Nelson v. Knox

Decision Date19 May 1958
Docket NumberNo. 13155.,13155.
PartiesAlice P. NELSON, Administratrix of the Estate of Ronald Nelson, deceased, Appellant, v. David R. KNOX, Robert C. Akins et al., Appellees.
CourtU.S. Court of Appeals — Sixth Circuit

Theodore F. Hughes, Berkley, Mich. (Hugh K. Davidson and Joseph A. Lang, Detroit, Mich., on the brief), for appellant.

Guy Bratton, Detroit, Mich., and James S. Thorburn, Royal Oak, Mich. (Bratton, Bratton & Roskopp, Detroit, Mich., on the brief), for appellees.

Before SIMONS, Chief Judge, and ALLEN and STEWART, Circuit Judges.

STEWART, Circuit Judge.

Ronald Nelson brought a civil action for damages against the Mayor, City Manager, and Commissioners of the City of Huntington Woods, Michigan, for alleged deprivation of his rights under the Fourteenth Amendment and the Civil Rights Act, 42 U.S.C.A. § 1983. The complaint alleged that the defendants had intentionally destroyed Nelson's garage business in Huntington Woods by passing and enforcing arbitrary and discriminatory ordinances. Upon the death of Ronald Nelson, his administratrix was substituted as plaintiff. See Nelson v. Knox, 6 Cir., 1956, 230 F.2d 483. After two days of a trial hearing the district court, at the conclusion of the plaintiff's case, granted the defendants' motion to dismiss the action, and this appeal followed.

Ronald Nelson started a garage business in Huntington Woods in 1946. The ordinances in question were passed in 1950 for the announced purpose of licensing, regulating, and controlling garage businesses, second-hand automobile businesses, and businesses conducted for the sale of gasoline and oil. In addition to requiring licenses to engage in these occupations, the ordinances restricted the hours when such businesses could be conducted and also restricted the time and regulated the manner in which automobiles could be parked or stored.

Nelson secured a license in accordance with the ordinance provisions. He was, however, cited many times by Huntington Woods police officers for violations of other provisions of the ordinances, as were also his customers and prospective customers. The district court found that the enforcement of the ordinances seriously interfered with the operation of Nelson's garage until he discontinued the business some time in 1952.

The evidence showed that none of the defendants knew Nelson personally, and that the ordinances were passed only after numerous and persistent complaints from citizens of the community and after consultation with the City Attorney. The court found as a fact that "the ordinances and parking regulations here in question were not adopted or imposed because of any malice or ill-will of any of the defendants toward plaintiff's decedent."

The district court did not pass upon the constitutionality of the ordinances, but dismissed the action upon the grounds that the mere passage of an ordinance could not constitute a violation of the Civil Rights Act, and that the defendants as legislative officials were immune from civil liability. On this appeal the appellees rely upon these grounds, and, additionally, upon the doctrine of res adjudicata, contending that the ordinances have been held constitutionally valid by the Michigan courts.

As to the appellees' claimed immunity from liability under the Civil Rights Act, it is argued "that the law properly applicable to the case at bar has been well settled in the case of Tenney v. Brandhove, 341 U.S. 367 71 S.Ct. 783, 95 L.Ed. 1019, * * *." The Tenney case held that the broad provisions of the Civil Rights Act do not operate to deprive state legislators of their historic immunity from civil liability for conduct within the sphere of legislative activity. The appellees also rely upon decisions holding that judges enjoy a like immunity despite the literal provisions of the Civil Rights Act, Kenney v. Fox, 6 Cir., 1956, 232 F.2d 288; Francis v. Crafts, 1 Cir., 1953, 203 F.2d 809, and upon decisions of the Michigan courts enunciating similar principles. Amperse v. Winslow, 1889, 75 Mich. 234, 42 N.W. 823; Wall v. Trumbull, 1867, 16 Mich. 28.

We hold at the outset that the extent of the defendants' insulation from liability under the Civil Rights Act cannot properly be determined by reference to the local rule in Michigan. Surely each state cannot be left to decide for itself which of its officials are completely immune from liability for depriving a citizen of rights granted by the Federal Constitution. The question must be decided as a matter of general law.

In the light of the relevant federal decisions, we cannot agree that members of a municipal legislative body share the complete immunity from liability which is enjoyed by judges and state legislators. In Hague v. C. I. O., 1939, 307 U.S. 496, 59 S.Ct. 954, 83 L.Ed. 1423, the Supreme Court affirmed as modified a decree of injunction against the members of the Board of Commissioners of Jersey City, New Jersey, in an action brought under the Civil Rights Act. Nowhere in the five opinions filed in the Hague case does it appear that any of the seven Justices who participated were of the view that municipal legislative officials are clothed with such complete immunity.1 To be sure, the present action is one for money damages rather than an injunction, but that difference does not affect the question of immunity. Indeed, the Supreme Court has pointed out that under the Civil Rights Act relief in equity should sometimes be withheld even where "comparable facts would create a cause of action for damages." Stefanelli v. Minard, 1951, 342 U.S. 117, at page 122, 72 S.Ct. 118, 121, 96 L.Ed. 138; see Williams v. Dalton, 6 Cir., 1956, 231 F.2d 646, 649; Cobb v. City of Malden, 1 Cir., 1953, 202 F.2d 701, 704-705.

