People v. Ehrnstein, Supreme Court Case No. 18SA24

Decision Date21 May 2018
Docket NumberSupreme Court Case No. 18SA24
Citation417 P.3d 813
Parties The PEOPLE of the State of Colorado, Plaintiff–Appellant v. David EHRNSTEIN, Defendant–Appellee.
CourtColorado Supreme Court

Attorneys for PlaintiffAppellant: Dave Young, District Attorney, Seventeenth Judicial District, Cameron Munier, Senior Deputy District Attorney, Michael Whitney, Deputy District Attorney, Brighton, Colorado

Attorneys for DefendantAppellee: Samler & Whitson, P.C., Eric A. Samler, Denver, Colorado

En Banc

JUSTICE GABRIEL delivered the Opinion of the Court.

¶ 1 The District Attorney for the Seventeenth Judicial District tried appellee David Ehrnstein on the charge of incest against L.E. After a jury convicted him, Ehrnstein filed a motion for a new trial, alleging that one of his trial prosecutors and the victim advocate in his case had instructed L.E. to avoid a defense subpoena. Prior to holding a hearing on that motion, the trial court found that it was compelled by the rules of professional conduct to appoint a special prosecutor for purposes of the hearing. Pursuant to sections 16–12–102(2) and 20–1–107(3), C.R.S. (2017), the district attorney filed an interlocutory appeal in this court, and we must now determine whether the trial court abused its discretion in appointing the special prosecutor.1 We conclude that the trial court abused its discretion because it misapplied the law when it concluded that Colo. RPC 3.7 required the appointment of a special prosecutor for purposes of the hearing on the new trial motion in this case.

¶ 2 Accordingly, we reverse the trial court’s order and remand this case for further proceedings.

I. Facts and Procedural History

¶ 3 As pertinent here, the district attorney charged Ehrnstein and a jury convicted him of one count of incest. Thereafter, Ehrnstein filed a motion for a new trial. In this motion, he alleged that at trial, he had attempted to call a witness to testify regarding prior inconsistent statements made by L.E. He anticipated that the witness would testify that shortly after the events at issue, L.E. had told the witness that she did not remember any details of what had happened and that she speculated that she must have been drugged. The prosecution objected to Ehrnstein’s request to call the witness because Ehrnstein had not previously confronted L.E. with those statements, as required before impeaching a witness with prior inconsistent statements. See CRE 613(a). As a result, Ehrnstein attempted to serve L.E. with a subpoena to secure her further appearance at trial in order to lay a proper foundation for impeaching her testimony.

¶ 4 According to the new trial motion, Ehrnstein’s investigator attempted to serve the subpoena at L.E.’s home. When the investigator knocked on L.E.’s door, an unknown person answered and asked the investigator to wait while he or she asked if L.E. would come to the door. L.E., however, did not come to the door. Instead, the investigator apparently heard someone inside the residence make a telephone call and inquire as to how to handle the situation. The individual returned and told the defense investigator that L.E. would not accept the subpoena.

¶ 5 Ehrnstein’s motion further asserted that his counsel then brought this issue to the attention of the trial court and requested assistance from the court and the prosecutor in securing service on L.E. The prosecutor objected, however, and the court denied Ehrnstein’s request.

¶ 6 Thereafter, according to the motion, two of Ehrnstein’s family members informed counsel that they were in court during the discussion of the subpoena and overheard a conversation between the victim advocate and one of the deputy district attorneys prosecuting the case, in which the deputy district attorney instructed the victim advocate to direct L.E. not to answer the door of the residence. The motion observed that statutory law prohibits attempting to or inducing a witness to avoid legal process and that Ehrnstein had suffered irreparable harm by the prosecutor’s actions, thereby necessitating a new trial.

¶ 7 The trial court convened a hearing to consider the motion for a new trial, and prior to taking any testimony, the court sua sponte asked Ehrnstein’s counsel whether the trial court "need[ed] to appoint a special prosecutor" for purposes of the motion. Defense counsel responded, "I imagine so."

¶ 8 After then taking testimony from the victim advocate and from both of the family members who had reported the above-noted conversation between the advocate and one of the prosecutors, the trial court took a recess, and when it returned to the bench stated, "Under the circumstances, I am compelled to, over the government’s objection, appoint a special prosecutor and set this matter for an evidentiary hearing." The court directed the prosecution to contact another jurisdiction to consider its appointment as special prosecutor and to set the matter for a status conference to determine who the new prosecutor would be.

