People v. Ortiz

Citation37 Cal.Rptr. 891,391 P.2d 163,61 Cal.2d 249
Decision Date16 April 1964
Docket NumberCr. 7740
CourtUnited States State Supreme Court (California)
Parties, 391 P.2d 163 The PEOPLE, Plaintiff and Respondent, v. Robert ORTIZ, Defendant and Appellant.

Leonard H. McBride, Santa Ana, for defendant and appellant.

Stanley Mosk, Atty. Gen., William E. James, Asst. Atty. Gen., and Paul N. Wenger, Deputy Atty. Gen., for plaintiff and respondent.

SCHAUER, Justice.

Defendant appeals from a judgment of conviction of selling heroin (Health & Saf.Code, § 11501). The trial court denied his motion for new trial and application for probation, and sentenced him to state prison for the term prescribed by law.

The sole contention on appeal is that the trial court erroneously ruled that because of the nature of defendant's offense (sale of heroin) he was ineligible to be considered for the narcotic addict rehabilitation program (Pen.Code, pt. III, tit. 7, chs. 11 and 12), and that the court therefore failed to exercise the discretion vested in it by Penal Code section 6451 1 to determine whether proceedings should be instituted to commit defendant under that program. We have concluded that the record supports this contention and hence that the judgment should be reversed and the cause remanded for the exercise of such discretion by the trial court.

The People's principal witness was an undercover agent who testified that defendant made a sale of heroin to him some eight months prior to defendant's arrest. Defendant denied the sale, his defense being that it was a case of mistaken identity. The first jury empanelled to try the issue failed to agree, but the second jury returned a verdict of guilty. There is no contention that the evidence is insufficient to sustain the verdict.

After denying probation the court said to defendant: 'Of course, Mr. Ortiz, you stand before the Court today * * * convicted of the sale of heroin.

'Now, I have not only read the report of the Probation Officer but I also read the letters that were written here on your behalf, and it is unfortunate, Mr. Ortiz, that I find you here in the position that you stand today.

'You are apparently very well thought of by a lot of people and your record of employment is--well, I might even say outstanding. You are a carpet layer, apparently pretty expert in your job. Everyone that had any dealings to do with you in the area of the work that you are engaged in, that is, carpet laying, also spoke very highly of your ability and industry in your work.

'You are a fine-looking boy, or young man, I should say, and you have got a family, and this situation that the Court finds himself in today is unusually distasteful because of the fact that you appear to be a little bit different than the usual type of young man that we find here that is engaged in the selling and possession and the use of narcotics.

'I feel really bad about this, I really do. I don't have anything that I can do except one, Mr. Ortiz. We cannot tolerate the sale or use of narcotics, and particularly can we not tolerate the sale, just can't do it.' (Italics added.) The court then sentenced defendant to state prison, adding: 'I know it doesn't help, Mr. Ortiz, I don't know whether you believe me or not, but I feel very badly about having to do this, but I have no alternative at all.' (Italics added.)

At this juncture the issue of defendant's eligibility for the narcotic addict rehabilitation program was raised and summarily disposed of in the following manner:

'MR. VERRY [counsel for defendant]: I don't suppose that he would be eligible, under the present circumstances, to go to the hospital?

'THE COURT: No. He is not here for being an addict. I notice that he had some marks on his arm at one time.

'MR. VERRY: Yes.

'THE COURT: And, so, apparently he is familiar with this type of thing and whether he is an addict or not, there isn't sufficient showing here.

'In any event, in view of the sale there isn't anything I can do except send him to the State Penitentiary, * * *' (Italics added.)

From the emphasized language it appears that the trial court believed and ruled that because defendant was convicted of selling an illegal narcotic he was as a matter of law ineligible to be considered for commitment under Penal Code section 6451 (ante, fn. 1) and hence that the court had 'no alternative at all' but to impose a prison sentence. The court presumably acted on the view that defendant's case fell within the terms of Penal Code section 6452, which declares ineligible for the rehabilitation program defendants 'convicted of, or who have been previously convicted of' certain specified crimes of violence or 'any offense set forth in Article 1 * * * of Chapter 5 of Division 10 of the Health and Safety Code [i. e., including § 11501] * * * for which the minimum term prescribed by law is more than five years in state prison.' (Italics added.)

In the case at bench, however, defendant has suffered no previous conviction carrying a minimum term of 'more than five years'; and his present conviction (with no prior 'felony offenses' charged) carries an indeterminate sentence of 'five years to life' and hence a minimum of exactly 'five years.' 2 As we held in similar circumstances, 'five years' is not 'more than five years.' (People v. Wallace (1963) 59 Cal.2d 548, 551-553, 30 Cal.Rptr. 449, 381 P.2d 185; accord, People v. Ibarra (1963) 60 A.C. 435, 442 34 Cal.Rptr. 863, 386 P.2d 487; People v. Bradford (1963) 212 Cal.App.2d 403, 405, 28 Cal.Rptr. 115.) It follows that defendant was eligible for consideration under Penal Code section 6451 and the court erred in ruling that 'in view of the sale there isn't anything I can do except send him to the State Penitentiary * * *.'

The Attorney General argues nevertheless that the court did exercise its discretion and 'impliedly ascertained' that defendant was not an addict or in imminent danger of becoming addicted. This interpretation of the record is assertedly based on (1) the fact that there was no testimony at the trial establishing defendant's addiction and (2) the court's remark at the post-conviction hearing (quoted hereinabove) that 'whether he is an addict or not, there isn't sufficient showing here.' The Attorney General apparently seeks to invoke the rule that 'where a judge's statements as a whole disclose a correct concept of the law and its application, no secondary remarks should be deemed to have impeached his determination.' (People v. Cartier (1960) 54 Cal.2d 300, 313, 5 Cal.Rptr. 573, 353 P.2d 53.) That rule is inapplicable here, however, for as just shown the 'judge's statements as a whole' disclose an incorrect rather than a correct concept of the relevant law, embodied not merely in 'secondary remarks' but in his basic ruling that he had no discretion except to impose a prison sentence because of the nature of defendant's offense.

Moreover, in the context in which it was made the quoted remark of the court ('whether he is an addict or not, there isn't sufficient showing here') implies a further misunderstanding of the purpose and operation of the law relating to the commitment process. Contrary to the Attorney General's assertion, the record before the trial court contained substantial indications that this defendant had an addiction problem. Of course defendant denied acquaintance with heroin when asked about the matter during trial, for his sole defense was a plea of innocence and mistaken identity. But in the course of the probation investigation a very different picture emerged. The probation report contains, inter alia, the following information: 'A report of the Fullerton Police Department indicates that at 7:00 p. m. on February 21, 1962 [i. e., two months prior to defendant's arrest on the present charge], the Defendant was questioned in the alley to the rear of his home, and it was observed that he had several marks on his arms which appeared to have been left by a hypodermic needle. He agreed to submit to a Nalline test, which was administered at the Orange County Sheriff's Office. The results of it were positive, indicating that Mr. Ortiz was under the influence of heroin at that time. He advised us that the police counted twelve marks on his arm, which were alleged to have been left by injections of heroin. The Defendant further said that he had been depressed during the period of approximately one month prior to this arrest, as the result of a separation from his wife, and he had begun to use some heroin.'

The probation report also recites that 'The charge of narcotics addiction on February 21, 1962, has not yet been adjudicated. The Defendant advised us that the matter was...

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