Richardson v. District of Columbia Court of Appeals

• Decision Date: 10 June 1996
• Docket Number: No. 95-7211,95-7211
• Citation: Richardson v. District of Columbia Court of Appeals, 83 F.3d 1513 (D.C. Cir. 1996)
• Parties: T. Carlton RICHARDSON, Appellant v. DISTRICT OF COLUMBIA COURT OF APPEALS, Appellee.
• Court: U.S. Court of Appeals — District of Columbia Circuit

Page 1513

83 F.3d 1513

317 U.S.App.D.C. 465

T. Carlton RICHARDSON, Appellant v.DISTRICT OF COLUMBIA COURT OF APPEALS, Appellee.

No. 95-7211.

United States Court of Appeals District of Columbia Circuit.

Argued May 7, 1996.

Decided May 24, 1996.

Rehearing Denied June 10, 1996.

Appeal from the United States District Court for the District of Columbia(No. 95cv01272).

T. Carlton Richardson, appearing pro se, argued the cause and filed the briefs for appellant.

Martin B. White, Assistant CorporationCounsel, with whom Charles F. Ruff, CorporationCounsel, and Charles L. Reischel, Deputy CorporationCounsel, Washington, D.C., were on the brief, argued the cause for appellee.

Before: WILLIAMS, HENDERSON and RANDOLPH, Circuit Judges.

Opinion for the court filed by Circuit Judge WILLIAMS.

STEPHEN F. WILLIAMS, Circuit Judge:

Faced with disciplinary proceedings in Florida, T. Carlton Richardson petitioned the Supreme Court of Florida for permission to resign, with leave to reapply in three years.The court granted the petition and deemed Richardson to have resigned.

The District of Columbia Court of Appeals thereupon temporarily suspended Richardson from the practice of law in the District, to enable the D.C. Board on Professional Responsibility to conduct reciprocal disciplinary proceedings against him.SeeIn the Matter of T. Carlton Richardson, No. 95-BG-639(D.C.App.1995).Richardson filed suit in federal district court alleging that his temporary suspension, and the D.C. Bar rule that permits it, seeD.C.App.Rule XI § 11(d), unconstitutionally deprive him, without due process, of his liberty interest in practicing law.

The district court dismissed Richardson's claim against his suspension for want of jurisdiction under District of Columbia v. Feldman, 460 U.S. 462, 476, 103 S.Ct. 1303, 1311, 75 L.Ed.2d 206(1983), and abstained from hearing his claim against the D.C. Bar rule itself under Younger v. Harris, 401 U.S. 37, 43-54, 91 S.Ct. 746, 750-55, 27 L.Ed.2d 669(1971).Richardson appealed.Because the district court lacked jurisdiction to hear either of Richardson's claims, we affirm without reaching the issue of Younger abstention.

Richardson's complaint to the district court about the D.C. Court of Appeals's order falls squarely within the Rooker- Feldman doctrine, under which federal district courts lack jurisdiction to review judicial decisions by state and District of Columbia courts.See Feldman;Rooker v. Fidelity Trust Co., 263 U.S. 413, 415, 44 S.Ct. 149, 150, 68 L.Ed. 362(1923).Congress has vested federal court review of such decisions in the Supreme Court, see28 U.S.C. § 1257, and Rooker- Feldman makes clear that that jurisdiction is exclusive.

Richardson does not deny that the order effecting his suspension was a judicial decision.Rather, he says that the order is merely interlocutory, and that Rooker- Feldman 's bar against district court jurisdiction was meant to apply only coextensively with the set of "final judgments or decrees rendered by the highest court of a State" reviewable by the Supreme Court under § 1257.

The District argues that the order of the D.C. Court of Appeals temporarily suspending Richardson is clearly a "final" decision for purposes of § 1257, much as the Georgia Supreme Court's reversal of the lower court's denial of a temporary injunction was final in Construction Laborers v. Curry, 371 U.S. 542, 548-552, 83 S.Ct. 531, 535-38, 9 L.Ed.2d 514(1963).See alsoNat'l Socialist Party v. Skokie, 432 U.S. 43, 44, 97 S.Ct. 2205, 2206, 53 L.Ed.2d 96(1977)(reviewing as final a state supreme court's refusal to stay trial court's injunction pending appeal).Richardson's complaint is that his temporary suspension violates the Constitution, and its rejection by the D.C. Court of Appeals appears to be amenable to treatment as a final order: the issue is legally entirely separate from any claims to be resolved in the substantive disciplinary proceedings that appear destined to follow; it has been finally resolved by the D.C. Court of Appeals; and it cannot be cured by any remedy given at the end of the substantive proceedings.SeeCurry, 371 U.S. at 549, 83 S.Ct. at 536;Cohen v. Beneficial Industrial Loan Co., 337 U.S. 541, 546-47, 69 S.Ct. 1221, 1225-26, 93 L.Ed. 1528(1949)(setting out the elements of this test);cf.Board of Education v. Illinois State Board of Education, 79 F.3d 654, 656-59(7th Cir.1996)(finding an order appealable both as an appealable interlocutory order under 28 U.S.C. § 1292(a)(1) and as a "final" order under Cohen ).

Even if the suspension were not final for purposes of 28 U.S.C. § 1257, the district court would have lacked jurisdiction.We cannot imagine how one could reconcile Feldman 's reasoning, based as it is on allowing state courts to arrive at decisions free from collateral federal attack, with the idea that the district court would be free to review Richardson's suspension so long as the decision was interlocutory.Indeed, other circuits have persuasively concluded that the boundaries of § 1257's grant of Supreme Court jurisdiction do not prevent the application of Rooker- Feldman to the final decisions of lower state courts, or to state courts' interlocutory decisions.As the Fifth Circuit explained, discussing Feldman,

[w]e hold no warrant to review even final judgments of state courts, let alone those which may never take final effect because they remain subject to revision in the state appellate system.

Hale v. Harney, 786 F.2d 688, 691(5th Cir.1986)(refusing to entertain constitutional challenge to state court divorce decree).See alsoKeene Corp. v. Cass, 908 F.2d 293, 297 & n. 2(8th Cir.1990)(Feldman bars federal district court from hearing constitutional challenge to state court's discovery order);cf.Port Auth. PBA v. Port Auth. of N.Y. & N.J., 973 F.2d 169, 177(3rd Cir.1992)(Rooker- Feldman 's bar applies to decisions of lower state courts in addition to those of the highest one).

Despite Rooker- Feldman, a federal district court may sometimes have jurisdiction to hear a challenge to a general bar rule promulgated by a state or District of Columbia court in a nonjudicial capacity.Feldman, 460 U.S. at 482-86 & n. 16, 103 S.Ct. at 1314-17 & n. 16.We thus turn to consider the district court's possible jurisdiction over Richardson's purportedly independent claims as to the constitutionality of the rule that the D.C. Court of Appeals applied.D.C.App.Rule XI § 11(d) provides:

Upon receipt of a certified copy of an order demonstrating that an attorney ... has...