Pena v. U.S.

• Decision Date: 07 October 1998
• Docket Number: No. 96-50644,96-50644
• Citation: 157 F.3d 984
• Parties: Samuel Fiacro PENA, Plaintiff-Appellant, v. UNITED STATES of America, Defendant-Appellee.
• Court: U.S. Court of Appeals — Fifth Circuit

Page 984

157 F.3d 984

41 Fed.R.Serv.3d 1341

Samuel Fiacro PENA, Plaintiff-Appellant, v. UNITED STATES of America, Defendant-Appellee.

No. 96-50644.

United States Court of Appeals Fifth Circuit.

Oct. 7, 1998.

Samuel Fiacro Pena, El Paso, TX, pro se.

Joseph H. Gay, Jr., U.S. Atty., Walter David Counts, III, San Antonio, TX, for Defendant-Appellee.

Appeal from the United States District Court for the Western District of Texas.

Before JOLLY, BARKSDALE and BENAVIDES, Circuit Judges.

BENAVIDES, Circuit Judge:

Samuel Pena, a prisoner, filed a motion on March 25, 1996, under Federal Rule of Criminal Procedure 41(e) ¹ seeking the return of certain property that the United States seized from his home. On August 6, 1996, the United States responded to the motion by stating that the property seized from Pena's home had been destroyed. Two days later, the United States District Court for the Western District of Texas dismissed the action as moot without giving Pena a chance to respond or to amend his pleadings. Proceeding pro se and in forma pauperis, Pena appealed the dismissal to this Court and, for the first time on appeal, requested money damages to compensate him for his property loss. Without reaching the merits of the action, we held that, because Pena's motion was a civil action, he was subject to the Prison Litigation Reform Act of 1995. See Pena v. United States, 122 F.3d 3, 4-5 (5th Cir.1997). We remanded to the district court so that Pena could seek the necessary leave to proceed on appeal in forma pauperis. With respect to all other issues we retained jurisdiction and held Pena's appeal in abeyance. See id. at 5. Pena now comes before us pro se, but no longer in forma pauperis.

I

In June 1994, federal officers, acting pursuant to a warrant, searched Pena's San Antonio home for evidence of drug trafficking. Pena was at the time in custody in Ohio on drug trafficking charges. During their search, the federal officers seized numerous items, including, Pena alleges, his legal and personal records, photographs, wallet and currency, birth certificate, and driver's license. The government, without explanation, later destroyed the items it had taken from Pena's home.

II

This appeal asks us to decide whether money damages will lie under Rule 41(e). We begin by noting, as we did in our earlier opinion, see Pena, 122 F.3d at 4 n. 2, that several circuits have held or implied that a movant such as Pena may seek damages under 41(e) if the government has destroyed his property. ² At first blush, the reason for such a holding is as clear as it is sound: "When a citizen has invoked the jurisdiction of a court by moving for the return of his property, we do not think that the government should be able to destroy jurisdiction by its own conduct. The government should not at one stroke be able to deprive the citizen of a remedy and render powerless the court that could grant the remedy." United States v. Martinson, 809 F.2d 1364, 1368 (9th Cir.1987). Notwithstanding this argument and the authority of our sister circuits, however, we cannot agree that a court may award money damages under Rule 41(e).

Pena has named the United States as the defendant in his case. The principle of sovereign immunity protects the federal government from suit except insofar as that immunity is waived. A waiver must be unequivocally expressed in statutory text and will not be implied. See Lane v. Pena, 518 U.S. 187, 192, 116 S.Ct. 2092, 2096, 135 L.Ed.2d 486 (1996) (citations omitted). Rule 41(e) makes no provision for monetary damages, and we will not read into the statute a waiver of the federal government's immunity from such damages. Numerous Supreme Court decisions hold that courts should construe statutes against waiver unless Congress has explicitly provided for it. See, e.g., Lane, 116 S.Ct. at 2097 (refusing to allow monetary damages under § 504(a) of the Rehabilitation Act of 1973, 29 U.S.C. § 791 et seq., where the relevant statutory provisions failed to provide the "clarity of expression necessary to establish a waiver of the Government's sovereign immunity against monetary damages"); United States v. Nordic Village, Inc., 503 U.S. 30, 33-34, 112 S.Ct. 1011, 1014-15, 117 L.Ed.2d 181 (1992) (holding that although the contemporary § 106(c) of the Bankruptcy Code waived sovereign immunity, "it fail[ed] to establish unambiguously that the waiver extend[ed] to monetary claims"). However compelling his case, Pena may not maintain a suit against the United States for monetary damages under Rule 41(e).

III

Nonetheless, we cannot stop at affirming the district court's decision. Pena, a pro se party, had no opportunity to amend his pleadings before the district court properly denied his 41(e) motion for return of property. Pena had filed a motion describing the deprivation of his personal property, which when combined with the government's assertion that it had destroyed the property, presented the facts necessary for an action under Bivens v. Six Unknown Named Agents, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971). Under Federal Rule of Civil Procedure 15(a), Pena could have amended his pleadings to state that Bivens complaint. Our affirming the denial without leave to amend would have the same effect as a 12(b)(6) dismissal of a pro se complaint. ³ That is, the district court denied Pena's motion on August 8, 1996, making that the latest possible date upon which Pena could first have become aware that the government had destroyed his property. As the statute of limitations on a Bivens claim would be two years, see Alford v. United States, 693 F.2d 498, 499 (5th Cir.1982) (stating that the applicable state statute of limitations governs in a Bivens action); Aggarwal v. Secretary of State, 951 F.Supp. 642, 649-50 (S.D.Tex.1996) (applying Texas's two-year statute of limitations to a Bivens action), Pena could not file an original Bivens action today. Under Federal Rule of Civil Procedure 15(c)(2),however, the amendments Pena makes to his pleadings will relate back to the date of the original pleading, ⁴ filed in March 1996, and Pena will have the opportunity to seek redress for his loss.

IV

Accordingly, the order of the district court denying Rule 41(e) relief is affirmed and the matter is returned to the district court for proceedings not inconsistent with this opinion.

1 Rule 41(e) provides:

A person aggrieved by an unlawful search and seizure or by the...