¶ 9 Prior to the scheduled conference, the district attorney filed a motion to reconsider the trial court’s appointment of a special prosecutor, arguing that a prosecutor could only be disqualified under the provisions of section 20–1–107, C.R.S. (2017), and that the requirements of that statute had not been met in this case. The motion further argued that the allegations were "wholly without merit" and were "merely a stall tactic designed to circumvent the jury’s verdict and the application of justice in sentencing." Finally, the motion asserted that "the defendant has received a fair trial and the case is no longer procedurally at a phase where the district attorney can be disqualified."

¶ 10 The parties subsequently appeared for the scheduled status conference, and at that conference, the trial court denied the motion to reconsider. In so ruling, the court stated:

We’re at post trial. When we have a situation where, for example, an allegation of improper unethical conduct post trial issue [sic] comes to light, the [disqualification] statute can’t possibly apply. We default to the case law that gives me broad discretion under the circumstances to appoint a special prosecutor if I deem that most appropriate.
There is an appearance, although I have not determined one way or the other whether any unethical conduct occurred. There has been raised the appearance of prosecutorial misconduct. You may not act as witness and lawyer simultaneously. It’s the [sic] violation of the code of professional responsibility under the circumstances.

¶ 11 The prosecution then filed a motion to stay the hearing on the merits of the new trial motion as well as the present interlocutory appeal, asking this court to review the district court’s order.

II. Analysis

¶ 12 We first address the standard of review governing orders appointing a special prosecutor. We then discuss Colo. RPC 3.7 and conclude that because that Rule is generally inapplicable in the context of a post trial motion, the trial court abused its discretion in relying on that Rule to appoint a special prosecutor on the facts of this case.

A. Standard of Review

¶ 13 We review a district court’s decision to appoint a special prosecutor for an abuse of discretion. See People v. Cty. Court, Jefferson County, 902 P.2d 413, 413 (Colo. App. 1994) (affirming the district court’s determination that the county court had abused its discretion by requiring the appointment of a special prosecutor); People v. Cty. Court, City and County of Denver, 854 P.2d 1341, 1343 (Colo. App. 1992) (reviewing for an abuse of discretion a county court order that, among other things, appointed a special prosecutor); cf. People v. Epps, 2017 CO 112, ¶ 14, 406 P.3d 860, 864 (noting that district courts have broad discretion in determining whether to disqualify a district attorney from prosecuting a particular case). A district court abuses its discretion when its decision is manifestly arbitrary, unreasonable, or unfair. Epps, ¶ 14, 406 P.3d at 864. This standard is satisfied when, among other things, the court misapplies or misconstrues the law. See id.; DeLong v. Trujillo, 25 P.3d 1194, 1197 (Colo. 2001).

B. Appointment of Special Prosecutor

¶ 14 In this case, the trial court premised its decision to appoint a special prosecutor entirely on the so-called "advocate-witness rule." Fognani v. Young, 115 P.3d 1268, 1272 (Colo. 2005). The trial court concluded that under this rule, the assistant district attorneys who had prosecuted Ehrnstein could not litigate the new trial motion because a person cannot act as a witness and lawyer simultaneously. Although the court did not specifically reference Colo. RPC 3.7, the record makes clear that this is the Rule on which the court relied, and we proceed to address whether the court correctly did so.2 ¶ 15 Under Colo. RPC. 3.7(a), "[a] lawyer shall not act as advocate at a trial in which the lawyer is likely to be a necessary witness," subject to certain exceptions not pertinent here. As we have explained, this Rule "is directed at the lawyer’s courtroom activity, preventing the lawyer from acting as an ‘advocate at trial.’ " Fognani, 115 P.3d at 1276. "The basic reason for [this] limitation is to protect the integrity of the adversary process by separating the lawyer’s role as an advocate from that of a witness." People v. Garcia, 698 P.2d 801, 805 (Colo. 1985).

¶ 16 The overriding purpose of Colo. RPC 3.7 is to avoid prejudice associated with jury confusion. See Fognani, 115 P.3d at 1276–77. Accordingly, an attorney who is also a necessary witness should not participate in activities that would reveal the attorney’s dual role to a jury. See id. at 1277. Such concerns are generally not implicated, however, in the context of pre- and post-trial litigation in front of a judge. Id. at 1270 ("Because the advocate-witness rule is directed at the attorney’s trial activity, we...

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