It is our opinion that the defendants in this case were not clothed with complete immunity but enjoyed instead a qualified privilege. As to the nature and extent of the privilege, we are content to accept the well considered views of Chief Judge Magruder, shared by Judge Woodbury, as expressed in Cobb v. City of Malden, supra.

Drawing upon general principles of common law, Judge Magruder wrote:

"Hence I take it as a roughly accurate generalization that members of a city council, and other public officers not in the exceptional category of officers having complete immunity, would have a qualified privilege, giving them a defense against civil liability, for harms caused by acts done by them in good faith in performance of their official duty as they understood it. citing cases But on ordinary principles of the law of torts, I think that members of a city council would be liable in damages for pecuniary harm to a plaintiff intentionally inflicted by action, under color of official authority, which the defendants subjectively realized would result in depriving the plaintiff of a right or privilege secured by the Constitution of the United States. citing cases The privilege by way of defense to the prima facie federal tort defined in 8 U.S.C.A., § 43 should certainly be no broader than the privilege that would be accorded under the common law." 202 F.2d 701, at page 707.

Under this standard it is clear that the judgment in the present case should be affirmed. The district court found upon substantial evidence that the ordinance and parking regulations in question were adopted and enforced in complete good faith.

The order of dismissal is accordingly affirmed.

ALLEN, Circuit Judge (concurring).

I agree with my colleagues that the question of immunity from personal liability under the Civil Rights Act cannot be determined by local state decisions to the extent that it has been already determined by federal law. I consider unfortunate the failure of the majority opinion to state the corresponding rule that, when federal law is in the process of being developed on new questions such as those arising under the Civil Rights Act and has not taken shape with reference to a specific problem such as here presented, the courts are entitled to have recourse to the state adjudications as a basis of decision. This rule is followed in federal cases.

The particular field of immunity under the Civil Rights Act for official acts of municipal officers is one upon which the Supreme Court has not spoken. Hague v. C. I. O., 307 U.S. 496, 59 S.Ct. 954, 83 L.Ed. 1423,...

To continue reading

Request your trial
58 cases
  • Shellburne, Inc. v. New Castle County
    • United States
    • U.S. District Court — District of Delaware
    • November 4, 1968
    ...of Ohio unless it violated federal law or the federal constitution. This seems a rejection of its earlier approach in Nelson v. Knox, 256 F.2d 312 (6th Cir. 1958), in which it stated that the issue of immunity must be decided as a matter of "general law." 5 The legislative functions of the ......
  • Smetanka v. Borough of Ambridge, Pennsylvania, Civ. A. No. 73-518.
    • United States
    • U.S. District Court — Eastern District of Pennsylvania
    • July 9, 1974
    ...they are at least entitled to the defense of qualified immunity and are not liable in damages or for counsel fees. Nelson v. Knox, 256 F.2d 312 (6th Cir. 1958); Young v. Coder, 346 F.Supp. 165 (M.D.Pa.1972); Safeguard Mutual Insurance Company v. Miller, 333 F.Supp. 822 (E.D.Pa.1971); Shellb......
  • Shaw v. Garrison
    • United States
    • U.S. Court of Appeals — Fifth Circuit
    • January 24, 1977
    ...because it fosters the uniform application of the civil rights laws. Basista v. Weir, 3 Cir. 1965, 340 F.2d 74; Nelson v. Knox, 6 Cir. 1958, 256 F.2d 312 (Stewart, J.). In Basista, the court refused to apply a Pennsylvania damage rule that prohibited the award of punitive damages without ac......
  • Ligon v. State of Md.
    • United States
    • U.S. District Court — District of Maryland
    • November 23, 1977
    ...Compare, e. g., Shellburne, Inc. v. New Castle County, 293 F.Supp. 237 (D.Del. 1968) (absolute immunity); with, e. g., Nelson v. Knox, 256 F.2d 312, 315 (6th Cir. 1958) (qualified good faith privilege). Defendants rely principally upon language found in Tenney v. Brandhove, 341 U.S. 367, 71......
  • Request a trial to view additional results

VLEX uses login cookies to provide you with a better browsing experience. If you click on 'Accept' or continue browsing this site we consider that you accept our cookie policy. ACCEPT