Moore v. Agency for Intern. Development

• Decision Date: 15 June 1993
• Docket Number: No. 91-5193,91-5193
• Citation: 994 F.2d 874,301 U.S.App.D.C. 327
• Parties: , 26 Fed.R.Serv.3d 152 Brian P. MOORE, Appellant, v. AGENCY FOR INTERNATIONAL DEVELOPMENT, et al., Appellees.
• Court: U.S. Court of Appeals — District of Columbia Circuit

Page 874

994 F.2d 874

301 U.S.App.D.C. 327, 26 Fed.R.Serv.3d 152

Brian P. MOORE, Appellant, v. AGENCY FOR INTERNATIONAL DEVELOPMENT, et al., Appellees.

No. 91-5193.

United States Court of Appeals District of Columbia Circuit.

Argued Feb. 11, 1993.

Decided June 15, 1993.

Appeal from the United States District Court for the District of Columbia (Civil Action No. 90-00883).

Glenn H. Carlson, Washington, DC, argued the cause for the appellant. On brief was Diane E. Cafferty, Washington, DC.

Mark E. Nagle, Asst. U.S. Atty., Washington, DC, argued the cause for the appellees. On brief were Jay B. Stephens, U.S. Atty. at the time the brief was filed, and John D. Bates and R. Craig Lawrence, Asst. U.S. Attys., Washington, DC. Michael J. Ryan, Asst. U.S. Atty., Washington, DC, also entered an appearance for appellees.

Before BUCKLEY, D.H. GINSBURG and HENDERSON, Circuit Judges.

KAREN LECRAFT HENDERSON, Circuit Judge:

Brian P. Moore filed a pro se complaint against the Agency for International Development (AID) and against Ronald W. Roskens, its Director, and George Wachtenheim, the Former Acting Director of AID/Bolivia, in their official and individual capacities. Moore alleged various violations of his civil rights, libel and slander, personal injury and loss of property resulting from the defendants' actions. Roskens resides in Virginia and Wachtenheim resides in Honduras. The district court dismissed all of the claims with prejudice. ¹ It dismissed the constitutional claims against Roskens and Wachtenheim because of improper service of process, lack of venue and failure to meet this circuit's heightened pleading standard. Moore appeals the dismissal of his constitutional claims against the defendants in their individual capacities only. Because Moore is a pro se plaintiff, we remand to allow him to amend his complaint and to correct his service of process. In addition, because Congress amended 28 U.S.C. § 1391, the general venue statute, while this case was pending in district court, we remand to allow the district court to reconsider whether venue lies in this jurisdiction.

I.

Because the appeal arises in part from a rule 12(b)(6) motion to dismiss, we accept Moore's allegations of facts in the complaint as true. Whitacre v. Davey, 890 F.2d 1168 (D.C.Cir.1989), cert. denied, 497 U.S. 1038, 110 S.Ct. 3301, 111 L.Ed.2d 810 (1990). Moore is a former employee of Management Sciences for Health (MSH), a Massachusetts corporation that had a contract with AID to provide medical services in Bolivia. Beginning in February 1987, he served as "chief of party," MSH's technical advisor for the project. According to Moore, in April 1987, Wachtenheim libeled and slandered him, both personally and professionally, to other AID officials. ² Peter Rozzelle ³ of MSH verbally informed Moore that AID had conditioned renewal of its contract with MSH on Moore's termination from the project. In early May 1987, MSH terminated Moore effective May 15, 1987.

Since his termination, Moore has been unable to find similar work with private international health care consultants who contract with AID. He asserts that these organizations have not hired him because of their fear that they would not obtain contracts with AID. For example, John Snow, Inc. conducted six weeks of interviews but did not hire him after the "President of [the] company wanted to check out his sources at AID to see if [he] was on the AID 'enemies' list' or 'black list.' " Response to Motion to Dismiss or for Summary Judgment of Defendants (Response) at 13.

Moore argues that AID's directive to terminate him denied him due process and that it interfered with his "right to employment and equal treatment under the law." Complaint at 4. Moore's complaint does not explain how Roskens was involved in his termination but his brief asserts that "this directive was communicated to MSH through AID agents Ronald W. Roskens and George Wachtenheim." Appellant's Brief at 2.

Moore filed suit on April 13, 1990, in the United States District Court for the District of Columbia. He served the United States Attorney General on April 26, 1990. He then served the United States Attorney on May 3, 1990. On July 2, 1990, an Assistant United States Attorney (AUSA) made an appearance for the defendants.

The defendants moved to dismiss or in the alternative for summary judgment. They argued that the defendants were not properly served, that venue did not lie in the District of Columbia and that Moore's constitutional claims failed to satisfy this circuit's heightened pleading standard. Moore conceded that he did not properly serve the defendants and asked the district court for an opportunity to correct his service of process. Response at 7. He opposed the defendants' other two arguments. The district court agreed with the defendants and dismissed the claims with prejudice. Moore, now represented by counsel, appeals.

