Richmond Screw Anchor Co. v. Umbach, 9641.

Decision Date31 May 1949
Docket NumberNo. 9641.,9641.
Citation173 F.2d 521
PartiesRICHMOND SCREW ANCHOR CO. v. UMBACH.
CourtU.S. Court of Appeals — Seventh Circuit

Fred Gerlach and Norman Gerlach, both of Chicago, for appellant.

Victor E. La Rue, Eugene A. Tappy and Ruth L. Leffler, all of Chicago, Ill., for appellee.

Before MAJOR, Chief Judge, SPARKS, Circuit Judge, and LINDLEY, District Judge.

Writ of Certiorari Denied May 31, 1949. See 69 S.Ct. 1161.

MAJOR, Chief Judge.

This appeal is by the defendants from an adverse judgment, entered April 21, 1948, upon Count I of a complaint which charged infringement of certain letters patent owned by the plaintiff. An appeal from a judgment on Count II of the same complaint is disposed of in appeal No. 9642, in an opinion filed simultaneously with that of the instant case. Richmond Screw Anchor Co. v. Umbach, 7 Cir., 173 F.2d 532. As will be noted from that opinion, defendants were authorized by a license to use the patents now found to be infringed, until January 20, 1945, the date of the termination of the license agreement. Therefore, the infringement found covers only the time subsequent to that date.

The patents in suit all relate to tie rods and parts thereon for supporting forms used in constructing concrete walls. They were all issued to Tamis C. Schenk, and on the date of issuance each patent was assigned to plaintiff. The patent number, the date of issuance and the subject matter of each, as alleged in the complaint, are:

                No. Date Issued
                  1,857,610     5-10-32     "For an invention in a Form Tie"
                  1,919,751     7-25-33     "For an invention in a Wedge for
                                                Form Ties"
                  2,020,912    11-12-35     "For an invention in a Form Tie"
                  2,107,130      2-1-38     "For an invention in a Means for
                                                Preventing the Formation of
                                                Continuous Voids in Concrete
                                                Masses"
                  2,162,592     6-13-39     "For an invention in a Form Tie"
                  2,222,339    11-19-40     "For an invention in a Form Tie"
                

The court below adopted findings of fact verbatim as proposed by the plaintiff and upon such premise concluded that all the six patents in suit were valid and that all were infringed by the defendants except the first and last (as above designated) and that there was no infringement as to them. The issue here arises as the result of the defendants' contention that all the patents in suit are lacking in invention and, therefore, invalid, and that in any event there has been no infringement by the defendants.

Tie rods for supporting forms used in the construction of concrete walls were extremely old in the art. This is shown by scores of prior art patents introduced by the defendants and relied upon as anticipating or showing a lack of invention in the patents in suit. There are many prior art patents which disclose, as do the patents in suit, ties extending through the form walls and the concrete, spacers for holding apart the sides of the form for the concrete, devices for holding the walls on the ties during the pouring of the concrete and means to break off the projecting ends of the ties after the concrete has set. The devices of all the patents in suit relate to ties, spacers and tie-holders, and it is contended by defendants that they utilize these old combinations of elements so as to perform the same old functions and to obtain the same or similar results.

The patents in suit include the following elements: (1) a tie rod or bar adapted to extend through the form for the concrete; (2) spacers on the tie for holding apart the sides of the form; (3) holding devices for securing the sides of the form on the rod, and (4) break-off points on the rod which permit the ends of the rods, projecting from the set concrete, to be broken, cut or twisted off.

Ties of different shapes — round wire and flat bars — were old. Spacers on the tie rod for the concrete form, in a wide diversity of detail, were old. Holders on the ties for the sides of the form in the form of wedges, screws, welded and integral members were old, as well as means for twisting or breaking off the rod in the concrete after the latter had hardened.

As we understand, the patentable status claimed for each of these inventions resides in an improvement represented by a single element claimed in combination with old elements. And by the addition of such element an improvement of patentable status is asserted over anything theretofore disclosed. The defendants contend that the improvement in all the patents is to be found in the prior art and therefore anticipated, and that in any event the disclosures do not represent invention over such art.

