Norstrom v. Wahl, 4288.

Decision Date30 June 1930
Docket NumberNo. 4288.,4288.
Citation41 F.2d 910
PartiesNORSTROM v. WAHL.
CourtU.S. Court of Appeals — Seventh Circuit

COPYRIGHT MATERIAL OMITTED

Carl V. Wisner, of Chicago, Ill., for appellant.

Max W. Zabel, of Chicago, Ill., for appellee.

Before ALSCHULER, EVANS, and PAGE, Circuit Judges.

ALSCHULER, Circuit Judge.

It is important to classify the proceeding here — whether for civil or criminal contempt, or both — since the order for payment to the United States of part of the fine imposed can be supported only in a proceeding for criminal contempt, and for payment of part to the plaintiff only in one for a civil contempt. In considering the question, one turns to the exhaustive discussion of civil and criminal contempts as found in Gompers v. Bucks Stove & Range Co., 221 U. S. 418, 31 S. Ct. 492, 55 L. Ed. 797, 34 L. R. A. (N. S.) 874. The opinion, from page 440 of 221 U. S., 31 S. Ct. 492, 499, on, is devoted to elucidating the distinction between civil and criminal contempts.

Here, as there, the entire proceeding and each and every step therein, including the final order of the court, is entitled in the equity cause out of which the alleged contempt arose, and was instituted and conducted by the counsel for appellee, and in no instance, here or in the District Court, on behalf of the United States. As to this it was said in the Gompers Case:

"We find nothing in the record indicating that this was a proceeding with the court, or more properly the government, on one side and the defendants on the other. On the contrary, the contempt proceedings were instituted, entitled, tried, and, up to the moment of sentence, treated as a part of the original cause in equity. The Bucks Stove & Range Company was not only the nominal, but the actual party on the one side, with the defendants on the other. The Bucks Stove Company acted throughout as complainant in charge of the litigation. As such and through its counsel, acting in its name, it made consents, waivers, and stipulations only proper on the theory that it was proceeding in its own right in an equity cause, and not as a representative of the United States, prosecuting a case of criminal contempt. It appears here also as the sole party in opposition to the defendants; and its counsel, in its name, have filed briefs and made arguments in this court in favoring affirmance of the judgment of the court below."

The Gompers Opinion refers to the usual practice of entering a rule to show cause. Here this proceeding was not followed. Although papers and orders appear to have been entitled "Rule to Show Cause," this proceeding was commenced by a notice from attorneys for plaintiff to attorneys for defendant that on a certain day "we will present to the court the accompanying motion for the commitment of the defendant for contempt of his violation of the preliminary injunction in this cause." This is surely not a motion for a rule to show cause, and no such rule was ever applied for or granted. But on October 1 there was presented to the court a motion which did not follow the notice to the effect that there would be presented a motion for defendant's commitment for contempt, etc., but the motion then presented was that he be "adjudged in contempt and be suitably penalized for violation of the Permanent Injunction heretofore granted in this cause." Had the motion followed the notice it might have been some indication that the proceedings were to be criminal. As stated in the Gompers Opinion, commitment by way of penalty for contempt of court may be imposed only where the proceeding is for criminal contempt. In the absence of a petition for a rule to show cause, or of the entry of such rule, it is at least extremely doubtful if a criminal contempt could be proceeded with or a penalty for criminal contempt imposed.

There are here the further facts, that no contempt rule was ever served on Norstrom; that after the filing of the motion on October 1 Norstrom had no opportunity to be present upon its hearing, and was not in fact present; that upon the hearing no witnesses were sworn and no evidence given other...

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22 cases
  • United States v. United Mine Workers of America Same v. Lewis, John United Mine Workers of America v. United States Lewis, John v. Same United Mine Workers of America v. Same
    • United States
    • U.S. Supreme Court
    • 6 Marzo 1947
    ...not be said that the criminal element had been dominant and clear from the very outset of the case. The same is true of Norstrom v. Wahl, 7 Cir., 1930, 41 F.2d 910. 77 Rule 65(b) of the Federal Rules of Civil Procedure, 28 U.S.C.A. following section 723c, provides that a temporary restraini......
  • Penfield Co of California v. Securities Exchange Commission
    • United States
    • U.S. Supreme Court
    • 31 Marzo 1947
    ...as to the propriety of combining civil and criminal contempt in the same proceeding. 1 See In re Fox, § 3 Cir., 96 F.2d 23; Norstrom v. Wahl, 7 Cir., 41 F.2d 910. 2 The application in contempt was made by affidavit setting forth the facts alleged to constitute the violation. The contempt pr......
  • Brooks v. United States
    • United States
    • U.S. Court of Appeals — Ninth Circuit
    • 10 Marzo 1941
    ...cited in support of this doctrine are Christensen Engineering Co. v. Westinghouse Air Brake Co., 2 Cir., 135 F. 774, 782; Norstrom v. Wahl, 7 Cir., 41 F.2d 910-913; Catalin Corp. of America v. Slosse, D.C., 31 F.Supp. 89. These decisions do not sustain the appellants' contention. The true r......
  • Eplus Inc. v. Lawson Software, Inc.
    • United States
    • U.S. District Court — Eastern District of Virginia
    • 26 Marzo 2013
    ...797 (1911); Parker v. United States, 126 F.2d 370, 380 (1st Cir.1942); Judelshon v. Black, 64 F.2d 116 (2d Cir.1933); Norstrom v. Wahl, 41 F.2d 910, 914 (7th Cir.1930)). United Mine Workers did not overrule Leman. The focus of the decision in United Mine Workers was primarily the validity o......
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