II.

As noted, Moore brought this suit pro se. Pro se litigants are allowed more latitude than litigants represented by counsel to correct defects in service of process and pleadings. See Haines v. Kerner, 404 U.S. 519, 520, 92 S.Ct. 594, 596, 30 L.Ed.2d 652 (1972) (pro se complaints held to "less stringent standards than formal pleadings drafted by lawyers"); Redwood v. Council of the Dist. of Columbia, 679 F.2d 931, 933 (D.C.Cir.1982). In Neal v. Kelly, 963 F.2d 453 (D.C.Cir.1992), we discussed the importance of providing pro se litigants with the necessary knowledge to participate effectively in the trial process. Although Neal involved " 'notice of the consequences of failing to respond with affidavits to a motion for summary judgment,' " id. at 456 (quoting Lewis v. Faulkner, 689 F.2d 100, 102 (7th Cir.1982)), not inadequate service of process or insufficient pleadings, we believe the principle established in that case applies equally here: " 'Mere time [to correct a defect] is not enough, if knowledge of the consequences of not making use of it is wanting.' " Id. (quoting Lewis, 689 F.2d at 102). District courts do not need to provide detailed guidance to pro se litigants but should supply minimal notice of the consequences of not complying with procedural rules. See Eldridge v. Block, 832 F.2d 1132, 1136 (9th Cir.1987). The assistance provided by the district courts, however, "does not constitute a license for a plaintiff filing pro se to ignore the Federal Rules of Civil Procedure." Jarrell v. Tisch, 656 F.Supp. 237, 239 (D.D.C.1987).

Courts have permitted pro se litigants to perfect service of process. See id.; Dixon v. Stephenson, Inc., 614 F.Supp. 60, 62 (D.D.C.1985); cf. Patterson v. Brady, 131 F.R.D. 679 (S.D.Ind.1990) (pro se litigant allowed to proceed where she timely served primary defendant but was not on notice that she had to serve other government defendants); Crane v. Battelle, 127 F.R.D. 174 (S.D.Cal.1989) (in forma pauperis plaintiff allowed 45 days to repeat service of process); Lugo v. City of Charlotte, 577 F.Supp. 988 (W.D.N.C.1984) ("corrected" service of process performed by court where defendants had ample notice of filings). Moore attempted to serve the defendants shortly after filing suit. On July 2, 1990, when the AUSA made an appearance for the defendants, he requested an extension of time to respond because his office had not yet been authorized to represent Roskens and Wachtenheim. When he filed a second request on August 1, he indicated that his office would be representing them. He asked for a third extension on August 6. Moore, aware of the repeated appearances by the AUSA, no doubt believed the defendants had been properly served. Finally, on August 9, 118 days after the lawsuit began and two days before the 120-day deadline to serve them, Fed.R.Civ.P. 4(j), the defendants moved to dismiss. ⁴ We conclude that two attempts to serve the defendants who had notice of the suit and were represented by counsel, coupled with the government's long delay in responding to the complaint, constitute good cause to satisfy Rule 4(j). Accordingly, we remand to give Moore the opportunity to perfect his service of process.

III.

Although Moore's allegations in his complaint are sketchy, he appears to assert that Roskens and Wachtenheim, acting in bad faith and with malice, caused his termination and interfered with future job prospects. Assuming, without deciding, that their actions violated his constitutional rights, Moore must nonetheless satisfy this circuit's heightened pleading standard applicable to Bivens actions in order to overcome their defense of qualified immunity. ⁵ To meet the heightened pleading standard, Moore must produce " 'some direct evidence that the officials' actions were improperly motivated ... if the case is to proceed to trial.' " Whitacre, 890 F.2d at 1171 (quoting Martin v. District of Columbia Metro. Police Dep't, 812 F.2d 1425, 1435 (D.C.Cir.1987)) (emphasis in Whitacre); see also Siegert v. Gilley, 895 F.2d 797, 802 (D.C.Cir.1990) ("[S]uch intent must be pleaded with specific, discernible facts or offers of proof that constitute direct as opposed to merely circumstantial evidence of the intent."), aff'd on other grounds, --- U.S. ----, 111 S.Ct. 1789, 114 L.Ed.2d 277 (1991). Moore concedes that his complaint does not meet this standard. Appellant's Brief at 9. He contends, however, that the district court should have alerted him to the defects and allowed him to amend his complaint.

We have long recognized that leave to amend a complaint "shall be freely given when justice so requires." Wyant v. Crittenden, 113 F.2d 170, 175 (D.C.Cir.1940); Fed.R.Civ.P. 15(a). As we noted in Wyant, this principle "would appear to be particularly appropriate when the party seeking to amend is permitted to proceed in forma pauperis and, because of his circumstances, does so without benefit of counsel." Wyant, 113 F.2d at 175. Other circuits agree that leave to amend is particularly appropriate when a plaintiff proceeds pro se. See ...