Circuit explained that " Simmons represented a change of law, not fact" because the decision "did not directly alter [the petitioner's] legal status as a prior state offender."¹⁶ Instead, Simmons "announced a generally applicable legal rule" and "altered the legal significance of [the petitioner's] prior convictions without amending the convictions themselves."¹⁷ We agree and, like the Fourth Circuit, conclude that "[d]ecisions that change the legal significance of certain facts without modifying them do not qualify under [ § 2255 ](f)(4)."¹⁸

Seeking to evade this conclusion that intervening developments in case law are not new facts under § 2255(f)(4), McCloud attempts to draw a comparison to two cases—the Tenth Circuit's decision in Easterwood v. Champion¹⁹ and the Supreme Court's decision i...