Poretto v. United States, 13818.

Decision Date22 April 1952
Docket NumberNo. 13818.,13818.
Citation196 F.2d 392
PartiesPORETTO v. UNITED STATES.
CourtU.S. Court of Appeals — Fifth Circuit

Eugene Stanley, Wm. C. Orchard, New Orleans, La., for appellant.

John N. McKay, U. S. Atty., New Orleans, La., for appellee.

Before HOLMES, RUSSELL, and RIVES, Circuit Judges.

HOLMES, Circuit Judge.

A special committee to investigate organized crime in interstate commerce was created by resolution of the United States Senate. The resolution, among other things, directed the committee to make a complete investigation of whether organized crime utilizes the facilities of interstate commerce or otherwise operates in interstate commerce in furtherance of any transactions in violation of the laws of the United States or of the state in which the transactions occur; and, if so, the manner and extent to which, and the identity of the persons, firms, or corporations by which, such utilization is being made, what facilities are being used, and whether or not organized crime utilizes such interstate facilities or otherwise operates in interstate commerce for the development of corrupting influences in violation of laws of the United States or of any state.

The appellant, Joseph Poretto, appeared as a witness before said special committee, and refused to answer a number of questions propounded to him by the committee, assigning in each instance, as his reason for refusal, that an answer would tend to incriminate him. On March 28, 1951, the appellant was indicted in 26 counts for contempt of the United States Senate, in violation of Section 192, Title 2, of the United States Code Annotated. A motion to dismiss the indictment was overruled, a plea of not guilty entered, a trial by jury waived, and a trial had before the court, which found appellant not justified on 12 counts in his claim of privilege against self-incrimination, but not guilty on the other 14 counts of the indictment. The counts upon which appellant was indicted, the questions that he refused to answer, and the findings of the court thereon, were as follows:

                                  Count 1
                    Have you ever been to Houston?          Not guilty
                                  Count 2
                    Are you under indictment?               Guilty
                                  Count 3
                    Now then, sir, what business
                  are you in now?                           Not guilty.
                                  Count 4.
                    Have you ever been in Chicago?          Not guilty.
                                  Count 5.
                    Now sir, have you ever been
                  connected with the Southern
                  News Publishing Company?                  Guilty.
                                  Count 6.
                    In 1946, did you leave Houston
                  and come to New Orleans
                  and start the Southern News
                  Publishing Company?                       Not guilty.
                                  Count 7.
                    Did you send five thousand
                  dollars to Trans-America in
                  1946 for a news service?                  Not guilty.
                                  Count 8.
                    Did you send five thousand
                  dollars to Trans-America in
                  Chicago in 1946 for any purpose?          Not guilty.
                                  Count 9.
                    Have you ever heard of
                  Trans-America?                            Not guilty.
                                  Count 10.
                    Did you have any dealings
                  with Western Union in 1946?               Guilty.
                                  Count 11.
                    Were you not billed by Western
                  Union for furnishing wire
                  service in 1946?                          Guilty.
                                  Count 12.
                    Did you file an injunction, or
                  was an injunction filed on your
                  behalf on August 23, 1946, entitled
                  "Joseph Poretto vs. Herve
                  Racivitch, District Attorney for
                  the Parish of Orleans?"
                                  Count 13.
                    Did you not state in the petition
                  filed on August 23, 1946, in
                  part: That Joseph Poretto was
                  in the business of the Southern
                  Publishing Company and called
                  for the return of certain teletype
                  printing machine, teleprinter,
                  and other articles set out;
                  "that on August 20, 1946 the police
                  of the City of New Orleans
                  raided the premises at 204 Liberty
                  Building, on St. Charles
                  Street in this City and received
                  the teletype writing machine
                  and teletype printing machine,
                  which is a part of and was connected
                  to a telegraph press wire
                  operating through Brooklyn,
                  New York City, Chicago, and
                  St. Louis, to New Orleans?"               Guilty.
                                  Count 14.
                    Is it not true that at the time
                  you had four employees, namely,
                  Louis Steincamp, Joseph
                  Travoto, Ralph Emory, and Anthony
                  Carillo?                                  Guilty.
                                  Count 15.
                    Do you know Ralph Emory?                Guilty.
                  
