Randle v. Parker, s. 94-2476

Decision Date17 February 1995
Docket Number94-2477,Nos. 94-2476,s. 94-2476
Citation48 F.3d 301
PartiesAlvin J. RANDLE, Appellant, v. B.R. PARKER, Sgt.; George Veazy, Sgt.; T. Caldwell, Cummins Unit, Arkansas Department of Correction, Appellees. Alvin J. RANDLE, Appellee, v. B.R. PARKER, Sgt., Defendant, George Veazy, Sgt., Appellant, T. Caldwell, Cummins Unit, Arkansas Department of Correction, Defendant.
CourtU.S. Court of Appeals — Eighth Circuit

Patrick Goss, Little Rock, AR, argued, for appellant.

David Eberhard, Little Rock, AR, argued, for appellees.

Before BOWMAN and LOKEN, Circuit Judges, and BOGUE, * Senior District Judge.

BOWMAN, Circuit Judge.

This case has its genesis in an incident in which Alvin Randle, incarcerated in the Cummins Unit of the Arkansas Department of Correction (ADC), spit at a fellow prisoner. The expectoration in question occurred during a spat with fellow inmate J. Piotrowski and resulted in both men being placed on each other's enemy alert list. 1 Later, despite the fact that prisoners were not supposed to be transported or to shower with individuals on their enemy list, during a shift supervised by Sergeant B.R. Parker the two men were released into the bullpen together in preparation for showering. This resulted in a severe beating inflicted on Randle by Piotrowski. Three days afterwards during a shift supervised by Sergeant George Veazy, 2 and with Terry Caldwell, a correction officer, on duty, Piotrowski was again simultaneously released with Randle, resulting in the latter receiving a further thrashing by Piotrowski. As a consequence of these altercations, Randle suffered eye and groin injuries and required surgery. Seeking redress, Randle has filed the present 42 U.S.C. Sec. 1983 (1988) action against Parker, Veazy, and Caldwell alleging that they violated his Eighth Amendment rights by failing to protect him from Piotrowski.

The three defendants filed a motion to dismiss, and a Magistrate Judge recommended that Veazy be dismissed, a recommendation adopted by the District Court. Subsequently, after conducting an evidentiary hearing similar to that in Hobbs v. Lockhart, 46 F.3d 864 (8th Cir.1995), 3 for the purpose of determining whether Randle's claims had sufficient evidentiary support to present a jury issue, the Magistrate Judge recommended that Parker also should be dismissed from the suit. After reviewing the evidence developed at the pretrial hearing, the District Court accepted that recommendation and dismissed Parker, but reinstated the cause of action against Veazy. The case then proceeded to trial against Caldwell and Veazy before the Magistrate Judge pursuant to the consent of the parties in accordance with 28 U.S.C. Sec. 636(c).

The jury returned a verdict for Caldwell, but found Veazy liable to Randle and awarded Randle damages in the amount of $3,500. The court entered judgment in accordance with the jury verdict. The judgment also reflects the earlier dismissal of Parker. Randle appeals, contending the dismissal of Parker was error. Veazy cross-appeals the judgment entered in favor of Randle.

I.

We first consider Randle's contention that the District Court erred in dismissing his claim against Parker. Randle argues that the evidence was sufficient to require the submission of this claim to the jury. We disagree.

In an Eighth Amendment failure-to-protect claim, the plaintiff is required to show that "the defendants were deliberately indifferent to his constitutional rights, either because they actually intended to deprive him of some right, or because they acted with reckless disregard of his right to be free from violent attacks by fellow inmates." Andrews v. Siegel, 929 F.2d 1326, 1330 (8th Cir.1991) (citation omitted). Here we review de novo the District Court's dismissal of Parker based on the evidentiary hearing held by the Magistrate Judge. In so doing

we must

(1) resolve direct factual conflicts in favor of [Randle], (2) assume as true all facts supporting [Randle] which the evidence tended to prove, (3) give [Randle] the benefit of all reasonable inferences, and (4) [reverse the dismissal of Parker] if the evidence so viewed would allow reasonable jurors to differ as to the conclusions that could be drawn.

Henson v. Falls, 912 F.2d 977, 978-79 (8th Cir.1990) (citation omitted). As Randle points out, the District Court's order dismissing Parker did not become final until it eventually was incorporated into the post-trial final judgment. However, no motion for reconsideration was filed, and the case proceeded to trial against only Caldwell and Veazy. No attempt was made during the trial to reinstate Parker as a defendant. It thus is too late in the day for Randle to contend, as he does in this appeal, that we should look to evidence adduced at the trial in order to determine whether the District Court was correct in dismissing Parker. Randle testified at the pre-jury hearing conducted by the Magistrate Judge that Parker had not been involved in the decision to release Piotrowski from his cell and was unaware that an altercation was going to occur. Pre-Jury Hearing Transcript 16, 18. He had been included as a defendant merely because he was the shift supervisor. Id. 16, 17. This leaves only the doctrine of respondeat superior, which cannot serve as a basis for imposing liability in a Sec. 1983 case. Glick v. Sargent, 696 F.2d 413, 414-15 (8th Cir.1983). See also Choate v. Lockhart, 7 F.3d 1370, 1376 (8th Cir.1993); McDowell v. Jones, 990 F.2d 433, 435 (8th Cir.1993). As no evidence was adduced at the pre-jury hearing to show sufficient personal involvement by Parker, or deliberate indifference or tacit authorization by him of the conduct complained of, see Choate, 7 F.3d at 1376, the Magistrate Judge correctly concluded that Parker should be dismissed from the suit and the District Court did not err in adopting this recommendation.

II.

We now turn to Veazy's cross-appeal challenging the verdict and the resulting judgment entered against him. He argues that the court committed reversible error in giving the jury an erroneous Eighth Amendment instruction. 4 The relevant instruction (Instruction 11) stated:

To prove his claim against the defendants, the plaintiff has the burden of proving, by a preponderance of the evidence, five essential propositions:

First, that he was faced with a pervasive risk of harm from another prisoner at the Cummins Unit of the Arkansas Department of Correction; and

Second, that the defendants or one of them were aware or should have been aware of the risk of harm to the plaintiff; and Third, that the defendants or either of them were deliberately indifferent to the plaintiff's constitutional right to be free from cruel and unusual punishment either because they actually intended to deprive him of his right to be free from violent attacks by other inmates or because they acted with reckless disregard of that right; and

Fourth, that the defendants were acting under color of state law; and

Fifth, that the defendants' conduct was the proximate cause of injury to the plaintiff.

You are instructed that the parties have stipulated to the fourth element, and that there is no controversy that the defendants were acting under color of state law. You may accept it as a fact that they were so acting.

T. 229-30. See also T. 215-216. Veazy argues that the instruction is fatally flawed because its "should have been aware" language permitted the jury to find him liable without first finding that he actually was aware of the risk of harm to Randle in releasing him and Piotrowski into the same area at the same time. In reviewing this for reversible error, we must determine whether the instructions, taken as a whole and viewed in the light of the evidence and applicable law fairly and adequately submitted the issue to the jury. Herndon v. Armontrout, 986 F.2d 1237, 1240 (8th Cir.1993).

Prior to the Supreme Court's holding in Farmer v. Brennan, --- U.S. ----, 114 S.Ct. 1970, 128 L.Ed.2d 811 (199...

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