People v. Waterman

• Decision Date: 20 December 1960
• Citation: 208 N.Y.S.2d 596,12 A.D.2d 84
• Parties: PEOPLE of the State of New York, Respondent, v. Rudolph WATERMAN, Albert Devine, Defendants-Appellants.
• Court: New York Supreme Court — Appellate Division

Page 596

208 N.Y.S.2d 596

12 A.D.2d 84

PEOPLE of the State of New York, Respondent, v. Rudolph WATERMAN, Albert Devine, Defendants-Appellants.

Supreme Court, Appellate Division, First Department.

Dec. 20, 1960.

Paul M. Bernstein, New York City, of counsel (Anthony F. Marra, New York City), for appellant Waterman.

Maximilian W. Kempner, New York City, for appellant Devine.

Irving Anolik, New York City, of counsel (Isidore Dollinger, Dist. Atty., Bronx County, New York City), for respondent.

Before BOTEIN, P. J., and BREITEL, VALENTE, McNALLY and STEVENS, JJ.

STEVENS, Justice.

Defendants appeal from judgments of conviction, after trial, convicting them of the crimes of Robbery in the First Degree, Grand Larceny in the Second Degree and Assault in the Second Degree. The defendants were sentenced as second felony offenders to 15-20 years on the Robbery conviction and sentence suspended on the other counts.

The crime charged occurred February 9, 1959, when one Shedletsky was held up and robbed by three persons, at least one of whom was armed.

An indictment was returned February 24, 1959, in which one Fields was named as a defendant and as a conspirator, but these defendants were indicted under the fictitious designations of 'John Doe', 'Richard Roe' and 'Peter Loe.'

Fields was apprehended immediately after the crime. Subsequently, he pleaded guilty to a lesser crime and was sentenced in August, 1959.

One Detective Stratford, assigned to The Bronx, testified that on June 17, 1959, he questioned Waterman while he was incarcerated in the Tombs, and questioned him again on June 29, 1959, at the Bronx County Courthouse. Stratford testified that Waterman made a complete confession on each occasion, though Stratford admitted he made no notes of the conversation on either occasion.

While it is not clear when the substitution of names was made in the indictment, it is clear that at the time of the conversations Waterman was in fact an accused. Again, though the record does not expressly so state, it seems evident that Fields at or shortly after his arrest implicated these defendants and that this information was in the possession of Stratford at the time of the alleged conversations.

On appeal, among the various grounds assigned, defendants argue the admission into evidence of the alleged confession was error.

In People v. Di Biasi, 7 N.Y.2d 544, 200 N.Y.S.2d 21, cited by the defendants, the defendant was surrendered by his counsel some seven years after the return of the indictment. Thereafter, he was questioned at the District Attorney's office in the absence of his counsel before arraignment. The defendant neither confessed nor admitted guilt, but did make certain damaging admissions. Though the defendant did not take the stand, such admissions were testified to over the defendant's objections by a detective at the time of trial.

In reversing the conviction the Court of Appeals (Desmond, Ch. J.) said: '[W]e think this questioning was a violation of this defendant's constitutional rights and that the admission in evidence, over objection, of his admissions made during that questioning after indictment and surrender for arraignment was so gross an error as to require reversal, regardless of any other question in the case.' 7 N.Y.2d at pages 550-551, 200 N.Y.S.2d at page 25.

Fund, J., in his concurring opinion in People v. Di Biasi, supra, pointed out 'that the defendant's voluntary surrender was designed to assure him a prompt arraignment. * * * The fact that his attorney surrendered him for such arraignment in court could not possibly be regarded as a consent or invitation to secret interrogation by police or prosecutor or a waiver of fundamental rights.' 7 N.Y.2d at page 552, 200 N.Y.S.2d at page 26.

Cf. Spano v. People of State of New York, 360 U.S. 315, 317, 79 S.Ct. 1202, 3 L.Ed.2d 1265, where defendant, surrendered by his counsel at approximately 7:15 p. m., was questioned extensively in the absence of his counsel until approximately 3:30 a. m. the morning following, when a confession was obtained. In the interval defendant's sympathy had been falsely aroused by misstatements made to him. The court held the confession involuntary and its admission into evidence and use inconsistent with the 14th Amendment under traditional principles.

In the case before us, defendant Waterman was without counsel at the time of the alleged confession. He was not asked by Stratford if he had retained or been assigned counsel. The fact that defendant Waterman was without counsel at the time of the questioning, when he was known to the interrogator to be an accused, should not deprive him of the benefit of the principle announced in People v. Di Biasi, 7 N.Y.2d 544, 200 N.Y.S.2d 21, supra.

We recognize that this is a limitation on § 395, Code of Criminal Procedure and apparently runs counter to the general principle governing admissibility of confessions, i. e., that no one will voluntarily make an admission against himself unless it is true (People v. Giro, 197 N.Y. 152, 90 N.E. 432). But the circumstances under which the alleged confession was obtained may well stamp it as involuntary when fuller evidence is adduced. Stratford testified that the defendant did not solicit his presence, or declare his intention or wish to make a statement prior to Stratford's visit.

The mere fact that Waterman was in custody would not preclude admission of the alleged confession. The fact that he was then an accused, known to be so to the interrogator, together with other circumstances shown to exist, warrant application of the principle enunciated in the Di Biasi case.

People v. Downs, 8 N.Y.2d 860, 203 N.Y.S.2d 908, can be distinguished. In that case the defendant, arrested in Florida after being indicted in New York, made admissions to the police and F.B.I before his return to New York and repeated such statements in New York. Additionally, Downs took the stand and testified substantially in accordance with the statements given. Nor did he deny that such earlier statements were voluntary. Under the circumstances of that case neither harm nor prejudice resulted.

In view of the holding in the Di Biasi case, we are constrained to vote to reverse the conviction of Waterman, and, in the view we take, the error committed by the reception into evidence of such confession redounded to the prejudice of the codefendant Devine as well. Additionally, the limiting effect of Waterman's confession was not sufficiently delineated by the court as to Devine (cf. People v. Lombard, 4 A.D.2d 666, 168 N.Y.S.2d 419) in view of the continued references thereto by the prosecutor.

Other points raised by counsel are not passed upon because of the conclusion reached. The judgments appealed from should be reversed on the law only, the facts having been considered, and we being satisfied with the judgments in that respect (Code of Criminal Procedure, § 543-a), and a new trial ordered.

Judgments of conviction reversed, upon the law only, the facts having been considered, and a new trial ordered.

All concur except BOTEIN, P. J., and BREITEL, J., who dissent and vote to affirm in dissenting opinion by BOTEIN, P. J.

BOTEIN, Presiding Justice (dissenting).

The...