                                  Count 16.
                    Is it not true that he is from
                  Cicero, Illinois?                         Not guilty.
                                  Count 17.
                    Do you know where he is
                  now?                                      Not guilty.
                                  Count 18.
                   Did you ever know him?                  Guilty.
                                  Count 19.
                    Have you ever heard of the
                  Interstate Press Wire Service?            Guilty.
                                  Count 20.
                    Is it not true that you stated
                  that in connection with the Interstate
                  Press Wire Service furnished
                  you for accumulating
                  news necessary for publication,
                  leased same from Western Union
                  Company, that you accumulated
                  machines to the value of
                  Fifteen hundred dollars?                  Guilty.
                                  Count 21.
                    Did you ever do any business
                  at 204 Liberty Building, 315 St.
                  Charles Street?                           Guilty.
                                  Count 22.
                    Do you know Carlos Marcello?            Not guilty.
                                  Count 23.
                    Do you know Anthony Marcello?           Not guilty.
                                  Count 24.
                    Do you know John Fogarty?               Not guilty.
                                  Count 25.
                    Have you ever transacted any
                  business with Fogarty?                    Not guilty.
                                  Count 26.
                    Is it not true that in December
                  of 1946 the organization
                  with which you were associated,
                  the Southern News Publishing
                  Company, merged with the Fogarty
                  Daily Press operation?                    Not guilty.
                

The appellant did not voluntarily appear as a witness before the committee, and the testimony that he gave was under compulsion. He did not waive his privilege against self-incrimination by allegations verified by him in 1946 in prior suits. The constitutional privilege attaches to the witness in each particular case in which he is called upon to testify, without reference to his declarations at some other time or place or in some other proceeding. New federal criminal laws have been enacted in the interim between 1946 and 1951. New situations have arisen; new grounds for apprehension against self-incrimination confronted the appellant. His situation was not that of a defendant taking the stand in a criminal case. The defendant in a criminal prosecution against himself cannot be compelled to take the witness stand; but, if he voluntarily does so, he waives the privilege against self-incrimination by the mere act of offering himself as a witness in his own behalf. An ordinary witness, such as appellant, has no choice; he is compelled to appear as a witness, be sworn, and take the stand. As stated by the Supreme Court, the waiver of the privilege against self-incrimination is not lightly to be presumed. Smith v. United States, 337 U.S. 137, 150, 69 S.Ct. 1000, 1007, 93 L.Ed. 1264. See also Glasser v. United States, 315 U.S. 60, 69, 70, 62 S. Ct. 457, 464, 86 L.Ed. 680.

The 12 questions in the counts on which appellant was convicted were interspersed with 14 others that he was adjudged not guilty of refusing to answer; and the entire 26 in the indictment against him were imbedded in an extended examination of him as a witness at a hearing which was concluded by the Chairman telling him that he appeared to be one of the worst characters that had appeared before the committee. This hearing was preceded by two weeks or more of newspaper publicity about Poretto as a member of a national racket gang and other criminal organizations, together with much prominence about his private life. The Chairman also read to the witness a report about his connections with a so-called Chicago mob and about his having...

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    ...L.Ed.2d 260 (1973); United States v. Miranti, 253 F.2d 135 (2d Cir. 1958); In re Neff, 206 F.2d 149 (3d Cir. 1953); Poretto v. United States, 196 F.2d 392 (5th Cir. 1952); 8 J. Wigmore, Evidence § 2276, at 471--72 (McNaughton rev. ed. 1961). But see Ellis v. United States, 135 U.S.App.D.C. ......
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    ...9 Cir., 181 F.2d 480; Doran v. United States, 9 Cir., 181 F.2d 489; Healey v. United States, 9 Cir., 186 F.2d 164; Poretto v. United States, 5 Cir., 196 F.2d 392, 396; United States v. Girgenti, 3 Cir., 197 F.2d 218; United States v. Coffey, 3 Cir., 198 F.2d 438; Daly v. United States, 1 Ci......
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    ...L.Ed. 1118 (1951). 31 Thus the court cited, in addition to In re Neff, 206 F.2d 149, 36 A.L.R.2d 1398 (3d Cir. 1953), Poretto v. United States, 196 F.2d 392 (5th Cir. 1952) (five year lapse between investigations, "New federal criminal laws have been enacted * * * new grounds for apprehensi......
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