People v. Joslyn, 98372.

Decision Date30 March 2006
Docket Number98372.
PartiesTHE PEOPLE OF THE STATE OF NEW YORK, Respondent, v. HAROLD W. JOSLYN, Appellant.
CourtNew York Supreme Court — Appellate Division

Appeal from an order of the County Court of Rensselaer County (McGrath, J.), entered August 13, 2003, which classified defendant as a risk level III sex offender pursuant to the Sex Offender Registration Act.

Spain, J.

Defendant was convicted in 1996, upon his guilty plea, of the crime of attempted sodomy in the first degree (234 AD2d 829 [1996], lv denied 89 NY2d 1037 [1997]). In 2003, the Board of Examiners of Sex Offenders prepared a risk assessment instrument pursuant to the Sex Offender Registration Act (see Correction Law art 6-C), presumptively classifying defendant as a level II sex offender, and did not recommend a departure from that risk level. The People took no position at the initial hearing and did not comply with the requirement of providing a written statement prior to advocating for an upward departure at the reopened hearing (see Correction Law § 168-n [3]). Following proceedings at which defendant offered no evidence, County Court concluded that defendant posed a high risk of reoffending and made a final determination designating him as a risk level III sex offender. In this appeal, defendant contends, among other things, that County Court improperly upwardly departed from the presumptive level II classification based upon facts that had already been considered by the Board.

We affirm. Under now well-settled principles, "[a] departure from the presumptive risk level [may be] warranted where `there exists an aggravating or mitigating factor of a kind, or to a degree, not otherwise adequately taken into account by the guidelines'" (People v Guaman, 8 AD3d 545, 545 [2004], quoting Sex Offender Registration Act: Risk Assessment Guidelines and Commentary at 4, No. 6 [Nov. 1997]; see People v Miranda, 24 AD3d 909, 910 [2005]; People v Kwiatkowski, 24 AD3d 878, 879 [2005]; People v McCormick, 21 AD3d 1221, 1222 [2005]; People v Mount, 17 AD3d 714, 715 [2005]; People v Madlin, 302 AD2d 751, 752 [2003]; Matter of O'Brien v State of N.Y. Div. of Probation & Correctional Servs., 263 AD2d 804, 805-806 [1999], lv denied 94 NY2d 758 [1999]). The existence of special, nonduplicative circumstances must be demonstrated by clear and convincing evidence, the People's burden (see Correction Law § 168-n [3]; People v Miranda, supra; People v Arotin, 19 AD3d 845, 847 [2005]; People v Dort, 18 AD3d 23, 24 [2005], lv denied 4 NY3d 885 [2005]). This may be satisfied by reliable hearsay such as the case summary where, as here, defendant did not dispute its contents (see People v Dickison, 24 AD3d 980, 981 [2005], lv denied 6 NY3d 709 [2006]; People v Ashley, 19 AD3d 882, 883 [2005]; People v Hill, 17 AD3d 715, 716 [2005]).

Here, in support of its upward departure, County Court relied upon the aggravating factors that, during the sexual assault, defendant attempted to physically subdue his victim by spraying her with pepper spray; after sexually abusing and assaulting her (by punching her in the face), he tied her up and dumped her out of his vehicle into a ditch while she was still bound. While the risk assessment instrument assigned 10 points under "use of violence" in that defendant "used forcible compulsion," we find that — under the exceptionally violent and depraved circumstances of defendant's crime as reflected in the case summary — County Court properly relied upon aggravating factors of a kind and to a degree not adequately taken into account by the guidelines (see People v Kwiatkowski, supra; People v Guaman, supra). As the Board's guideline on the "use of violence" factor notes, "[r]esearch on sex offenders shows that the offender's use of violence is positively correlated with his [or her] likelihood of reoffending . . . [and] is, of course, also a factor strongly associated with the offender's dangerousness to the community" (Sex Offender Registration Act: Risk Assessment Guidelines and Commentary at 7, factor 1 [Nov. 1997]).

While County Court also noted, in support of its upward departure, the violent nature of defendant's act and the fact that it was perpetrated against a stranger, factors for which he was assigned points in the risk assessment instrument, we do not find this to be duplicative of the risk assessment instrument. Rather, the clear import of the court's finding was that the overall nature of defendant's use of violence and crime was not adequately reflected or taken into account in the risk assessment instrument, and we decline to disturb the upward departure (see People v Allen, 24 AD3d 979, 980 [2005]; People v Kwiatkowski, supra; cf. People v Mount, supra).

Next, while we recognize that the statute...

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