As we understand, plaintiff does not dispute but that the elements relied upon as patentable invention are found in the prior art, but its main contention is that the patents in suit are not anticipated because the improvements disclosed in connection with other elements claimed are not all shown in a single prior art patent. It accuses defendants of "piecemeal anticipation," that is, by adding separate elements found in various prior art patents so as to produce the combinations claimed.

The court below apparently was impressed by this argument which it incorporated in its findings of fact in substantially the same language as to each of the patents in suit. Typical thereof, the court found as to patent No. 1,857,610:

"Defendants could not name any patent that shows all the structures or operations of the plaintiff patented Form Tie or Snap-Ty — an argumentative acknowledgement that they could not name an anticipation. The Court finds that no patent which defendants name anticipate the disclosures of the patent in the suit and it discloses invention over each and all of the patents cited by the defendants."

This finding specifically incorporating plaintiff's argument results in an argumentative finding which relegates it to the position where it has little, if any, value in support of the court's conclusion of validity.

Plaintiff cites a number of cases in support of its urgent contention that all the elements of a combination claim or their mechanical equivalents must be found in a single prior art patent before there can be anticipation. Bates v. Coe, 98 U.S. 31, 48, 25 L.Ed. 68; Chicago Lock Co. v. Tratsch, 7 Cir., 72 F.2d 482, 487; Williams Iron Works Co. v. Hughes Tool Co., 10 Cir., 109 F.2d 500, 506. No good purpose could be served in discussing such cases. Certainly it cannot be doubted that the entire prior art may be looked to, and the mere fact that some of the elements of a combination claim are found in one prior art patent and other elements in another does not render such art impotent as a guide for ascertaining novelty. There still remains the all-important question as to whether the combination of such elements amounts to a patentable invention or whether it might reasonably be expected of a mechanic or a person skilled in the art. Florsheim v. Schilling, 137 U.S. 64, 77, 11 S.Ct. 20, 34 L.Ed. 574; Daylight Glass Mfg. Co. v. American Prismatic Co., 3 Cir., 142 F. 454, 456; Jacobs Mfg. Co. v. T. R. Almond Mfg. Co., C.C., 169 F. 134, 139.

Patents No. 1,857,610 and No. 1,919,751

These two patents may appropriately be considered together because of defendants' contention that the invention asserted for the latter is covered by the former and constitutes "double patenting." If it were not for this situation, little, if any, attention need be given to the former because, while the court held this patent valid, it also held that it was not infringed, and further, it will expire May 10, 1949. In fact, plaintiff contends that the question as to its validity has become moot. This is perhaps true, but in view of defendants' contention that it covered the invention asserted for No. 1,919,751, we think a consideration of both patents is desirable.

Plaintiff relies upon claims 1, 2 and 5,1 of No. 1,857,610, and claims 1 and 2 of No. 1,919,751. Claim 1 of the latter is illustrative for the purpose of the question to be determined.2

In the former, we have difficulty in discerning what is relied upon as constituting invention. We need not cite any prior art for the proposition that a form tie having means both on the inner and outer side of the form for holding it in place was old. In fact, the patentee states in his specifications, "My improved form tie may be used with any suitable form, which may consist of longitudinal boards re-enforced by horizontal beams and vertical beams, all of which are used in the conventional manner." The sole novelty which can possibly be claimed for this patent is the manner of fastening the inner support member referred to as a "stop" by welding it to the tie rod so as to make the rod brittle at the point of the weld, and thereby easily breakable at that point, without substantially decreasing the tensile strength of the rod. In fact, this feature of brittleness is specifically relied on in claim 5. Claim 2, in addition, has specific reference to the outer means of support for the form, which is described as a "bottom-heavy wedge." It is this disclosure which defendants contend is included in No. 1,919,751, and which invalidates the latter.

Defendants cite numerous prior art patents which disclose, so it is asserted, the welding of a support member to a tie rod. Either with or without any prior art, the process of attaching two metals by welding is so old and well known as to preclude the thought that its use could constitute invention. The sole novelty which might reside in claims 1 and 5 is that the weld is accomplished by means which produce a brittleness in the rod, thereby making it more readily severable at that point when the form is removed.

As shown, however, by the testimony of plaintiff's president, Snyder, the method by which this...

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