McEwen v. United States, 21763.

Decision Date12 February 1968
Docket NumberNo. 21763.,21763.
Citation390 F.2d 47
PartiesLillian Jo McEWEN, aka Lillian Jo Ramus, aka Lillian Jo Paeper, Appellant, v. UNITED STATES of America, Appellee.
CourtU.S. Court of Appeals — Ninth Circuit

Allen R. Derr (argued), Boise, Idaho, for appellant.

Sylvan A. Jeppesen, U. S. Atty., Clarence D. Suiter, Asst. U. S. Atty., Boise, Idaho, for appellee.

Before DUNIWAY, ELY, Circuit Judges, and BOLDT, District Judge*.

BOLDT, District Judge.

Appellant was indicted, tried by a jury and convicted of forcibly assaulting a federal officer engaged in the performance of his official duties in violation of 18 U.S.C. § 111 and 18 U.S.C. § 1114.1 The district court had jurisdiction of an offense against the laws of the United States under 18 U.S.C. § 3231; our jurisdiction on appeal is based on 28 U.S.C. § 1291. We affirm.

On July 9, 1966, some months after her escape from custody in Spokane, Washington where she was being held in connection with forgery charges, appellant was captured at a motel in Post Falls, Idaho by federal, state and local authorities acting on information as to her whereabouts supplied by an informant.

While motel guests were being evacuated from the premises near appellant's room, her brother was seen to leave the area. Appellant's brother was stopped by the F.B.I. some distance from the motel; he confirmed appellant's room number at the motel and agreed to return to the motel. The area in front of the single door to appellant's room was blocked with automobiles.

The presence of the officers was announced and directed to appellant over an electrically operated megaphone, she was told the area was surrounded and asked to surrender. Appellant responded by asking the officers to "wait a minute". Next, the sound of a gunshot was heard coming from the interior of appellant's room. Appellant then opened the door of her room and confronted the officers, firing a gold-plated, sawed-off .30 caliber carbine. One F.B.I. agent was struck in the leg by a ricocheting bullet. Appellant was wounded in the course of the ensuing gun battle, taken into custody and removed from the scene in an ambulance.

During the trial, appellant's brother and the officers participating in her arrest testified to the effect that the megaphone was first used to identify the speaker as an F.B.I. agent with a warrant for appellant's arrest. Appellant testified: "I had no idea who was out there. I had a sneaking hunch that it was policemen. I don't know what individuals — I had no idea what branch."

The modified carbine used by appellant in resisting arrest was placed on the rear seat of a federal agent's car while the premises were searched; thirty minutes later the carbine was transported to Spokane and placed in an F.B.I. vault. Two days after appellant's capture, bullet fragments were taken from two of the automobiles which had been parked in front of the motel during the altercation. Laboratory tests later identified the fragments as having come from appellant's carbine to the exclusion of all other weapons.

On this appeal, appellant contends the indictment was fatally defective in that it did not charge appellant with knowledge that federal officers were among those she assaulted. Appellant also predicates error on the trial court's refusal to instruct the jury a defendant's knowledge of the federal capacity of an officer assaulted is a necessary element for violation of 18 U.S.C. § 111. In support of these contentions, appellant relies on language of the United States Supreme Court in Pettibone v. United States, 148 U.S. 197, 13 S.Ct. 542, 37 L. Ed. 419 (1893), as interpreted and applied in United States v. Bell, 219 F.Supp. 260 (E.D. New York, 1963).

In Pettibone, the Court struck down an indictment charging defendants with disobeying a Court injunction and thereby obstructing the administration of justice because the indictment did not allege defendants had knowledge or notice of the issuance of the injunction or that defendants acted with a purpose to violate the injunction. In our opinion the language of the Court in Pettibone, when considered in context, does not support the interpretation of 18 U.S.C. § 111 contended for by appellant.2

The legal interpretation given 18 U.S. C. § 111 by the district court in Bell, and relied on by appellant, has twice been repudiated by later decisions of the Court of Appeals for that district. United States v. Montanaro, 362 F.2d 527 (2nd Cir., 1966); United States v. Lombardozzi, 335 F.2d 414, 10 A.L.R.3d 826 (2d Cir., 1964). We agree with the reasoning and the holding of these decisions.

The rationale for not requiring knowledge or scienter as an element of the offense of assaulting a federal officer in the course of performing his duties may be succinctly stated: (1) "The courts should not by judicial legislation change the statute by adding, in effect, the words `with knowledge that such person is a federal officer' to its provisions", Lombardozzi, supra, p. 416; and (2) the common law rule that scienter was a necessary element in the indictment and proof of every crime has been modified with respect to statutes, the purpose of which would be obstructed by such a requirement. United States v. Balint, 258 U.S. 250, 42 S.Ct. 301, 66 L.Ed. 604 (1922); United States v. Wallace, 368 F. 2d 537 (4th Cir., 1966). No violation of due process is involved. Balint, supra, 258 U.S. p. 251-252, 42 S.Ct. 304, citing Shevlin-Carpenter Co. v. State of Minnesota, 218 U.S. 57, 30 S.Ct. 663, 54 L.Ed. 930 (1910). The indictment is sufficient although not charging appellant with knowledge or intent at the time she committed the offense, it being phrased in the language of the statute itself. United States v. Behrman, 258 U.S. 280, 42 S. Ct. 303, 66 L.Ed....

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13 cases
  • United States v. Roselli
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • October 30, 1970
    ...many cases interpreting analogous statutory provisions. (E. g., United States v. Kartman (9th Cir. 1969) 417 F.2d 893; McEwen v. United States (9th Cir. 1968) 390 F.2d 47. See also United States v. Bolin (9th Cir. 1970) 423 F.2d See also Baker v. United States, 429 F.2d 1278 (9th Cir. 1970)......
  • United States v. Fernandez, 72-2088
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • May 13, 1974
    ...element of forcible assault under 18 U.S.C. § 111. United States v. Kartman, 417 F.2d 893, 894 (9th Cir. 1969); McEwen v. United States, 390 F.2d 47 (9th Cir. 1968). Both McEwen and Kartman rely in large part upon United States v. Lombardozzi, 335 F.2d 414 (2d Cir. 1964), cert. denied, 379 ......
  • United States v. Kartman
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • October 9, 1969
    ...of the official status of the victim of a forcible assault is not an element of that offense under 18 U.S.C. § 111. McEwen v. United States, 390 F. 2d 47 (9th Cir. 1968).2 The allegation of such knowledge in the indictment was therefore surplusage which it was unnecessary for the government......
  • United States v. Heck
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • June 5, 1974
    ...us to reverse." 403 F.2d at 604. (Emphasis added.) We rely on United States v. Kartman, 417 F.2d 893, 894 (1969); McEwen v. United States, 390 F.2d 47 (9th Cir. 1968); and United States v. James, 464 F.2d 1228, 1230 (9th Cir. 1972); where all judges cited and relied upon the McEwen case, su......
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